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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
351 SMUCKER J M CO 318 31,479 0.06%
352 ISHARES 780 31,411 0.06%
353 WISDOMTREE TR 599 31,406 0.06%
354 AVALONBAY COMM 222 31,295 0.06%
355 ZOETIS INC 846 31,260 0.06%
356 DAVITA INC 427 31,231 0.06%
357 DOLLAR GEN CORP NEW 510 31,166 0.06%
358 MURPHY OIL CORP 547 31,130 0.06%
359 CAPITALA FIN CORP 1,748 30,975 0.06%
360 DELPHI AUTOMOTIVE PLC 504 30,915 0.06%
361 SHERWIN WILLIAMS CO 141 30,878 0.06%
362 ISHARES 600 30,780 0.06%
363 RYDEX ETF TRUST 377 30,707 0.06%
364 EDISON INTL 549 30,700 0.06%
365 VENTAS INC 495 30,665 0.06%
366 CLOROX CO DEL 319 30,637 0.06%
367 CERNER CORP 513 30,559 0.06%
368 CARNIVAL CORP 759 30,489 0.06%
369 MARATHON PETE CORP 359 30,397 0.06%
370 IMPAX LABORATORIES INC 1,276 30,254 0.06%
371 CHESAPEAKE ENERGY CORP 1,310 30,117 0.06%
372 MESA LABS INC 521 30,103 0.06%
373 BOSTON PROPERTIES 258 29,866 0.06%
374 BRF SA 1,250 29,738 0.06%
375 EXPRESS SCRIPTS HLDG CO 419 29,594 0.06%
376 MOODYS CORP 312 29,484 0.06%
377 TYSON FOODS INC 748 29,449 0.06%
378 ProShares UltraShort Nasdaq Bi 2,426 29,209 0.06%
379 NUCOR CORP 537 29,148 0.06%
380 OMNICOM GROUP INC 423 29,128 0.06%
381 RED HAT INC 518 29,086 0.05%
382 TERRA NITROGEN CO L P 200 28,880 0.05%
383 POWELL INDS INC COM 706 28,847 0.05%
384 PHOENIX COS INC NEW COM NEW 514 28,815 0.05%
385 INVESCO LTD 729 28,781 0.05%
386 WEYERHAEUSER CO 891 28,387 0.05%
387 EAGLE BANCORP INC MD 892 28,383 0.05%
388 SHUTTERFLY INC 581 28,318 0.05%
389 EDWARDS LIFESCIENCES CORP 277 28,296 0.05%
390 LAUDER ESTEE COS INC 378 28,244 0.05%
391 HARTFORD FINL SVCS GROUP INC 756 28,161 0.05%
392 CONSOLIDATED EDISON INC 495 28,047 0.05%
393 VITAMIN SHOPPE INC 629 27,921 0.05%
394 Atlantic Tele Netwrk N 517 27,866 0.05%
395 AMERISOURCEBERGEN CORP 360 27,828 0.05%
396 HELMERICH & PAYNE INC 284 27,795 0.05%
397 SEARS HLDGS CORP 1,100 27,753 0.05%
398 L BRANDS INC 414 27,730 0.05%
399 INTUITIVE SURGICAL INC 60 27,709 0.05%
400 ISHARES 500 27,476 0.05%
Page 8 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Eastern Virginia Bankshares Inc 200 1 0.00%
2 Eastern Co 88 1 0.00%
3 EARTHLINK HOLDINGS ORD 402 1 0.00%
4 ROCKY MTN CHOC FACTORY 100 1 0.00%
5 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 100 1 0.00%
6 ARTESIAN RES CORP 63 1 0.00%
7 ARTS WAY MFG INC 200 1 0.00%
8 ASSEMBLY BIOSCIENCES INC 140 1 0.00%
9 RESOURCE AMERICA INC 62 1 0.00%
10 UPBOUND GROUP INC COM 25 1 0.00%
11 ASTROTECH CORP 364 1 0.00%
12 ATLAS FINANCIAL HOLDINGS INC SHS NEW 54 1 0.00%
13 RCI HOSPITALITY HLDGS INC COM 55 1 0.00%
14 RADIO ONE INC CL A 200 1 0.00%
15 RADA ELECTR INDS LTD 400 1 0.00%
16 QUICKSILVER RESOURCES INC COM 1,000 1 0.00%
17 QUICKLOGIC CORP 372 1 0.00%
18 QUALITY DISTR INC FLA 100 1 0.00%
19 XUNLEI LTD SPONSORED ADR 49 1 0.00%
20 QLT INC 200 1 0.00%
21 AVIANCA HLDGS SA 100 1 0.00%
22 QCR HOLDINGS INC 40 1 0.00%
23 QAD Inc 33 1 0.00%
24 PROSHARES TR 29 1 0.00%
25 PROSHARES TR 28 1 0.00%
26 PROPHASE LABS INC 500 1 0.00%
27 BALDWIN AND LYONS INC CL B 32 1 0.00%
28 PRIMO WTR CORP COM 200 1 0.00%
29 POZEN INC 196 1 0.00%
30 PMC-SIERRA INC 100 1 0.00%
31 XOMA CORP DEL 288 1 0.00%
32 PIMCO MUN INCOME FD III 100 1 0.00%
33 BAR HARBOR BANKSHARES 36 1 0.00%
34 PERNIX THERAPEUTICS HLDGS IN 87 1 0.00%
35 PERMIAN BASIN RTY TR 100 1 0.00%
36 PEREGRINE SEMICONDUCTOR CORP 100 1 0.00%
37 PEOPLES BANCORP INC 60 1 0.00%
38 BARNWELL INDS INC 200 1 0.00%
39 PAR Technology Corp 210 1 0.00%
40 Baylake Corp 100 1 0.00%
41 BAZAARVOICE INC 100 1 0.00%
42 ORION ENERGY SYSTEMS INC 200 1 0.00%
43 Bdca Venture Inc 265 1 0.00%
44 BEAR ST FINL INC 152 1 0.00%
45 ONCOMED PHARMACEUTICALS INC 51 1 0.00%
46 OMNOVA SOLUTIONS INC COM 200 1 0.00%
47 OLYMPIC STEEL INC COM 61 1 0.00%
48 BEL FUSE INC CL B 42 1 0.00%
49 Odyssey Marine Exploration Inc 923 1 0.00%
50 OCERA THERAPEUTICS INC 200 1 0.00%
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