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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
2451 U S PHYSICAL THERAPY COM 9 319 0.00%
2452 ENVIVIO INC 173 318 0.00%
2453 FRISCHS RESTAURANTS INC 11 311 0.00%
2454 COLLABRX INC 288 311 0.00%
2455 ASTEA INTL INC 153 303 0.00%
2456 CAE INC 25 303 0.00%
2457 MINERVA NEUROSCIENCES INC COM 50 303 0.00%
2458 BLACK BOX CORP DEL 13 303 0.00%
2459 Voltari Corp 200 302 0.00%
2460 DREAMWORKS ANIMATION SKG INC 11 300 0.00%
2461 SUSSEX BANCORP 30 299 0.00%
2462 AMREP CORP NEW 64 298 0.00%
2463 APPLIANCE RECYCLING CTRS AME 100 295 0.00%
2464 CAROLINA TR BK LINCOLNTON NC 59 293 0.00%
2465 CBD ENERGY LTD 100 292 0.00%
2466 ESB FINANCIAL CORP 25 292 0.00%
2467 ADAMIS PHARMACEUTICALS CORP 62 290 0.00%
2468 YZCAY 35 285 0.00%
2469 BLACKROCK FLA MUN 2020 TERM 19 285 0.00%
2470 NOVOGEN LIMITED 100 284 0.00%
2471 DELAWARE INVT NAT MUNI INC F 22 281 0.00%
2472 ALPS ETF TR 8 280 0.00%
2473 SUNOPTA INC 23 278 0.00%
2474 VANTIV INC 9 278 0.00%
2475 LUNA INNOVATIONS 200 278 0.00%
2476 World Wrestling Entertainment Inc 20 275 0.00%
2477 ADVISORSHARES TR 11 268 0.00%
2478 INFORMATION SERVICES GROUP I COM 70 266 0.00%
2479 CENTRAL FED CORP 200 266 0.00%
2480 ALON USA PARTNERS LP UT LTDPART INT 15 266 0.00%
2481 Cinedigm Corp 171 265 0.00%
2482 DEUTSCHE BK AG LONDON BRH 10 263 0.00%
2483 GRUPO AEROPORTUARIO DEL SURE 2 257 0.00%
2484 GABELLI UTIL TR 36 257 0.00%
2485 EATON VANCE CALIF MUN BD FD II COM 21 254 0.00%
2486 EATON VANCE PA MUNI INCOME T 21 253 0.00%
2487 JMP GROUP LLC 40 251 0.00%
2488 NEOVASC INC 43 248 0.00%
2489 ASTA FDG INC 30 246 0.00%
2490 LiveDeal Inc 82 244 0.00%
2491 FIBROCELL SCIENCE 84 244 0.00%
2492 TAITRON COMPONENTS INC 241 243 0.00%
2493 APPLIED GENETIC TECHNOL CORP 13 242 0.00%
2494 REPUBLIC BANCORP KY CL A 10 237 0.00%
2495 SPECTRA ENERGY CORP 6 236 0.00%
2496 AEHR TEST SYSTEMS 93 235 0.00%
2497 MONTAGE TECHNOLOGY GROUP LIMITED 11 230 0.00%
2498 ALLIED HEALTHCARE PRODS INC 115 230 0.00%
2499 ADDVANTAGE TECHNOLOGIES GROU 98 229 0.00%
2500 ALTEVA 32 226 0.00%
Page 50 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Eastern Virginia Bankshares Inc 200 1 0.00%
2 Eastern Co 88 1 0.00%
3 EARTHLINK HOLDINGS ORD 402 1 0.00%
4 ROCKY MTN CHOC FACTORY 100 1 0.00%
5 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 100 1 0.00%
6 ARTESIAN RES CORP 63 1 0.00%
7 ARTS WAY MFG INC 200 1 0.00%
8 ASSEMBLY BIOSCIENCES INC 140 1 0.00%
9 RESOURCE AMERICA INC 62 1 0.00%
10 UPBOUND GROUP INC COM 25 1 0.00%
11 ASTROTECH CORP 364 1 0.00%
12 ATLAS FINANCIAL HOLDINGS INC SHS NEW 54 1 0.00%
13 RCI HOSPITALITY HLDGS INC COM 55 1 0.00%
14 RADIO ONE INC CL A 200 1 0.00%
15 RADA ELECTR INDS LTD 400 1 0.00%
16 QUICKSILVER RESOURCES INC COM 1,000 1 0.00%
17 QUICKLOGIC CORP 372 1 0.00%
18 QUALITY DISTR INC FLA 100 1 0.00%
19 XUNLEI LTD SPONSORED ADR 49 1 0.00%
20 QLT INC 200 1 0.00%
21 AVIANCA HLDGS SA 100 1 0.00%
22 QCR HOLDINGS INC 40 1 0.00%
23 QAD Inc 33 1 0.00%
24 PROSHARES TR 29 1 0.00%
25 PROSHARES TR 28 1 0.00%
26 PROPHASE LABS INC 500 1 0.00%
27 BALDWIN AND LYONS INC CL B 32 1 0.00%
28 PRIMO WTR CORP COM 200 1 0.00%
29 POZEN INC 196 1 0.00%
30 PMC-SIERRA INC 100 1 0.00%
31 XOMA CORP DEL 288 1 0.00%
32 PIMCO MUN INCOME FD III 100 1 0.00%
33 BAR HARBOR BANKSHARES 36 1 0.00%
34 PERNIX THERAPEUTICS HLDGS IN 87 1 0.00%
35 PERMIAN BASIN RTY TR 100 1 0.00%
36 PEREGRINE SEMICONDUCTOR CORP 100 1 0.00%
37 PEOPLES BANCORP INC 60 1 0.00%
38 BARNWELL INDS INC 200 1 0.00%
39 PAR Technology Corp 210 1 0.00%
40 Baylake Corp 100 1 0.00%
41 BAZAARVOICE INC 100 1 0.00%
42 ORION ENERGY SYSTEMS INC 200 1 0.00%
43 Bdca Venture Inc 265 1 0.00%
44 BEAR ST FINL INC 152 1 0.00%
45 ONCOMED PHARMACEUTICALS INC 51 1 0.00%
46 OMNOVA SOLUTIONS INC COM 200 1 0.00%
47 OLYMPIC STEEL INC COM 61 1 0.00%
48 BEL FUSE INC CL B 42 1 0.00%
49 Odyssey Marine Exploration Inc 923 1 0.00%
50 OCERA THERAPEUTICS INC 200 1 0.00%
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