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FIRST TR ABERDEEN GLBL OPP F
FIRST TR ABERDEEN GLBL OPP F. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 49 Institutional holders with a total value of $62,230,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 2,018,317 20,446,000 32.86%
2 MORGAN STANLEY 716,621 7,259,000 11.66%
3 Invesco Ltd. 346,424 3,509,000 5.64%
4 LPL Financial LLC 310,537 3,115,000 5.01%
5 GUGGENHEIM CAPITAL LLC 284,592 2,884,000 4.63%
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 259,446 2,628,000 4.22%
7 1607 Capital Partners, LLC 250,794 2,541,000 4.08%
8 SIT INVESTMENT ASSOCIATES INC 228,249 2,312,000 3.72%
9 ROYAL BANK OF CANADA 224,129 2,270,000 3.65%
10 DESCHUTES PORTFOLIO STRATEGY, LLC 179,800 1,821,000 2.93%
11 Bulldog Investors, LLP 144,780 1,467,000 2.36%
12 AQR ARBITRAGE LLC 137,696 1,395,000 2.24%
13 COHEN & STEERS, INC. 133,742 1,355,000 2.18%
14 Oxbow Advisors, LLC 110,420 1,119,000 1.80%
15 WELLS FARGO & COMPANY/MN 108,727 1,102,000 1.77%
16 Capital Investment Advisors, LLC 96,564 978,000 1.57%
17 BANK OF AMERICA CORP /DE/ 83,405 845,000 1.36%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 73,450 744,000 1.20%
19 NWAM LLC 44,423 450,000 0.72%
20 WEDBUSH SECURITIES INC 40,987 415,000 0.67%
21 NAPLES GLOBAL ADVISORS, LLC 40,540 411,000 0.66%
22 SG Americas Securities, LLC 36,232 367,000 0.59%
23 WOLVERINE ASSET MANAGEMENT LLC 33,118 335,000 0.54%
24 Cambridge Investment Research Advisors, Inc. 26,565 269,000 0.43%
25 PARAMETRIC PORTFOLIO ASSOCIATES LLC 20,306 206,000 0.33%
26 Round Table Services, LLC 18,600 188,000 0.30%
27 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 16,787 170,000 0.27%
28 IFC Holdings Incorporated/FL 15,949 163,000 0.26%
29 Weiss Asset Management LP 15,894 161,000 0.26%
30 HM PAYSON & CO 15,000 152,000 0.24%
31 Horizon Kinetics LLC 14,584 148,000 0.24%
32 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 14,309 145,000 0.23%
33 UBS Group AG 13,983 142,000 0.23%
34 Investors Capital Advisory Services 13,990 141,000 0.23%
35 AMERICAN INTERNATIONAL GROUP, INC. 11,800 119,000 0.19%
36 INVESTMENT CENTERS OF AMERICA INC 11,678 118,000 0.19%
37 SENTINEL TRUST CO LBA 11,300 114,000 0.18%
38 PNC FINANCIAL SERVICES GROUP, INC. 5,400 55,000 0.09%
39 Cordasco Financial Network 4,235 43,000 0.07%
40 IFP ADVISORS, INC 2,500 25,000 0.04%
41 Creative Planning 2,439 25,000 0.04%
42 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,000 20,000 0.03%
43 D.A. DAVIDSON & CO. 1,950 19,000 0.03%
44 MSI Financial Services Inc 1,420 14,000 0.02%
45 BENJAMIN F. EDWARDS & COMPANY, INC. 1,200 12,000 0.02%
46 CITIGROUP INC 559 5,000 0.01%
47 ALLEGIS INVESTMENT ADVISORS, LLC 346 4,000 0.01%
48 Tower Research Capital LLC (TRC) 271 3,000 0.00%
49 Klingman & Associates, LLC 109 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.