| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PARETEUM CORP | 28,599 | 4,000 | 0.00% | ||
| 2 | GOLDEN STAR RES LTD CDA | 11,000 | 9,000 | 0.00% | ||
| 3 | ATHERSYS INC NEW | 10,000 | 11,000 | 0.00% | ||
| 4 | MANNKIND CORP. | 23,736 | 14,000 | 0.00% | ||
| 5 | NOVAVAX INC COM | 12,335 | 16,000 | 0.00% | ||
| 6 | PARAMOUNT GOLD NEV CORP | 10,800 | 19,000 | 0.00% | ||
| 7 | Arena Pharmaceuticals, Inc | 15,450 | 25,000 | 0.00% | ||
| 8 | ECLIPSE RES CORP COM | 11,000 | 27,000 | 0.00% | ||
| 9 | Abraxas Petroleum Corp | 13,005 | 32,000 | 0.00% | ||
| 10 | EXCO RESOURCES INC | 55,500 | 36,000 | 0.00% | ||
| 11 | NYMOX PHARMACEUTICAL CORP | 11,000 | 36,000 | 0.00% | ||
| 12 | AGENUS INC | 10,000 | 39,000 | 0.00% | ||
| 13 | GLU MOBILE INC | 16,039 | 40,000 | 0.00% | ||
| 14 | ABERDEEN ASIA PACIFIC INCOM | 12,704 | 62,000 | 0.00% | ||
| 15 | TCW STRATEGIC INCOME FD INC | 14,692 | 79,000 | 0.01% | ||
| 16 | INVESTORS REAL | 12,863 | 83,000 | 0.01% | ||
| 17 | EATON VANCE TAX-MANAGED GLOBAL COM | 10,173 | 87,000 | 0.01% | ||
| 18 | RADNET INC COM | 15,296 | 89,000 | 0.01% | ||
| 19 | WELLS FARGO GLOBAL DIVID OPP | 15,970 | 90,000 | 0.01% | ||
| 20 | TRIANGLE PETE CORP | 329,725 | 91,000 | 0.01% | ||
| 21 | NOBLE CORP PLC | 13,408 | 93,000 | 0.01% | ||
| 22 | SPROTT PHYSICAL PLAT PALLAD | 12,593 | 97,000 | 0.01% | ||
| 23 | WESTERN ASSET HIGH INCM FD I | 13,915 | 101,000 | 0.01% | ||
| 24 | EATON VANCE RISK MNGD DIV EQ | 10,700 | 102,000 | 0.01% | ||
| 25 | LIONBRIDGE TECHNOLOGIES ORD | 18,700 | 107,000 | 0.01% | ||
| 26 | NUVEEN MUN VALUE FD INC | 11,126 | 108,000 | 0.01% | ||
| 27 | CHESAPEAKE ENERGY CORP | 17,051 | 110,000 | 0.01% | ||
| 28 | PIMCO CALIF MUN INCOME FD II | 11,700 | 115,000 | 0.01% | ||
| 29 | ANTARES PHARMA INC | 52,233 | 115,000 | 0.01% | ||
| 30 | HANCOCK JOHN INV TRUST TAX ADV GLB SH | 11,800 | 115,000 | 0.01% | ||
| 31 | PIONEER HIGH INCOME TR | 11,860 | 118,000 | 0.01% | ||
| 32 | EATON VANCE TAX MANAGED DIVE | 11,045 | 118,000 | 0.01% | ||
| 33 | NEW AMER HIGH INCOME FD INC | 12,571 | 120,000 | 0.01% | ||
| 34 | BANCO SANTANDER SA | 21,218 | 121,000 | 0.01% | ||
| 35 | OXFORD LANE CAP CORP | 11,100 | 123,000 | 0.01% | ||
| 36 | NORTHSTAR REALTY EUROPE CORPORATION | 10,840 | 131,000 | 0.01% | ||
| 37 | OPKO HEALTH INC | 16,240 | 138,000 | 0.01% | ||
| 38 | TEMPLETON EMERGING COM | 12,429 | 141,000 | 0.01% | ||
| 39 | INVESCO DYNAMIC CR OPPORTUNI | 11,724 | 146,000 | 0.01% | ||
| 40 | SPIRIT RLTY CAP INC NEW | 13,921 | 146,000 | 0.01% | ||
| 41 | THL CR INC | 14,450 | 150,000 | 0.01% | ||
| 42 | LRAD CORP | 95,845 | 150,000 | 0.01% | ||
| 43 | HECLA MNG CO | 23,606 | 153,000 | 0.01% | ||
| 44 | ENERGY RECOVERY INC | 15,446 | 157,000 | 0.01% | ||
| 45 | TAHOE RES INC | 17,524 | 158,000 | 0.01% | ||
| 46 | DNP SELECT INCOME FD INC | 14,893 | 158,000 | 0.01% | ||
| 47 | BLACKROCK MUNIYIELD QUALITY | 11,467 | 159,000 | 0.01% | ||
| 48 | VOYA GLBL ADV & PREM OPP FD | 15,974 | 161,000 | 0.01% | ||
| 49 | VALLEY NATL BANCORP | 13,654 | 161,000 | 0.01% | ||
| 50 | TREVENA INC | 21,512 | 162,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000310, filed 2017.02.07).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
