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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1701 INTELSAT S A 10 509 0.00%
1702 GOLD RESOURCE CORP 100 506 0.00%
1703 Pulse Electronics Corporation 200 500 0.00%
1704 Biocept Inc. (BIOC) 82 494 0.00%
1705 FIRST ACCEPTANCE CORP 200 490 0.00%
1706 GLOBALSCAPE INC 200 490 0.00%
1707 JOHNSON OUTDOORS INC 19 490 0.00%
1708 CROSS CTRY HEALTHCARE INC COM 75 489 0.00%
1709 SANCHEZ ENERGY CORP COM 13 489 0.00%
1710 RF INDS LTD 81 485 0.00%
1711 NATIONAL AMERN UNIV HLDGS IN 156 480 0.00%
1712 CYCLACEL PHARMACEUTICALS INC 59 477 0.00%
1713 SYNERGY PHARMACEUTICALS DEL 50 475 0.00%
1714 NEWTEK BUSINESS SERVICES 171 469 0.00%
1715 CHINA NEW BORUN CORP ADR 170 468 0.00%
1716 KONA GRILL INC COM 24 466 0.00%
1717 ATA INC SPONS ADR 100 465 0.00%
1718 CENTRAL GARDEN & PET CO COM 51 464 0.00%
1719 PYRAMID OIL CO 80 464 0.00%
1720 CYANOTECH CORP 100 462 0.00%
1721 GEOPARK LTD 50 458 0.00%
1722 SPORT CHALET INC-CLASS A 544 457 0.00%
1723 POSTROCK ENERGY CORP 300 450 0.00%
1724 MEDALLION FINL CORP 36 449 0.00%
1725 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 100 447 0.00%
1726 PRINCIPAL REAL ESTATE INCOME 23 439 0.00%
1727 Codexis Inc Com 300 438 0.00%
1728 ELECTRO-SENSORS INC 102 434 0.00%
1729 HIGHPOWER INTL INC COM 90 430 0.00%
1730 AURICO GOLD INC UTIL 100 426 0.00%
1731 BIOANALYTICAL SYS INC 168 425 0.00%
1732 UTSTARCOM HOLDINGS CORP SHS NEW 142 416 0.00%
1733 RECON TECHNOLOGY LTD 100 414 0.00%
1734 TORCHLIGHT ENERGY RES INC 100 412 0.00%
1735 SIGA TECHNOLOGIES ORD 145 409 0.00%
1736 INSTITUTIONAL FINL MKTS INC 200 402 0.00%
1737 CAS MED SYS INC 200 402 0.00%
1738 CAL DIVE INTERNATIONAL INC 303 400 0.00%
1739 SYNERGY PHARMACEUTICALS DEL 300 396 0.00%
1740 FORCEFIELD ENERGY 74 393 0.00%
1741 EASTMAN KODAK CO 16 392 0.00%
1742 SYNERGETICS USA INC 126 391 0.00%
1743 ZWEIG FD 25 391 0.00%
1744 GLOBAL X FDS 15 391 0.00%
1745 NII HOLDINGS INC. CL B 702 386 0.00%
1746 Dendreon Corp 166 382 0.00%
1747 NANOSPHERE INC 239 378 0.00%
1748 BLACKROCK MUNI N Y INTER DUR 27 378 0.00%
1749 Promotora De Info Adr Af 200 376 0.00%
1750 CHINA ADVANCED CONSTR MATLS 100 370 0.00%
Page 35 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
151 WisdomTree Earnings 500 ETF 712 49 0.10%
152 LOCKHEED MARTIN CORP 302 49 0.10%
153 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 1,423 49 0.10%
154 CLAYMORE EXCHANGE TRD FD TR 959 48 0.09%
155 MCKESSON CORP 258 48 0.09%
156 PHILLIPS 66 PARTNERS LP 629 48 0.09%
157 COMMONWEALTH REIT 1,820 48 0.09%
158 CORNERSTONE ONDEMAND INC 1,014 47 0.09%
159 KIMBERLY CLARK CORP 424 47 0.09%
160 LYONDELLBASELL INDUSTRIES N 484 47 0.09%
161 WISDOMTREE TR 1,551 47 0.09%
162 ISHARES MSCI BIC ETF 1,210 47 0.09%
163 FEDEX CORP 310 47 0.09%
164 TRAVELERS COMPANIES INC 494 46 0.09%
165 DOMINION ENERGY INC 650 46 0.09%
166 TIME WARNER INC NEW 310 46 0.09%
167 FOREST LABS INC COM 466 46 0.09%
168 FIRST TR EXCHANGE TRADED FD 1,591 46 0.09%
169 ISHARES 760 46 0.09%
170 PRUDENTIAL FINL INC 518 46 0.09%
171 BLACKROCK INC 140 45 0.09%
172 SOUTHERN CO 994 45 0.09%
173 DirectTV Com 530 45 0.09%
174 WILLIAMS COS INC DEL 766 45 0.09%
175 RevShares Large Cap ETF 1,127 44 0.09%
176 WEX INC 415 44 0.09%
177 INSULET CORPORATION 1,099 44 0.09%
178 PRAXAIR INC 330 44 0.09%
179 OLD LINE BANCSHARES INC COM 2,814 44 0.09%
180 YUM BRANDS INC 546 44 0.09%
181 OFFICE DEPOT INC 7,631 43 0.08%
182 FAIR ISAAC CORP 669 43 0.08%
183 ISHARES TR 976 43 0.08%
184 PTC INC 1,117 43 0.08%
185 INTERCONTINENTAL EXCHANGE IN 230 43 0.08%
186 SPDR INDEX SHS FDS 1,594 43 0.08%
187 AMERICAN CAP SR FLOATING LTD 3,036 43 0.08%
188 FREEPORT-MCMORAN INC 1,162 42 0.08%
189 GENERAL DYNAMICS CORP 364 42 0.08%
190 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 1,119 42 0.08%
191 DEVON ENERGY CORP NEW 528 42 0.08%
192 TJX COS INC NEW 796 42 0.08%
193 RAYTHEON CO 452 42 0.08%
194 TARGET CORP 708 41 0.08%
195 EATON CORP PLC 532 41 0.08%
196 PRECISION CASTPARTS 162 41 0.08%
197 ISHARES TR 330 41 0.08%
198 TRIVASCULAR TECHNOLOGIES INC 2,649 41 0.08%
199 KRAFT HEINZ CO COM 668 40 0.08%
200 STERIS PLC 754 40 0.08%
Page 4 of 40