| 1 |
Karpus Management, Inc. |
2,899,488 |
35,316,000 |
26.45% |
|
|
| 2 |
RELATIVE VALUE PARTNERS GROUP, LLC |
2,222,684 |
27,072,000 |
20.28% |
|
|
| 3 |
Ancora Advisors LLC |
1,172,266 |
14,278,000 |
10.69% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
757,046 |
9,221,000 |
6.91% |
|
|
| 5 |
MORGAN STANLEY |
543,653 |
6,621,000 |
4.96% |
|
|
| 6 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
384,840 |
4,687,000 |
3.51% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
344,305 |
4,194,000 |
3.14% |
|
|
| 8 |
SIT INVESTMENT ASSOCIATES INC |
284,891 |
3,470,000 |
2.60% |
|
|
| 9 |
STIFEL FINANCIAL CORP |
273,304 |
3,329,000 |
2.49% |
|
|
| 10 |
ICON ADVISERS INC/CO |
246,028 |
2,997,000 |
2.24% |
|
|
| 11 |
1832 Asset Management L.P. |
216,452 |
2,634,000 |
1.97% |
|
|
| 12 |
PNC FINANCIAL SERVICES GROUP, INC. |
206,002 |
2,508,000 |
1.88% |
|
|
| 13 |
WOLVERINE ASSET MANAGEMENT LLC |
169,713 |
2,067,000 |
1.55% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
143,629 |
1,749,000 |
1.31% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
116,514 |
1,419,000 |
1.06% |
|
|
| 16 |
1607 Capital Partners, LLC |
109,409 |
1,333,000 |
1.00% |
|
|
| 17 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
86,068 |
1,048,000 |
0.78% |
|
|
| 18 |
LPL Financial LLC |
84,097 |
1,019,000 |
0.76% |
|
|
| 19 |
REGIONS FINANCIAL CORP |
79,793 |
972,000 |
0.73% |
|
|
| 20 |
First Allied Advisory Services, Inc. |
67,481 |
812,000 |
0.61% |
|
|
| 21 |
SUMMIT CAPITAL MANAGEMENT LLC |
64,476 |
785,000 |
0.59% |
|
|
| 22 |
Invesco Ltd. |
52,847 |
644,000 |
0.48% |
|
|
| 23 |
Bulldog Investors, LLP |
52,604 |
641,000 |
0.48% |
|
|
| 24 |
CSS LLC/IL |
50,136 |
611,000 |
0.46% |
|
|
| 25 |
GUGGENHEIM CAPITAL LLC |
44,553 |
543,000 |
0.41% |
|
|
| 26 |
AQR ARBITRAGE LLC |
41,890 |
510,000 |
0.38% |
|
|
| 27 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
41,531 |
506,000 |
0.38% |
|
|
| 28 |
RAYMOND JAMES & ASSOCIATES |
35,441 |
432,000 |
0.32% |
|
|
| 29 |
OPPENHEIMER & CO INC |
28,902 |
352,000 |
0.26% |
|
|
| 30 |
Raymond James Financial Services Advisors, Inc. |
25,113 |
306,000 |
0.23% |
|
|
| 31 |
SG Americas Securities, LLC |
21,069 |
257,000 |
0.19% |
|
|
| 32 |
MSI Financial Services Inc |
20,081 |
245,000 |
0.18% |
|
|
| 33 |
UBS Group AG |
15,804 |
192,000 |
0.14% |
|
|
| 34 |
Virtu KCG Holdings LLC |
15,224 |
185,000 |
0.14% |
|
|
| 35 |
Creative Planning |
14,418 |
176,000 |
0.13% |
|
|
| 36 |
Private Advisor Group, LLC |
11,652 |
142,000 |
0.11% |
|
|
| 37 |
CITIGROUP INC |
3,705 |
45,000 |
0.03% |
|
|
| 38 |
REILLY FINANCIAL ADVISORS, LLC |
2,040 |
25,000 |
0.02% |
|
|
| 39 |
Chicago Partners Investment Group LLC |
1,920 |
23,000 |
0.02% |
|
|
| 40 |
MOSAIC FAMILY WEALTH, LLC |
1,801 |
21,000 |
0.02% |
|
|
| 41 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,712 |
21,000 |
0.02% |
|
|
| 42 |
NEXT Financial Group, Inc |
1,550 |
18,000 |
0.01% |
|
|
| 43 |
ALLEGIS INVESTMENT ADVISORS, LLC |
1,441 |
18,000 |
0.01% |
|
|
| 44 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,434 |
17,000 |
0.01% |
|
|
| 45 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
1,246 |
15,000 |
0.01% |
|
|
| 46 |
US BANCORP \DE\ |
1,000 |
12,000 |
0.01% |
|
|
| 47 |
ROYAL BANK OF CANADA |
943 |
11,000 |
0.01% |
|
|
| 48 |
KANALY TRUST CO |
480 |
6,000 |
0.00% |
|
|
| 49 |
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC |
312 |
4,000 |
0.00% |
|
|
| 50 |
Pinnacle Summer Investments, Inc. |
318 |
4,000 |
0.00% |
|
|
