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Institutional Investment Manager
CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS (CIK: 0001512024) incorporated in North Carolina, located at 4208 Six Forks Road, Suite 1700, Raleigh, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001062993-15-004442) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
51 HANCOCK JOHN PFD INCOME FD I 2,266 245 0.04%
52 BLACKROCK TAX MUNICPAL BD TR SHS 18,901 240 0.04%
53 ISHARES TR 2,609 232 0.04%
54 PROSHARES TR 2,454 222 0.03%
55 ISHARES 2,775 221 0.03%
56 Vaneck Vectors Em MKTS HTGH Yi Eld Bond ETF 9,076 220 0.03%
57 VANGUARD INDEX FDS 597 220 0.03%
58 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 4,695 192 0.03%
59 ISHARES TR 3,980 191 0.03%
60 BLACKROCK INCOME TR INC 1,731 185 0.03%
61 iShares Mortgage Real Estate C 12,083 160 0.03%
62 PROSHARES TR 2,530 156 0.02%
63 ISHARES TR 4,800 126 0.02%
64 ISHARES INC 9,050 125 0.02%
65 SPDR SER TR 4,094 121 0.02%
66 PIMCO INCOME STRATEGY FUND II COM 14,229 121 0.02%
67 SPDR DOW JONES INDL AVRG ETF 3,112 120 0.02%
68 POWERSHARES ETF TRUST 1,142 113 0.02%
69 PIMCO ETF TR 7,291 106 0.02%
70 ISHARES TR 1,712 105 0.02%
71 ISHARES TR 924 97 0.02%
72 PROSHARES TR 947 97 0.02%
73 POWERSHARES ETF TRUST 1,000 91 0.01%
74 ISHARES TR 3,624 90 0.01%
75 VANGUARD INDEX FDS 6,225 86 0.01%
76 ISHARES 7-10 YEAR TREASURY BOND ETF 4,000 80 0.01%
77 WISDOMTREE JAPAN 710 75 0.01%
78 ISHARES RUSSELL 3000 ETF 4,500 70 0.01%
79 ISHARES TR 4,184 70 0.01%
80 ISHARES TR 1,172 70 0.01%
81 SPDR SERIES TRUST 563 62 0.01%
82 RSX - Market Vectors Russia ETF 2,146 62 0.01%
83 ROYCE GLOBAL VALUE TR INC 344 60 0.01%
84 VANGUARD INTL EQUITY INDEX F 9,403 59 0.01%
85 VANGUARD INTL EQUITY INDEX F 4,721 58 0.01%
86 EATON VANCE ENHANCED EQUITY 640 57 0.01%
87 VANGUARD BD INDEX FDS 2,261 56 0.01%
88 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 1,950 51 0.01%
89 ISHARES TR 3,500 48 0.01%
90 ISHARES TR 948 48 0.01%
91 Mkt Vectors BDC ETF 5,500 47 0.01%
92 CAMBRIA ETF TR 556 47 0.01%
93 VANGUARD SPECIALIZED FUNDS 552 45 0.01%
94 NUVEEN ENERGY MLP TOTL RTRNF 579 43 0.01%
95 VANGUARD WORLD FDS 4,000 43 0.01%
96 VANGUARD WHITEHALL FDS 3,822 43 0.01%
97 Proshares Short S&P 500 7,503 39 0.01%
98 ISHARES TR 5,290 39 0.01%
99 EATON VANCE FLTING RATE INC 507 37 0.01%
100 ISHARES RUSSELL 2000 VALUE ETF 340 36 0.01%
Page 2 of 4
Restatement filing (0001062993-15-004608) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 iPath S&P 500 VIX Short-Term F 62 1 0.00%
2 ISHARES TR 13 1 0.00%
3 ProShares VIX Short-Term Futures 50 1 0.00%
4 MARKET VECTORS ETF TR 150 2 0.00%
5 ISHARES 39 2 0.00%
6 PROSHARES TR 30 2 0.00%
7 ISHARES TR 26 3 0.00%
8 POWERSHS DB MULTI SECT COMM 75 3 0.00%
9 DIREXION SHS ETF TR 100 3 0.00%
10 SPROTT PHYSICAL PLAT PALLAD 600 4 0.00%
11 GUGGENHEIM ENHANCED EQUITY S 231 4 0.00%
12 DIREXION DAILY FTSE CHINA BULL 3X SHARES 98 4 0.00%
13 POWERSHS DB MULTI SECT COMM 180 4 0.00%
14 Ishares - Japan 370 5 0.00%
15 ISHARES TR 93 5 0.00%
16 HANCOCK JOHN PFD INCOME FD 295 6 0.00%
17 DEUTSCHE BK AG LDN BRH 300 7 0.00%
18 ISHARES TR 54 7 0.00%
19 Proshares Short S&P 500 350 7 0.00%
20 NUVEEN AMT FREE QLTY MUN INC 605 8 0.00%
21 GAMCO GLOBAL GOLD NAT RES & 1,221 8 0.00%
22 ROYCE GLOBAL VALUE TR INC 1,105 9 0.00%
23 BLACKROCK TAX MUNICPAL BD TR SHS 500 10 0.00%
24 ISHARES TR 106 10 0.00%
25 ISHARES MSCI MALAYSI ETF 915 11 0.00%
26 ISHARES 244 11 0.00%
27 ISHARES TR 84 11 0.00%
28 ISHARES TR 70 12 0.00%
29 CAMBRIA ETF TR 380 12 0.00%
30 PROSHARES TR 500 12 0.00%
31 ISHARES MSCI SINGAP ETF 946 12 0.00%
32 ALLIANCEBERNSTEIN NATL MUN I 915 12 0.00%
33 NUVEEN PREM INCOME MUN FD 4 COM 1,018 13 0.00%
34 ISHARES TR 124 14 0.00%
35 ISHARES SILVER TR 1,000 15 0.00%
36 ISHARES 363 17 0.00%
37 UNITED STATES OIL FUND LP 900 18 0.00%
38 NUVEEN ENERGY MLP TOTL RTRNF 1,065 18 0.00%
39 WISDOMTREE TRUST EUROPE SMCP DV ETF 307 18 0.00%
40 VANGUARD BD INDEX FDS 220 18 0.00%
41 Mkt Vectors BDC ETF 1,000 18 0.00%
42 ISHARES TR 211 20 0.00%
43 MARKET VECTORS ETF TR 1,073 22 0.00%
44 ISHARES INC 411 23 0.00%
45 RSX - Market Vectors Russia ETF 1,250 23 0.00%
46 ISHARES MSCI SPAN CP ETF 698 23 0.00%
47 ISHARES INC 707 23 0.00%
48 ISHARES 1,069 24 0.00%
49 PROSHARES ULTRA BLOOMBERG CRUDE OIL 536 24 0.00%
50 PIMCO INCOME STRATEGY FUND II COM 2,500 25 0.00%
Page 1 of 4