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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1801 AGENUS INC 79 254 0.00%
1802 OPTIMUMBANK HOLDINGS INC 200 252 0.00%
1803 IKONICS CORP 10 252 0.00%
1804 ETFS WHITE METALS BASKET TR 6 251 0.00%
1805 ECHO THERAPEUTICS INC 111 251 0.00%
1806 GLORI ENERGY INC WARRANTS EXPIRES 200 248 0.00%
1807 BLACKROCK ENHANCED GOVT FD I 17 243 0.00%
1808 COVER-ALL TECHNOLOGIES INC 200 242 0.00%
1809 DIGITAL PWR CORP 200 238 0.00%
1810 MECOX LANE LIMITED SPON ADR REP 35 60 237 0.00%
1811 PLANAR SYS INC 95 233 0.00%
1812 PARK OHIO HLDGS CORP 4 232 0.00%
1813 VISION-SCIENCES INC DEL 200 230 0.00%
1814 ARC DOCUMENT SOLUTIONS INC 39 229 0.00%
1815 WET SEAL INC 249 227 0.00%
1816 NUVEEN CALIF MUNICPAL VALU FD2 COM 14 225 0.00%
1817 ORAGENICS INC COM NEW 115 224 0.00%
1818 CLOUGH GLOBAL EQUITY FD 14 217 0.00%
1819 Kior Inc 599 216 0.00%
1820 NETSOL 55 213 0.00%
1821 VRINGO INC 200 210 0.00%
1822 FORTEGRA FINL CORP 27 206 0.00%
1823 TOWNEBANK PORTSMOUTH VA 13 204 0.00%
1824 SEMILEDS CORP 200 204 0.00%
1825 SILVER EAGLE ACQUISITION COR 300 195 0.00%
1826 WISDOMTREE TR 10 194 0.00%
1827 LOOKSMART LTD 106 191 0.00%
1828 EASTMAN KODAK CO 21 191 0.00%
1829 Fairway Group Holdings Corp. 28 186 0.00%
1830 ASTEC INDUSTRIES INC 150 179 0.00%
1831 FLEXIBLE SOLUTIONS INTL INC 200 168 0.00%
1832 VALUE LINE INC 10 168 0.00%
1833 OCEAN BIO CHEM INC 56 163 0.00%
1834 QUALSTAR CORP 122 161 0.00%
1835 RICEBRAN TECHNOLOGIES 121 159 0.00%
1836 PROPHASE LABS INC 93 157 0.00%
1837 Warren Resources Inc 25 155 0.00%
1838 EVRYWARE GLOBAL INC 119 155 0.00%
1839 NUTRI SYS INC NEW 9 154 0.00%
1840 SPAR GROUP INC 100 151 0.00%
1841 S&W SEED CO 200 150 0.00%
1842 CORMEDIX INC 300 150 0.00%
1843 ORBIT INTL CORP 50 148 0.00%
1844 ELECTROMED INC 100 142 0.00%
1845 PREMIER EXHIBITIONS INC 175 142 0.00%
1846 VILLAGE BK & TR FINANCIAL CO 103 142 0.00%
1847 Wells-Gardner Elec Cor 100 138 0.00%
1848 RETRACTABLE TECHNOLOGIES INC 55 138 0.00%
1849 LEVY ACQUISITION CORP 300 138 0.00%
1850 Guggenheim Frontier Markets ETF 8 137 0.00%
Page 37 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
251 PIEDMONT NAT GAS INC 889 33 0.06%
252 MANCHESTER UTD PLC NEW 1,872 33 0.06%
253 COGNIZANT TECHNOLOGY SOLUTIO 680 33 0.06%
254 AETNA INC NEW 406 33 0.06%
255 STATE STR CORP 484 33 0.06%
256 CVB FINL CORP 2,043 33 0.06%
257 ZIOPHARM ONCOLOGY INC 8,079 33 0.06%
258 PPL CORP 906 32 0.06%
259 DEVRY INC DEL 767 32 0.06%
260 WHOLE FOODS MKT INC 822 32 0.06%
261 MARSH & MCLENNAN CO INC 614 32 0.06%
262 VANECK VECTORS ETF TR MTG REIT INCOME 1,271 32 0.06%
263 PACIFIC PREMIER BANCORP 2,263 32 0.06%
264 INSYS THERAPEUTICS INC NEW 1,021 32 0.06%
265 ZIONS BANCORPORATION 1,089 32 0.06%
266 CORNING INC 1,464 32 0.06%
267 SPECTRA ENERGY CORP 750 32 0.06%
268 Invacare Corp 572 32 0.06%
269 MARATHON OIL CORP 780 31 0.06%
270 FIDUS INVT CORP 1,506 31 0.06%
271 PREFORMED LINE PRODS CO 572 31 0.06%
272 NOBLE ENERGY INC 402 31 0.06%
273 MEREDITH CORP 631 31 0.06%
274 Clarcor Inc Com 500 31 0.06%
275 MITEL NETWORKS CORP 2,960 31 0.06%
276 AON PLC 338 30 0.06%
277 VALERO ENERGY CORP 596 30 0.06%
278 HESS CORP 306 30 0.06%
279 CAPITAL SOUTHWEST CORP COM 840 30 0.06%
280 FLUIDIGM CORP DEL 1,019 30 0.06%
281 PIER 1 IMPORTS INC/DE 1,959 30 0.06%
282 CUMMINS INC 194 30 0.06%
283 ISHARES TR 264 30 0.06%
284 KROGER CO 578 29 0.06%
285 TUESDAY MORNING CORP 1,612 29 0.06%
286 NETFLIX INC 66 29 0.06%
287 Northrop Grumman Co 242 29 0.06%
288 DEUTSCHE BK AG LONDON 1,408 29 0.06%
289 CIGNA Corp 306 28 0.05%
290 PUBLIC STORAGE 162 28 0.05%
291 EXONE CO 710 28 0.05%
292 NORDSON CORP 346 28 0.05%
293 SS&C TECHNOLOGIES HLDGS INC 643 28 0.05%
294 IMPAX LABORATORIES INC 925 28 0.05%
295 Proshares Ultra Msci 347 28 0.05%
296 WINMARK CORP 398 28 0.05%
297 CROWN CASTLE INTL CORP 374 28 0.05%
298 TE CONNECTIVITY LTD 460 28 0.05%
299 ETFS PLATINUM TR 192 28 0.05%
300 STRYKER CORP 330 28 0.05%
Page 6 of 40