| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,090,003 | 20,920,000 | 22.75% | ||
| 2 | GABELLI & Co INVESTMENT ADVISERS, INC. | 1,345,082 | 13,464,000 | 14.64% | ||
| 3 | Glacier Peak Capital LLC | 812,055 | 8,129,000 | 8.84% | ||
| 4 | DESCHUTES PORTFOLIO STRATEGY, LLC | 723,537 | 7,243,000 | 7.88% | ||
| 5 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 630,747 | 6,313,781 | 6.86% | ||
| 6 | Advisors Asset Management, Inc. | 573,814 | 5,744,000 | 6.25% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 386,464 | 3,869,000 | 4.21% | ||
| 8 | CORNERSTONE ADVISORS INC | 291,098 | 2,914,000 | 3.17% | ||
| 9 | GAMCO INVESTORS, INC. ET AL | 275,955 | 2,762,000 | 3.00% | ||
| 10 | MORGAN STANLEY | 244,747 | 2,450,000 | 2.66% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 230,719 | 2,309,000 | 2.51% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 220,012 | 2,202,000 | 2.39% | ||
| 13 | 1607 Capital Partners, LLC | 211,567 | 2,118,000 | 2.30% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 193,432 | 1,936,000 | 2.11% | ||
| 15 | Ancora Advisors LLC | 162,150 | 1,623,000 | 1.76% | ||
| 16 | DEUTSCHE BANK AG\ | 124,500 | 1,246,000 | 1.35% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 108,520 | 1,086,000 | 1.18% | ||
| 18 | CSS LLC/IL | 84,644 | 847,000 | 0.92% | ||
| 19 | Bulldog Investors, LLP | 57,581 | 576,000 | 0.63% | ||
| 20 | SUMMIT CAPITAL MANAGEMENT LLC | 50,132 | 502,000 | 0.55% | ||
| 21 | WEDBUSH SECURITIES INC | 41,949 | 420,000 | 0.46% | ||
| 22 | WELLS FARGO & COMPANY/MN | 40,269 | 403,000 | 0.44% | ||
| 23 | MSI Financial Services Inc | 34,797 | 348,000 | 0.38% | ||
| 24 | Round Table Services, LLC | 34,300 | 343,000 | 0.37% | ||
| 25 | Horizon Kinetics LLC | 33,565 | 336,000 | 0.37% | ||
| 26 | CUE ADVISORY SERVICES, INC. | 30,490 | 305,000 | 0.33% | ||
| 27 | Gramercy Funds Management LLC | 28,937 | 290,000 | 0.32% | ||
| 28 | RELATIVE VALUE PARTNERS GROUP, LLC | 24,765 | 248,000 | 0.27% | ||
| 29 | LPL Financial LLC | 20,037 | 203,000 | 0.22% | ||
| 30 | CREDIT SUISSE AG/ | 18,414 | 184,000 | 0.20% | ||
| 31 | InterOcean Capital, LLC | 14,450 | 145,000 | 0.16% | ||
| 32 | UBS Group AG | 12,138 | 121,000 | 0.13% | ||
| 33 | Thomas J. Herzfeld Advisors, Inc. | 9,961 | 100,000 | 0.11% | ||
| 34 | Jolley Asset Management, LLC | 6,820 | 68,000 | 0.07% | ||
| 35 | ROYAL BANK OF CANADA | 5,950 | 60,000 | 0.07% | ||
| 36 | WFG Advisors, LP | 4,000 | 40,000 | 0.04% | ||
| 37 | CITIGROUP INC | 2,192 | 22,000 | 0.02% | ||
| 38 | TRUST CO OF VERMONT | 1,550 | 16,000 | 0.02% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 1,465 | 15,000 | 0.02% | ||
| 40 | SIGNATUREFD, LLC | 1,492 | 15,000 | 0.02% | ||
| 41 | IFP ADVISORS, INC | 1,250 | 13,000 | 0.01% | ||
| 42 | ALLEGIS INVESTMENT ADVISORS, LLC | 1,198 | 12,000 | 0.01% | ||
| 43 | Focused Wealth Management, Inc | 706 | 7,000 | 0.01% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 315 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
