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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO & CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUPINC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1901 AMBIT BIOSCIENCES CORP 167 1 0.00%
1902 WESTERN REFNG LOGISTICS LP 40 1 0.00%
1903 BIOLIFE SOLUTIONS INC 300 1 0.00%
1904 OMEGA PROTEIN CORP COM 81 1 0.00%
1905 BAY BANCORP INC 100 1 0.00%
1906 ECOLOGY & ENVIRONMENT INC 135 1 0.00%
1907 SUPREME INDS INC 200 1 0.00%
1908 EATON VANCE TAX MANAGED GLOB 100 1 0.00%
1909 EATON VANCE NY MUNI INCOME T 48 1 0.00%
1910 ADCARE HEALTH SYSTEMS INC 128 1 0.00%
1911 EATON VANCE N Y MUN BD FD II 108 1 0.00%
1912 EATON VANCE MUN INCOME 2028 89 1 0.00%
1913 Eastern Virginia Bankshares Inc 193 1 0.00%
1914 ABERDEEN LATIN AMER EQTY FD 20 1 0.00%
1915 SYNTHETIC BIOLOGICS INCORPORATED 370 1 0.00%
1916 BANK COMM HLDGS 100 1 0.00%
1917 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 248 1 0.00%
1918 TAT TECHNOLOGIES LTD 200 1 0.00%
1919 DSP GROUP INC 77 1 0.00%
1920 TECHNICAL COMMUNICATIONS COR 240 1 0.00%
1921 DOVER MOTORSPORTS INC 200 1 0.00%
1922 DORAL FINL CORP 132 1 0.00%
1923 TELENAV INC COM 226 1 0.00%
1924 AV HOMES INC 90 1 0.00%
1925 DIGIRAD CORP 200 1 0.00%
1926 TESARO INCORPORATED 26 1 0.00%
1927 TEUCRIUM COMMODITY TR 59 1 0.00%
1928 AUTOBYTEL INC COM NEW 39 1 0.00%
1929 Dendreon Corp 600 1 0.00%
1930 DELAWARE INVTS DIV & INCOME 75 1 0.00%
1931 DELAWARE INVTS COLO MUN INCO 64 1 0.00%
1932 THE9 LTD 251 1 0.00%
1933 ATMI INC 42 1 0.00%
1934 DATA I O CORP 200 1 0.00%
1935 THRESHOLD PHARMACEUTICAL INC 168 1 0.00%
1936 THT HEAT TRANSFER TECHNOLOGY 685 1 0.00%
1937 CYTORI THERAPEUTIC INC 223 1 0.00%
1938 CYREN LTD 215 1 0.00%
1939 ATLAS FINANCIAL HOLDINGS INC SHS NEW 50 1 0.00%
1940 Culp, Inc. 42 1 0.00%
1941 TOFUTTI BRANDS INC 200 1 0.00%
1942 TORCHLIGHT ENERGY RES INC 200 1 0.00%
1943 CSP INC 200 1 0.00%
1944 TOWER GROUP INTERN 797 1 0.00%
1945 TOWER SEMICONDUCTOR LTD 87 1 0.00%
1946 CRAFT BREW ALLIANCE INC 130 1 0.00%
1947 TRANS WORLD ENTMT CORP 200 1 0.00%
1948 ITAU CORPBANCA SPONSORED ADR 74 1 0.00%
1949 TREX CO INC COM 38 1 0.00%
1950 ABERDEEN ISRAEL FUND INC COM 50 1 0.00%
Page 39 of 40