| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WHEELER REAL ESTATE INVT TR | 23,000 | 1,000 | 0.00% | ||
| 2 | 1347 CAP CORP | 76,600 | 2,000 | 0.00% | ||
| 3 | C B PHARMA ACQUISITION CORP | 23,814 | 4,000 | 0.00% | ||
| 4 | SPDR S&P 500 ETF TR | 7,200 | 6,000 | 0.00% | ||
| 5 | BARINGTON HILCO ACQUISITION | 53,026 | 6,000 | 0.00% | ||
| 6 | QUINPARIO ACQUISITION CORP 2 | 34,389 | 7,000 | 0.00% | ||
| 7 | BARINGTON HILCO ACQUISITION | 53,026 | 9,000 | 0.00% | ||
| 8 | 1347 CAP CORP | 76,600 | 11,000 | 0.00% | ||
| 9 | C B PHARMA ACQUISITION CORP | 75,000 | 15,000 | 0.00% | ||
| 10 | COPSYNC INC | 30,000 | 15,000 | 0.00% | ||
| 11 | SPDR S&P 500 ETF TR PUT | 7,200 | 16,000 | 0.00% | PRN | |
| 12 | ELECTRUM SPL ACQUISITION CORP | 107,117 | 24,000 | 0.01% | ||
| 13 | DT ASIA INVTS LTD | 253,872 | 25,000 | 0.01% | ||
| 14 | DT ASIA INVTS LTD | 251,050 | 28,000 | 0.01% | ||
| 15 | AR CAP ACQUISITION CORP | 200,173 | 36,000 | 0.01% | ||
| 16 | PANGAEA LOGISTICS SOLUTION L | 20,191 | 53,000 | 0.01% | ||
| 17 | TERRAPIN 3 ACQUISITION CORP | 200,000 | 57,000 | 0.01% | ||
| 18 | HARMONY MERGER CORP | 200,918 | 60,000 | 0.01% | ||
| 19 | COPSYNC INC | 30,000 | 62,000 | 0.01% | ||
| 20 | GARNERO GROUP ACQUISITION CO | 578,822 | 75,000 | 0.02% | ||
| 21 | Alpine Total Dynamic Dividend | 13,750 | 106,000 | 0.02% | ||
| 22 | DELAWARE INVTS DIV & INCOME | 12,991 | 115,000 | 0.02% | ||
| 23 | GARNERO GROUP ACQUISITION CO | 528,456 | 127,000 | 0.03% | ||
| 24 | QUINPARIO ACQUISITION CORP 2 | 19,645 | 192,000 | 0.04% | ||
| 25 | JETPAY CORP | 77,698 | 211,000 | 0.04% | ||
| 26 | QUINPARIO ACQUISITION CORP 2 | 34,389 | 334,000 | 0.07% | ||
| 27 | SILVER BAY RLTY TR CORP | 23,931 | 375,000 | 0.08% | ||
| 28 | ELLSWORTH GROWTH AND INCOME FU COM | 50,078 | 388,000 | 0.08% | ||
| 29 | ELECTRUM SPL ACQUISITION COR | 46,800 | 466,000 | 0.10% | ||
| 30 | ROYCE VALUE TR INC | 44,100 | 519,000 | 0.11% | ||
| 31 | BARINGTON HILCO ACQUISITION | 53,026 | 521,000 | 0.11% | ||
| 32 | GDL FUND | 57,581 | 576,000 | 0.12% | ||
| 33 | ZWEIG TOTAL RETURN FD INC | 52,604 | 641,000 | 0.14% | ||
| 34 | CUSHING RENAISSANCE FD | 47,682 | 680,000 | 0.14% | ||
| 35 | CREDIT SUISSE ASSET MGMT INC | 271,464 | 755,000 | 0.16% | ||
| 36 | 1347 CAP CORP | 76,600 | 755,000 | 0.16% | ||
| 37 | KEARNY FINL CORP MD COM | 60,000 | 760,000 | 0.16% | ||
| 38 | PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 | 104,177 | 762,000 | 0.16% | ||
| 39 | PREFERRED APT CMNTYS INC COM | 58,553 | 766,000 | 0.16% | ||
| 40 | GSV CAP CORP | 82,812 | 776,000 | 0.16% | ||
| 41 | EQUUS TOTAL RETURN INC | 511,628 | 916,000 | 0.19% | ||
| 42 | E COMPASS ACQUISITION CORP | 100,000 | 1,000,000 | 0.21% | ||
| 43 | ELECTRUM SPL ACQUISITION COR | 107,117 | 1,033,000 | 0.22% | ||
| 44 | GYRODYNE LLC COM | 47,368 | 1,210,000 | 0.26% | ||
| 45 | BOULDER BRANDS INC | 111,957 | 1,229,000 | 0.26% | ||
| 46 | STRATEGIC GLOBAL INCOME FD COM | 152,647 | 1,337,000 | 0.28% | ||
| 47 | Bancroft Conv Fund Inc | 75,134 | 1,367,000 | 0.29% | ||
| 48 | NEW YORK REIT INC | 122,962 | 1,414,000 | 0.30% | ||
| 49 | FIRST TR ABERDEEN GLBL OPP F | 144,780 | 1,467,000 | 0.31% | ||
| 50 | GORES HLDGS INC | 150,000 | 1,500,000 | 0.32% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001398344-16-010189, filed 2016.02.24).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
