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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
2351 RADIO ONE INC CL A 200 600 0.00%
2352 VOYA INTL HIGH DIV EQTY INM 64 596 0.00%
2353 CHINA COML CR INC 200 596 0.00%
2354 SEMLER SCIENTIFIC INC 196 594 0.00%
2355 Standard Register Co 115 590 0.00%
2356 RUBY TUESDAY INC 100 589 0.00%
2357 MAINSOURCE FINANCIAL GP INC 34 587 0.00%
2358 Jive Software Inc 100 583 0.00%
2359 STARRETT L S CO 42 581 0.00%
2360 RESOURCE AMERICA INC 62 577 0.00%
2361 CAPITOL FED FINL INC 48 567 0.00%
2362 WESTERN ASSET 38 565 0.00%
2363 MICROVISION INC DEL 291 565 0.00%
2364 TEL INSTR ELECTRS CORP 105 561 0.00%
2365 UROPLASTY INC 224 560 0.00%
2366 BRIGHTCOVE INC COM 100 558 0.00%
2367 Capstone Turbine 520 556 0.00%
2368 LO-JACK CORP 140 549 0.00%
2369 INTERSECTIONS INC COM 143 549 0.00%
2370 NUVEEN MUN INCOME FD INC 50 549 0.00%
2371 ZOOM TECHNOLOGIES INC COM PAR $0.01 200 540 0.00%
2372 ELECTROMED INC 300 540 0.00%
2373 MODUSLINK GLOBAL SOLUTIONS INC 150 536 0.00%
2374 WASHINGTON FED INC 100 535 0.00%
2375 XUNLEI LTD SPONSORED ADR 49 527 0.00%
2376 ISHARES TR 7 522 0.00%
2377 SUCAMPO PHARMACEUTICALS INC 80 520 0.00%
2378 KOPIN CORP 153 520 0.00%
2379 INTERNET INITIATIVE JAPAN IN 52 518 0.00%
2380 EXFO INC 123 514 0.00%
2381 BARNWELL INDS INC 200 514 0.00%
2382 China Eastern Air Holding Co 32 514 0.00%
2383 ZIONS BANCORPORATION 100 510 0.00%
2384 MORGAN STANLEY 12 510 0.00%
2385 SUNSHINE BANCORP INC 43 510 0.00%
2386 MFS INTERMEDIATE INCOME TRUST SH BEN INT 100 501 0.00%
2387 FIRST ACCEPTANCE CORP 200 498 0.00%
2388 REPROS THERAPEUTICS INC COM 50 495 0.00%
2389 BIOTA PHARMACEUTIALS INC COM 200 494 0.00%
2390 XINYUAN REAL ESTATE CO LTD SPONS ADR 165 485 0.00%
2391 VALLEY FINL CORP VA 39 479 0.00%
2392 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 35 479 0.00%
2393 SHILOH INDS INC 28 476 0.00%
2394 EMAGIN CORP 200 470 0.00%
2395 NAPCO SEC TECHNOLOGIES INC COM 100 470 0.00%
2396 SIERRA BANCORP 28 469 0.00%
2397 PHOENIX NEW MEDIA LTD 50 468 0.00%
2398 FIRST BANCORP INC (THE) 28 467 0.00%
2399 GSE SYS INC 298 465 0.00%
2400 LIGHTBRIDGE CORP 200 460 0.00%
Page 48 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Eastern Virginia Bankshares Inc 200 1 0.00%
2 Eastern Co 88 1 0.00%
3 EARTHLINK HOLDINGS ORD 402 1 0.00%
4 ROCKY MTN CHOC FACTORY 100 1 0.00%
5 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 100 1 0.00%
6 ARTESIAN RES CORP 63 1 0.00%
7 ARTS WAY MFG INC 200 1 0.00%
8 ASSEMBLY BIOSCIENCES INC 140 1 0.00%
9 RESOURCE AMERICA INC 62 1 0.00%
10 UPBOUND GROUP INC COM 25 1 0.00%
11 ASTROTECH CORP 364 1 0.00%
12 ATLAS FINANCIAL HOLDINGS INC SHS NEW 54 1 0.00%
13 RCI HOSPITALITY HLDGS INC COM 55 1 0.00%
14 RADIO ONE INC CL A 200 1 0.00%
15 RADA ELECTR INDS LTD 400 1 0.00%
16 QUICKSILVER RESOURCES INC COM 1,000 1 0.00%
17 QUICKLOGIC CORP 372 1 0.00%
18 QUALITY DISTR INC FLA 100 1 0.00%
19 XUNLEI LTD SPONSORED ADR 49 1 0.00%
20 QLT INC 200 1 0.00%
21 AVIANCA HLDGS SA 100 1 0.00%
22 QCR HOLDINGS INC 40 1 0.00%
23 QAD Inc 33 1 0.00%
24 PROSHARES TR 29 1 0.00%
25 PROSHARES TR 28 1 0.00%
26 PROPHASE LABS INC 500 1 0.00%
27 BALDWIN AND LYONS INC CL B 32 1 0.00%
28 PRIMO WTR CORP COM 200 1 0.00%
29 POZEN INC 196 1 0.00%
30 PMC-SIERRA INC 100 1 0.00%
31 XOMA CORP DEL 288 1 0.00%
32 PIMCO MUN INCOME FD III 100 1 0.00%
33 BAR HARBOR BANKSHARES 36 1 0.00%
34 PERNIX THERAPEUTICS HLDGS IN 87 1 0.00%
35 PERMIAN BASIN RTY TR 100 1 0.00%
36 PEREGRINE SEMICONDUCTOR CORP 100 1 0.00%
37 PEOPLES BANCORP INC 60 1 0.00%
38 BARNWELL INDS INC 200 1 0.00%
39 PAR Technology Corp 210 1 0.00%
40 Baylake Corp 100 1 0.00%
41 BAZAARVOICE INC 100 1 0.00%
42 ORION ENERGY SYSTEMS INC 200 1 0.00%
43 Bdca Venture Inc 265 1 0.00%
44 BEAR ST FINL INC 152 1 0.00%
45 ONCOMED PHARMACEUTICALS INC 51 1 0.00%
46 OMNOVA SOLUTIONS INC COM 200 1 0.00%
47 OLYMPIC STEEL INC COM 61 1 0.00%
48 BEL FUSE INC CL B 42 1 0.00%
49 Odyssey Marine Exploration Inc 923 1 0.00%
50 OCERA THERAPEUTICS INC 200 1 0.00%
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