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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Quicksilver Resources Inc 10,383 2 0.00%
2 COMMUNITY HEALTH SYS INC NEW 100,634 3 0.00%
3 Vantage Drilling Company 16,750 8 0.00%
4 Hercules Offshore Inc 12,460 12 0.00%
5 Neo Performance Materials 14,119 12 0.00%
6 Key Energy Services, Inc. 10,187 17 0.00%
7 PEREGRINE PHARMACEUTICALS IN 13,687 19 0.00%
8 PENDRELL CORP 13,497 19 0.00%
9 Capstone Turbine 25,503 19 0.00%
10 Scorpio Bulkers Inc. 10,449 21 0.00%
11 EXELIXIS INC 15,100 22 0.00%
12 RENTECH INC 17,660 22 0.00%
13 QUIKSILVER INC COM 10,533 23 0.00%
14 Navidea Biopharm Inc 12,159 23 0.00%
15 CTI BIOPHARMA 10,402 25 0.00%
16 EXCO RESOURCES INC 12,249 27 0.00%
17 FUELCELL ENERGY INC COM 17,816 27 0.00%
18 ION GEOPHYSICAL CORP 10,021 28 0.00%
19 ARCH COAL INC 16,464 29 0.00%
20 ALPHA NATURAL RESOURCES 17,168 29 0.00%
21 QUANTUM CORP COM DSSG 17,011 30 0.00%
22 HALCON RESOURCES CORP 20,224 36 0.00%
23 PLUG POWER INC 12,959 39 0.00%
24 GERON CORP 12,171 40 0.00%
25 Magnum Hunter Resources Corp 15,415 48 0.00%
26 CUMULUS MEDIA INC 11,644 49 0.00%
27 * LEXICON PHARMACEUTICALS INC COM 54,366 49 0.00%
28 VONAGE HLDGS CORP 12,946 49 0.00%
29 RESOURCE CAP CORP 10,021 51 0.00%
30 Cincinnati Bell Inc 16,215 52 0.00%
31 MCDERMOTT INTL INC 18,424 54 0.00%
32 GLOBALSTAR INC 21,294 59 0.00%
33 Arena Pharmaceuticals, Inc 17,036 59 0.00%
34 HECLA MNG CO 26,612 74 0.00%
35 SONUS NETWORKS INC 19,063 76 0.00%
36 PARTNER COMMUNICATIONS 15,355 78 0.00%
37 IMMUNOGEN INC 12,705 78 0.00%
38 AK STL HLDG CORP 13,731 82 0.00%
39 STANDARD PAC CORP 11,227 82 0.00%
40 RITE AID CORP 11,029 83 0.00%
41 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
42 MANNKIND CORP. 17,687 92 0.00%
43 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
44 NOVAVAX INC COM 18,462 109 0.00%
45 CYS INVTS INC COM 12,568 110 0.00%
46 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
47 LEJU HLDGS LTD 10,578 114 0.00%
48 SCORPIO TANKERS INC 13,355 116 0.00%
49 PMC-SIERRA INC 13,445 123 0.00%
50 BGC PARTNERS INC 13,514 124 0.00%
Page 1 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1201 NPS Pharmaceuticals, Inc. 26,323 942 0.01%
1202 ALLSCRIPTS HEALTHCARE SOLUTN 73,688 941 0.01%
1203 ASCENA RETAIL GROUP INC COM 74,817 940 0.01%
1204 LENNAR 20,944 939 0.01%
1205 BANCORPSOUTH INC 41,584 936 0.01%
1206 INTEGRYS ENERGY GROUP INC 11,971 932 0.01%
1207 MOSAIC CO NEW 20,390 931 0.01%
1208 MICHAEL KORS HLDGS LTD 12,317 925 0.01%
1209 CELANESE CORP DEL 15,432 925 0.01%
1210 TECO ENERGY INC COM 45,000 922 0.01% Call
1211 WERNER ENTERPRISES INC 29,438 917 0.01%
1212 RALPH LAUREN CORP 4,952 917 0.01%
1213 CONSOL ENERGY INC 27,089 916 0.01%
1214 DIEBOLD NXDF INC 26,275 910 0.01%
1215 ROVI CORP COM EXCHANGEDFOR CU 40,114 906 0.01%
1216 POLYCOM INC 66,516 898 0.01%
1217 ISHARES TR 30,556 895 0.01%
1218 LOEWS CORP 21,296 895 0.01%
1219 GRAHAM HLDGS CO 1,036 895 0.01%
1220 Aaron's Inc 29,177 892 0.01%
1221 HMS HOLDINGS CORPORATION 42,210 892 0.01%
1222 POST HLDGS INC 21,165 887 0.00%
1223 ISHARES TR 9,124 872 0.00%
1224 DEAN FOODS CO NEW 45,005 872 0.00%
1225 BILL BARRETT CP 76,400 870 0.00%
1226 Lancaster Colony Corp 9,276 869 0.00%
1227 THORATEC LABS CORP 26,721 867 0.00%
1228 URBAN OUTFITTERS INC 24,643 866 0.00%
1229 REGAL ENTMT GROUP 40,373 862 0.00%
1230 BEMIS INC 19,050 861 0.00%
1231 Neustar Inc CL A 30,940 860 0.00%
1232 FASTENAL CO 18,056 859 0.00%
1233 MERCURY GENL CORP NEW 15,061 854 0.00%
1234 VANGUARD TAX-MANAGED FDS 22,197 841 0.00%
1235 Acxiom Corp 41,507 841 0.00%
1236 ON SEMICONDUCTOR CORP 82,927 840 0.00%
1237 MILLERKNOLL INC 28,524 839 0.00%
1238 BROOKFIELD INFRAST PARTNERS 20,000 837 0.00% Call
1239 AFFILIATED MANAGERS GROUP 3,940 836 0.00%
1240 CHUYS HLDGS INC COM 42,238 831 0.00%
1241 KLX INC COM 20,153 831 0.00%
1242 FIRSTENERGY CORP 21,254 829 0.00%
1243 ALEXANDER & BALDWIN INC NEW COM 21,100 828 0.00%
1244 MATTEL INC 26,681 826 0.00%
1245 Advent Software Inc. 26,869 823 0.00%
1246 KEYCORP 59,147 822 0.00%
1247 IPG PHOTONICS CORP 10,976 822 0.00%
1248 POTLATCHDELTIC CORPORATION 19,544 818 0.00%
1249 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 21,308 817 0.00%
1250 KNOWLES CORP COM 34,603 815 0.00%
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