| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SANOFI | 15,940 | 4,000 | 0.00% | ||
| 2 | TRILOGY METALS INC NEW | 31,626 | 17,000 | 0.00% | ||
| 3 | LADENBURG THALMAN FIN SVCS I | 14,700 | 34,000 | 0.00% | ||
| 4 | CHESAPEAKE ENERGY CORP | 48,000 | 48,000 | 0.00% | PRN | |
| 5 | BLACKROCK DEBT STRAT FD INC COM | 15,586 | 57,000 | 0.00% | ||
| 6 | APOLLO INVT CORP | 10,639 | 62,000 | 0.00% | ||
| 7 | WEBMD HEALTH CORP | 72,000 | 75,000 | 0.00% | PRN | |
| 8 | Arena Pharmaceuticals, Inc | 45,000 | 79,000 | 0.00% | ||
| 9 | CVR REFNG LP | 10,111 | 89,000 | 0.00% | ||
| 10 | MFS HIGH INCOME MUN TR | 16,762 | 90,000 | 0.00% | ||
| 11 | OSIRIS THERAPEUTICS INC NEW COM | 21,000 | 104,000 | 0.00% | ||
| 12 | VOYA PRIME RATE TR | 19,614 | 104,000 | 0.00% | ||
| 13 | CELLDEX THERAPEUTICS INC NEW | 26,335 | 106,000 | 0.00% | ||
| 14 | PACIFIC BIOSCIENCES CALIF IN | 12,000 | 108,000 | 0.00% | ||
| 15 | PENN WEST PETE LTD NEW | 62,562 | 113,000 | 0.00% | ||
| 16 | First Trust/Aberdeen Global | 10,200 | 120,000 | 0.00% | ||
| 17 | REAL IND INC COM | 22,500 | 138,000 | 0.00% | ||
| 18 | FRONTLINE LTD | 19,700 | 141,000 | 0.00% | ||
| 19 | CARBO CERAMICS INC | 13,038 | 143,000 | 0.00% | ||
| 20 | CALPINE CORP | 11,798 | 149,000 | 0.00% | ||
| 21 | BLACKROCK MUNIHLDGS NY QLTY | 10,440 | 155,000 | 0.00% | ||
| 22 | SANOFI SPOND FUNSPONSORED ADR | 25,000 | 159,000 | 0.00% | ||
| 23 | MFS CALIF MUN FD | 11,415 | 159,000 | 0.00% | ||
| 24 | NUVEEN MUN HIGH INCOME OPPOR | 11,052 | 160,000 | 0.00% | ||
| 25 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 19,861 | 168,000 | 0.00% | ||
| 26 | EATON VANCE MUN BD FD | 12,408 | 169,000 | 0.00% | ||
| 27 | GANNETT CO INC | 14,858 | 173,000 | 0.00% | ||
| 28 | PUTNAM MUN OPPORTUNITIES TR | 14,297 | 191,000 | 0.01% | ||
| 29 | EROS INTL PLC SHS NEW | 13,038 | 200,000 | 0.01% | ||
| 30 | VANECK VECTORS GAMING ETF | 5,574 | 202,000 | 0.01% | ||
| 31 | DUFF PHELPS UTIL CORP BD T | 20,850 | 204,000 | 0.01% | ||
| 32 | NORTHROP GRUMMAN CORP | 984 | 210,000 | 0.01% | ||
| 33 | WESTERN ASSET HIGH INCOME OP | 42,250 | 213,000 | 0.01% | ||
| 34 | SPDR S&P MIDCAP 400 ETF TR | 778 | 220,000 | 0.01% | ||
| 35 | GORMAN RUPP CO | 8,672 | 222,000 | 0.01% | ||
| 36 | PIMCO MUN INCOME FD II | 16,500 | 225,000 | 0.01% | ||
| 37 | ANADARKO PETE CORP | 3,566 | 226,000 | 0.01% | ||
| 38 | TIME INC NEW | 15,675 | 227,000 | 0.01% | ||
| 39 | NUVEEN SELECT MAT MUN FD | 21,500 | 230,000 | 0.01% | ||
| 40 | WELLS FARGO & CO NEW | 5,220 | 231,000 | 0.01% | ||
| 41 | STRYKER CORP | 2,000 | 233,000 | 0.01% | ||
| 42 | EATON VANCE NY MUNI INCOME T | 15,321 | 233,000 | 0.01% | ||
| 43 | INVESCO QUALITY MUN INCOME T | 16,970 | 234,000 | 0.01% | ||
| 44 | VENTAS INC | 3,415 | 241,000 | 0.01% | ||
| 45 | EATON VANCE FLTING RATE INC | 17,000 | 241,000 | 0.01% | ||
| 46 | HEICO CORP NEW | 4,016 | 243,000 | 0.01% | ||
| 47 | AFLAC INC | 3,446 | 248,000 | 0.01% | ||
| 48 | OCEANEERING INTL INC | 9,037 | 249,000 | 0.01% | ||
| 49 | BWX TECHNOLOGIES INC COM | 6,583 | 253,000 | 0.01% | ||
| 50 | DELTA AIRLINES INC DEL | 6,550 | 258,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001519418-16-000028, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
