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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
2551 KU6 MEDIA CO LTD 100 126 0.00%
2552 EMPIRE RES INC DEL COM 23 122 0.00%
2553 OSSEN INNOVATION CO LTD 100 118 0.00%
2554 DGSE COMPANIES INC 86 117 0.00%
2555 GENERAL MTRS CO 5 112 0.00%
2556 ASPEN AEROGELS INC COM 11 111 0.00%
2557 PROSHARES TR 8 110 0.00%
2558 GUIDANCE SOFTWARE INC 16 108 0.00%
2559 Mid Penn Bancorp Inc 7 108 0.00%
2560 SABINE ROYALTY TR 2 108 0.00%
2561 SOLITARIO EXPL & RTY CORP COM 90 108 0.00%
2562 TAMINCO CORP 4 104 0.00%
2563 BLACKROCK MUNIYIELD 7 103 0.00%
2564 INOGEN INC COM 5 103 0.00%
2565 OTELCO INC 20 103 0.00%
2566 ATLANTIC COAST FINL CORP 25 102 0.00%
2567 ISHARES MSCI ISRAEL CAPPED ETF 2 102 0.00%
2568 WEST MARINE INC COM 11 99 0.00%
2569 AMERICAN ELECTRIC TECH INC 13 97 0.00%
2570 BIOCEPT INC 39 95 0.00%
2571 Mosys Inc (MOSY) 38 92 0.00%
2572 TIGERLOGIC CORP 100 92 0.00%
2573 IDEAL PWR INC 12 90 0.00%
2574 Cordia Bancorp Inc 25 90 0.00%
2575 INNSUITES HOSPITALITY TR 40 84 0.00%
2576 ENERGOUS CORP 7 80 0.00%
2577 ALLIQUA BIOMEDICAL INC 16 78 0.00%
2578 QUMU CORP 6 78 0.00%
2579 U S CONCRETE INC COM 3 78 0.00%
2580 NUVEEN MULTI MKT INCOME FD 10 76 0.00%
2581 ROBERTS REALTY INVS 99 75 0.00%
2582 ROYCE VALUE TR INC 5 73 0.00%
2583 BLUEROCK RESIDENTIAL GRW REI 5 65 0.00%
2584 SELECT SECTOR SPDR TR 1 64 0.00%
2585 ASIA PACIFIC WIRE & CABLE CO 25 63 0.00%
2586 SUTOR TECH GROUP LTD 100 63 0.00%
2587 CITIZENS COMMUNICATI 3 58 0.00%
2588 WISDOMTREE ETF AUSTRALIA DIVIDEND FD 1 56 0.00%
2589 AVALON HOLDINGS CORP COM 14 54 0.00%
2590 CADIZ INC COM USD0.01 5 52 0.00%
2591 ESCALON MEDICAL CORP 33 52 0.00%
2592 NUVEEN S&P 500 BUY-WRITE INC 4 51 0.00%
2593 ROI ACQUISITION CORP II 160 46 0.00%
2594 ALTO PALERMO S A 2 45 0.00%
2595 PREFERRED BK LOS ANGELES CA 2 45 0.00%
2596 MICRONET ENERTEC TECH INC 100 44 0.00%
2597 COEUR MNG INC 72 44 0.00%
2598 TEUCRIUM COMMODITY TR 1 40 0.00%
2599 MAJESCO ENTERTAINMENT CO COM PAR NEW 38 40 0.00%
2600 SKULLCANDY INC 5 39 0.00%
Page 52 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
251 DEVON ENERGY CORP NEW 648 44 0.08%
252 APPLIED MATLS INC 2,055 44 0.08%
253 MARATHON OIL CORP 1,137 43 0.08%
254 CUMMINS INC 329 43 0.08%
255 Alcoa 2,702 43 0.08%
256 AON PLC 489 43 0.08%
257 FIRST TR EXCNGE TRD ALPHADEX 1,552 43 0.08%
258 HORIZON PHARMA PLC SHS 3,505 43 0.08%
259 HESS CORP 441 42 0.08%
260 CME GROUP INC 531 42 0.08%
261 M D C HLDGS INC 1,644 42 0.08%
262 INTUIT 480 42 0.08%
263 AIR PRODS & CHEMS INC 324 42 0.08%
264 PUBLIC SVC ENTERPRISE GRP IN 1,120 42 0.08%
265 EXELON CORP 1,241 42 0.08%
266 STRYKER CORP 504 41 0.08%
267 DOMINOS PIZZA (USD) 529 41 0.08%
268 Pope Resources Ltd 600 41 0.08%
269 SEMPRA ENERGY 390 41 0.08%
270 POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO 831 41 0.08%
271 CONAGRA BRANDS INC 1,213 40 0.08%
272 MICROSTRATEGY INC CL A NEW 302 40 0.08%
273 MARKEL CORP 63 40 0.08%
274 PUBLIC STORAGE 243 40 0.08%
275 VANGUARD SCOTTSDALE FDS 505 40 0.08%
276 SPDR INDEX SHS FDS 580 40 0.08%
277 DISH NETWORK A 627 40 0.08%
278 AMERIPRISE FINL INC 315 39 0.07%
279 MARRIOTT INTL INC NEW 565 39 0.07%
280 ZIMMER BIOMET HLDGS INC 384 39 0.07%
281 AUTONATION INC 782 39 0.07%
282 DUNKIN BRANDS GROUP INC COM 876 39 0.07%
283 ST JUDE MED INC 645 39 0.07%
284 HINGHAM INSTN SVGS MASS 467 38 0.07%
285 VIPSHOP HLDGS LTD 200 38 0.07%
286 EQUITY RESIDENTIAL 609 38 0.07%
287 AMERICANCAPITALA 1,773 38 0.07%
288 TE CONNECTIVITY LTD 690 38 0.07%
289 DBX ETF TR 1,449 37 0.07%
290 SANDISK CORP 378 37 0.07%
291 BECTON DICKINSON & CO 324 37 0.07%
292 AVAGO TECHNOLOGIES LTD SHS 423 37 0.07%
293 SPDR INDEX SHS FDS 1,447 37 0.07%
294 HOST HOTELS & RESORTS INC 1,742 37 0.07%
295 COGNIZANT TECHNOLOGY SOLUTIO 826 37 0.07%
296 SPDR S&P 600 SMALL CAP VALUE ETF 364 37 0.07%
297 Chubb Corporation 405 37 0.07%
298 POLYONE CORP 1,011 36 0.07%
299 WESTERN DIGITAL CORP 372 36 0.07%
300 TRIPADVISOR INC 389 36 0.07%
Page 6 of 48