| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,343,653 | 22,130,000 | 18.22% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,032,324 | 17,001,000 | 13.99% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 958,882 | 15,793,000 | 13.00% | ||
| 4 | Invesco Ltd. | 870,321 | 14,334,000 | 11.80% | ||
| 5 | Jacobus Wealth Management, Inc. | 477,344 | 7,862,000 | 6.47% | ||
| 6 | MORGAN STANLEY | 450,484 | 7,419,000 | 6.11% | ||
| 7 | COHEN & STEERS, INC. | 291,162 | 4,795,000 | 3.95% | ||
| 8 | WELLS FARGO & COMPANY/MN | 266,938 | 4,396,000 | 3.62% | ||
| 9 | UBS Group AG | 212,731 | 3,504,000 | 2.88% | ||
| 10 | CITY NATIONAL BANK | 209,373 | 3,448,000 | 2.84% | ||
| 11 | Aris Wealth Services, Inc. | 204,356 | 3,366,000 | 2.77% | ||
| 12 | CORNERSTONE ADVISORS INC | 143,303 | 2,360,000 | 1.94% | ||
| 13 | LPL Financial LLC | 125,947 | 2,063,000 | 1.70% | ||
| 14 | POINTE CAPITAL MANAGEMENT LLC | 124,891 | 2,057,000 | 1.69% | ||
| 15 | 1832 Asset Management L.P. | 101,508 | 1,670,000 | 1.37% | ||
| 16 | JPMORGAN CHASE & CO | 64,544 | 1,063,000 | 0.88% | ||
| 17 | DOLIVER ADVISORS, LP | 62,824 | 1,035,000 | 0.85% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 60,386 | 994,000 | 0.82% | ||
| 19 | Tortoise Investment Management, LLC | 54,435 | 897,000 | 0.74% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 35,145 | 579,000 | 0.48% | ||
| 21 | STIFEL FINANCIAL CORP | 33,547 | 553,000 | 0.46% | ||
| 22 | NINE MASTS CAPITAL Ltd | 30,102 | 496,000 | 0.41% | ||
| 23 | HighTower Advisors, LLC | 27,925 | 460,000 | 0.38% | ||
| 24 | DESCHAINE & COMPANY, LLC | 23,040 | 379,000 | 0.31% | ||
| 25 | OPPENHEIMER & CO INC | 21,861 | 360,000 | 0.30% | ||
| 26 | BB&T SECURITIES, LLC | 19,641 | 323,000 | 0.27% | ||
| 27 | CAHILL FINANCIAL ADVISORS INC | 18,341 | 303,000 | 0.25% | ||
| 28 | ROYAL BANK OF CANADA | 14,400 | 237,000 | 0.20% | ||
| 29 | Janney Montgomery Scott LLC | 12,127 | 199,727 | 0.16% | ||
| 30 | CREDIT SUISSE AG/ | 11,778 | 194,000 | 0.16% | ||
| 31 | Commonwealth Equity Services, Inc | 10,866 | 179,000 | 0.15% | ||
| 32 | CIBC BANK USA | 10,545 | 174,000 | 0.14% | ||
| 33 | CENTRAL TRUST Co | 9,000 | 148,000 | 0.12% | ||
| 34 | MSI Financial Services Inc | 8,272 | 136,000 | 0.11% | ||
| 35 | SRH ADVISORS, LLC | 4,321 | 71,000 | 0.06% | ||
| 36 | US BANCORP \DE\ | 3,840 | 63,000 | 0.05% | ||
| 37 | DEUTSCHE BANK AG\ | 3,794 | 62,000 | 0.05% | ||
| 38 | CITIGROUP INC | 2,543 | 42,000 | 0.03% | ||
| 39 | D.A. DAVIDSON & CO. | 2,500 | 41,000 | 0.03% | ||
| 40 | Strategic Capital Alternatives LLC | 2,300 | 38,000 | 0.03% | ||
| 41 | BANK OF MONTREAL /CAN/ | 1,765 | 29,000 | 0.02% | ||
| 42 | Lowe Wealth Advisors, LLC | 1,731 | 29,000 | 0.02% | ||
| 43 | NEXT Financial Group, Inc | 1,500 | 24,000 | 0.02% | ||
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 1,378 | 23,000 | 0.02% | ||
| 45 | DUBUQUE BANK & TRUST CO | 1,377 | 23,000 | 0.02% | ||
| 46 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,347 | 22,000 | 0.02% | ||
| 47 | JNBA Financial Advisors | 1,235 | 20,000 | 0.02% | ||
| 48 | CAPTRUST FINANCIAL ADVISORS | 1,065 | 18,000 | 0.01% | ||
| 49 | Westchester Capital Management, LLC | 1,050 | 17,000 | 0.01% | ||
| 50 | Gemmer Asset Management LLC | 750 | 12,000 | 0.01% | SH |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
