| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 538,533 | 4,955,000 | 41.08% | ||
| 2 | MORGAN STANLEY | 124,673 | 1,150,000 | 9.53% | ||
| 3 | CITIGROUP INC | 87,787 | 808,000 | 6.70% | ||
| 4 | LPL Financial LLC | 73,462 | 679,000 | 5.63% | ||
| 5 | Commonwealth Equity Services, Inc | 68,101 | 628,000 | 5.21% | ||
| 6 | Laurion Capital Management LP | 61,932 | 570,000 | 4.73% | ||
| 7 | SUNTRUST BANKS INC | 53,145 | 489,000 | 4.05% | ||
| 8 | Cambridge Investment Research Advisors, Inc. | 42,942 | 396,000 | 3.28% | ||
| 9 | WELLS FARGO & COMPANY/MN | 35,195 | 325,000 | 2.69% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 31,406 | 290,000 | 2.40% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 31,157 | 287,000 | 2.38% | ||
| 12 | Virtu KCG Holdings LLC | 22,095 | 204,000 | 1.69% | ||
| 13 | UBS Group AG | 18,448 | 170,000 | 1.41% | ||
| 14 | ROYAL BANK OF CANADA | 15,902 | 146,000 | 1.21% | ||
| 15 | CETERA INVESTMENT ADVISERS | 14,134 | 130,000 | 1.08% | ||
| 16 | OPPENHEIMER & CO INC | 13,960 | 129,000 | 1.07% | ||
| 17 | HighTower Advisors, LLC | 13,714 | 126,000 | 1.04% | ||
| 18 | NATIONAL PLANNING CORP | 11,700 | 115,000 | 0.95% | ||
| 19 | IFP ADVISORS, INC | 10,580 | 98,000 | 0.81% | ||
| 20 | Squarepoint Ops LLC | 10,500 | 97,000 | 0.80% | ||
| 21 | Creative Planning | 10,386 | 96,000 | 0.80% | ||
| 22 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 9,602 | 88,000 | 0.73% | ||
| 23 | Allworth Financial LP | 7,495 | 69,000 | 0.57% | ||
| 24 | D.A. DAVIDSON & CO. | 1,000 | 9,000 | 0.07% | ||
| 25 | MSI Financial Services Inc | 625 | 6,000 | 0.05% | ||
| 26 | ADVISOR GROUP, INC. | 161 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
