Dark
Light
System
Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Quicksilver Resources Inc 10,383 2 0.00%
2 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 100,634 3 0.00%
3 Vantage Drilling Company 16,750 8 0.00%
4 Hercules Offshore Inc 12,460 12 0.00%
5 MOLYCORP INC 14,119 12 0.00%
6 Key Energy Services, Inc. 10,187 17 0.00%
7 PEREGRINE PHARMACEUTICALS IN 13,687 19 0.00%
8 PENDRELL CORP 13,497 19 0.00%
9 Capstone Turbine 25,503 19 0.00%
10 Scorpio Bulkers Inc. 10,449 21 0.00%
11 EXELIXIS INC 15,100 22 0.00%
12 RENTECH INC 17,660 22 0.00%
13 QUIKSILVER INC COM 10,533 23 0.00%
14 NAVIDEA BIOPHARMACEUTICALS I 12,159 23 0.00%
15 CTI BIOPHARMA 10,402 25 0.00%
16 Exco Resources Inc. 12,249 27 0.00%
17 FUELCELL ENERGY INC COM 17,816 27 0.00%
18 ION GEOPHYSICAL CORP 10,021 28 0.00%
19 ARCH COAL INC 16,464 29 0.00%
20 ALPHA NATURAL RESOURCES 17,168 29 0.00%
21 QUANTUM CORP-DLT & STORAGE SYS 17,011 30 0.00%
22 HALCON RESOURCES CORP 20,224 36 0.00%
23 PLUG POWER INC 12,959 39 0.00%
24 GERON CORP 12,171 40 0.00%
25 Magnum Hunter Resources Corp 15,415 48 0.00%
26 CUMULUS MEDIA INC 11,644 49 0.00%
27 * LEXICON PHARMACEUTICALS INC COM 54,366 49 0.00%
28 VONAGE HLDGS CORP COM 12,946 49 0.00%
29 RESOURCE CAP CORP 10,021 51 0.00%
30 Cincinnati Bell Inc 16,215 52 0.00%
31 McDermott Intl Inc 18,424 54 0.00%
32 GLOBALSTAR INC 21,294 59 0.00%
33 Arena Pharmaceuticals, Inc 17,036 59 0.00%
34 HECLA MNG CO 26,612 74 0.00%
35 SONUS NETWORKS INC 19,063 76 0.00%
36 PARTNER COMMUNICATIONS CO LTADR 15,355 78 0.00%
37 IMMUNOGEN INC 12,705 78 0.00%
38 AK Steel Holding Corp 13,731 82 0.00%
39 STANDARD PAC CORP 11,227 82 0.00%
40 RITE AID CORP 11,029 83 0.00%
41 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
42 MANNKIND CORP. 17,687 92 0.00%
43 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
44 NOVAVAX INC 18,462 109 0.00%
45 CYS INVTS INC 12,568 110 0.00%
46 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
47 LEJU HOLDINGS LIMITED ADR (EACH REPRESENTS 1 ORDINARY SHARES) 10,578 114 0.00%
48 SCORPIO TANKERS INC 13,355 116 0.00%
49 PMC-SIERRA INC 13,445 123 0.00%
50 BGC PARTNERS INC 13,514 124 0.00%
Page 1 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1151 Bonanza Creek Energy Inc 44,495 1,068 0.01%
1152 BANK HAWAII CORP 18,007 1,068 0.01%
1153 OWENS & MINOR INC NEW 30,378 1,067 0.01%
1154 ALKERMES PLC 18,142 1,062 0.01%
1155 NISOURCE INC 25,000 1,061 0.01% Call
1156 NEW YORK TIMES CO 80,074 1,059 0.01%
1157 CARPENTER TECHNOLOGY CORP 21,446 1,056 0.01%
1158 DREYFUS MUN INCOME INC 109,628 1,055 0.01%
1159 NUCOR CORP 21,441 1,052 0.01%
1160 SM ENERGY CO 27,208 1,050 0.01%
1161 DICE HOLDINGS INC 104,829 1,049 0.01%
1162 OIL STS INTL INC 21,406 1,047 0.01%
1163 THE HERSHEY COMPANY COM 10,078 1,047 0.01%
1164 WESTERN REFNG INC 27,531 1,040 0.01%
1165 ARCELORMITTAL SA LUXEMBOURG 60,000 1,038 0.01% PRN
1166 HELIX ENERGY SOLUTIONS GRP I 47,831 1,038 0.01%
1167 KEMPER CORP DEL 28,610 1,033 0.01%
1168 EQT Midstream Partners LP 11,655 1,026 0.01%
1169 Discovery Communications Ser C 30,408 1,025 0.01%
1170 MENTOR GRAPHICS INC 46,623 1,022 0.01%
1171 ROLLINS INC 30,807 1,020 0.01%
1172 Chicos FAS Inc 62,954 1,020 0.01%
1173 INTERDIGITAL INC 19,220 1,017 0.01%
1174 SILGAN HOLDINGS 18,940 1,015 0.01%
1175 Chesapeake Energy Corp 51,886 1,015 0.01%
1176 KBR INC 59,886 1,015 0.01%
1177 COBIZ FINANCIAL INC 76,478 1,004 0.01%
1178 CABELAS INC 19,012 1,002 0.01%
1179 CONVERGYS CORP COM STK 48,857 995 0.01%
1180 NORTHERN TR CORP 14,740 993 0.01%
1181 SPDR S&P Oil & Gas Explor & Pr 20,700 991 0.01% Put
1182 ABERCROMBIE & FITCH CO 34,417 986 0.01%
1183 BED BATH & BEYOND INC 12,927 985 0.01%
1184 Kansas City Southern 8,074 985 0.01%
1185 Tech Data Corp 15,558 984 0.01%
1186 BIO RAD LABS INC 8,149 982 0.01%
1187 CIENA CORP 50,568 982 0.01%
1188 PATTERSON UTI ENERGY INC 58,854 976 0.01%
1189 PUBLIC SVC ENTERPRISE GROUP COM 23,539 975 0.01%
1190 Consumer Discret Sel Sect SPDR 13,500 974 0.01%
1191 TRW AUTOMOTIVE HLDGS CORP 9,472 974 0.01%
1192 iShares Russell 2000 Index ETF 8,091 968 0.01%
1193 COCA COLA ENTERPRISEINC 21,874 967 0.01%
1194 DTF TAX-FREE INCOME INC 62,651 964 0.01%
1195 Energy Select Sector SPDR 12,183 964 0.01%
1196 EQUITY COMWLTH 37,782 963 0.01%
1197 MEREDITH CORP 17,734 963 0.01%
1198 VALLEY NATL BANCORP 98,561 957 0.01%
1199 WPX ENERGY INC 82,087 955 0.01%
1200 FULTON FINL CORP PA COM 77,013 952 0.01%
Page 24 of 33