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Institutional Investment Manager
CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS (CIK: 0001512024) incorporated in North Carolina, located at 4208 Six Forks Road, Suite 1700, Raleigh, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001062993-15-004442) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES 1,348,115 277,509 43.65%
2 NUVEEN QUALITY MUN FUND INC 1,179,537 74,889 11.78%
3 ISHARES TR 282,597 58,560 9.21%
4 Market Vector Junior 640,100 45,639 7.18%
5 EATON VANCE TAX MANAGED DIVE 153,435 41,919 6.59%
6 SCHWAB US DIVIDEND EQUITY ETF 229,390 28,642 4.51%
7 SPDR S&P 500 ETF TR 185,620 20,192 3.18%
8 Barings Global Short Duration 149,393 18,522 2.91%
9 SPDR MSCI ACWI EX-US 139,159 10,935 1.72%
10 VANGUARD WORLD FD 132,533 7,154 1.13%
11 ALPS ETF TR 41,431 6,214 0.98%
12 ISHARES TR 156,432 6,195 0.97%
13 RYDEX ETF TRUST 46,348 5,464 0.86%
14 SELECT SECTOR SPDR TR 28,938 3,039 0.48%
15 ISHARES INC 19,998 2,321 0.37%
16 VANGUARD INDEX FDS 20,294 2,274 0.36%
17 POWERSHS DB MULTI SECT COMM 12,139 1,299 0.20%
18 ISHARES 26,237 1,274 0.20%
19 SELECT SECTOR SPDR TR 28,213 1,105 0.17%
20 ISHARES TR 5,707 972 0.15%
21 DIREXION SHS ETF TR 7,164 962 0.15%
22 POWERSHARES DB CMDTY IDX TRA 32,290 938 0.15%
23 POWERSHS DB MULTI SECT COMM 8,648 926 0.15%
24 PROSHARES PSHS ULT HLTHCRE ETF 21,360 847 0.13%
25 NUVEEN SELECT QUALITY MUN FD 11,156 838 0.13%
26 ISHARES MSCI SINGAP ETF 9,981 761 0.12%
27 ISHARES TR 33,878 715 0.11%
28 ISHARES TR 39,310 698 0.11%
29 MORGAN STANLEY 6,185 659 0.10%
30 SPDR GOLD TR 17,647 554 0.09%
31 PIMCO ETF TR 6,499 542 0.09%
32 FLAHERTY CRUMRINE PFD SECS 7,096 530 0.08%
33 ISHARES RUSSELL 2000 GROWTH ETF 29,077 523 0.08%
34 PROSHARES ULTRA BLOOMBERG CRUDE OIL 7,640 514 0.08%
35 ISHARES TR 12,960 475 0.07%
36 VANGUARD INDEX FDS 3,632 427 0.07%
37 ISHARES TR 4,053 411 0.06%
38 HANCOCK JOHN PFD INCOME FD 16,050 391 0.06%
39 ISHARES MSCI SPAN CP ETF 9,686 371 0.06%
40 POWERSHARES ETF TR II 3,033 341 0.05%
41 NUVEEN AMT FREE QLTY MUN INC 5,808 332 0.05%
42 SPDR SERIES TR 9,541 328 0.05%
43 ROYCE VALUE TR INC 12,045 318 0.05%
44 NUVEEN CR STRATEGIES INCOME FD COM SHS 12,177 289 0.05%
45 DIREXION DAILY FTSE CHINA BULL 3X SHARES 2,235 279 0.04%
46 ISHARES COHEN & STEERS REIT ETF 4,600 274 0.04%
47 MARKET VECTORS ETF TR 2,502 270 0.04%
48 NUVEEN PREM INCOME MUN FD 4 COM 6,712 266 0.04%
49 VANGUARD INDEX FDS 2,132 247 0.04%
50 VANGUARD BD INDEX FDS 14,411 246 0.04%
Page 1 of 4
Restatement filing (0001062993-15-004608) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES MSCI MALAYSI ETF 915 11 0.00%
2 ISHARES MSCI SINGAP ETF 946 12 0.00%
3 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 5,290 39 0.01%
4 ALLIANCEBERNSTEIN NATL MUN I 915 12 0.00%
5 ALPS ETF TR 4,500 70 0.01%
6 BLACKROCK INCOME TR INC 9,403 59 0.01%
7 BLACKROCK TAX MUNICPAL BD TR SHS 500 10 0.00%
8 Barings Global Short Duration 4,000 80 0.01%
9 CALAMOS CONV OPPORTUNITIES & 4,721 58 0.01%
10 CAMBRIA ETF TR 380 12 0.00%
11 CLEARBRIDGE ENERGY MLP FD INCORPORATED 1,230 29 0.00%
12 DEUTSCHE BK AG LDN BRH 300 7 0.00%
13 DIREXION DAILY FTSE CHINA BULL 3X SHARES 98 4 0.00%
14 DIREXION SHS ETF TR 100 3 0.00%
15 EATON VANCE ENHANCED EQUITY 6,225 86 0.01%
16 EATON VANCE FLTING RATE INC 3,500 48 0.01%
17 EATON VANCE TAX MANAGED DIVE 3,822 43 0.01%
18 FLAHERTY CRUMRINE PFD SECS 1,770 33 0.01%
19 GAMCO GLOBAL GOLD NAT RES & 1,221 8 0.00%
20 GLOBAL X FDS 12,045 318 0.05%
21 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 1,950 51 0.01%
22 GUGGENHEIM ENHANCED EQUITY S 231 4 0.00%
23 HANCOCK JOHN PFD INCOME FD 295 6 0.00%
24 HANCOCK JOHN PFD INCOME FD I 4,184 70 0.01%
25 INDEXIQ ETF TR 4,094 121 0.02%
26 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 32,290 938 0.15%
27 ISHARES 244 11 0.00%
28 ISHARES 1,069 24 0.00%
29 ISHARES 363 17 0.00%
30 ISHARES 39 2 0.00%
31 ISHARES 20 YEAR TREASURY BOND ETF 3,632 427 0.07%
32 ISHARES 7-10 YEAR TREASURY BOND ETF 28,938 3,039 0.48%
33 ISHARES COHEN & STEERS REIT ETF 640 57 0.01%
34 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 2,609 232 0.04%
35 ISHARES INC 3,980 191 0.03%
36 ISHARES INC 411 23 0.00%
37 ISHARES INC 707 23 0.00%
38 ISHARES MSCI SPAN CP ETF 698 23 0.00%
39 ISHARES MSCI TAIWAN ETF 1,733 27 0.00%
40 ISHARES RUSSELL 1000 ETF 19,998 2,321 0.37%
41 ISHARES RUSSELL 2000 GROWTH ETF 233 36 0.01%
42 ISHARES RUSSELL 2000 VALUE ETF 947 97 0.02%
43 ISHARES RUSSELL 3000 ETF 149,393 18,522 2.91%
44 ISHARES S&P GSCI COMMODITY I 33,878 715 0.11%
45 ISHARES SILVER TR 1,000 15 0.00%
46 ISHARES TR 11,156 838 0.13%
47 ISHARES TR 93 5 0.00%
48 ISHARES TR 706 36 0.01%
49 ISHARES TR 41,431 6,214 0.98%
50 ISHARES TR 185,620 20,192 3.18%
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