| # | % | |||||
|---|---|---|---|---|---|---|
| 801 | ABERDEEN GLOBAL INCOME FD IN | 13,127 | 122,000 | 0.01% | ||
| 802 | EATON VANCE RISK MNGD DIV EQ | 11,050 | 119,000 | 0.01% | ||
| 803 | BLACKROCK DEBT STRAT FD INC COM | 31,746 | 117,000 | 0.01% | ||
| 804 | POWERSHARES ETF TRUST | 10,180 | 115,000 | 0.01% | ||
| 805 | REGIONS FINANCIAL CORP NEW | 12,098 | 114,000 | 0.01% | ||
| 806 | Credit Suisse ETN | 50,000 | 113,000 | 0.01% | ||
| 807 | SIRIUS XM HOLDINGS INC | 26,995 | 104,000 | 0.01% | ||
| 808 | LINN CO LLC | 10,842 | 104,000 | 0.01% | ||
| 809 | DREYFUS HIGH YIELD STRATEGIE | 28,316 | 103,000 | 0.01% | ||
| 810 | VOYA PRIME RATE TR | 17,744 | 100,000 | 0.01% | ||
| 811 | STAR GAS PARTNERS L P | 13,182 | 97,000 | 0.01% | ||
| 812 | RESOURCE CAP CORP | 20,200 | 95,000 | 0.01% | ||
| 813 | BLACKROCK CAP INVT CORP | 10,235 | 94,000 | 0.01% | ||
| 814 | ALLIANZGI CONV INCOME FD I | 10,519 | 88,000 | 0.01% | ||
| 815 | CUSHING MLP TOTAL RETURN FUND | 21,098 | 84,000 | 0.01% | ||
| 816 | MANNKIND CORP. | 15,692 | 84,000 | 0.01% | ||
| 817 | GABELLI EQUITY TR INC | 12,475 | 81,000 | 0.01% | ||
| 818 | PENGROWTH ENERGY CORP | 27,322 | 78,000 | 0.00% | ||
| 819 | CHESAPEAKE GRANITE WASH TR COM | 11,871 | 76,000 | 0.00% | ||
| 820 | MFS MULTIMARKET INCOME TR | 11,462 | 73,000 | 0.00% | ||
| 821 | CLEAN ENERGY FUELS CORPORATION COM | 13,007 | 72,000 | 0.00% | ||
| 822 | ARMOUR RESIDENTIAL REIT | 17,194 | 56,000 | 0.00% | ||
| 823 | SWIFT ENERGY CO | 20,000 | 43,000 | 0.00% | ||
| 824 | YAMANA GOLD INC | 11,283 | 41,000 | 0.00% | ||
| 825 | SOLAZYME INC | 12,000 | 35,000 | 0.00% | ||
| 826 | Velocity Shares 3x Long Crude | 16,000 | 34,000 | 0.00% | ||
| 827 | HALCON RESOURCES CORP | 20,224 | 32,000 | 0.00% | ||
| 828 | POLYMET MINING CORP | 22,000 | 28,000 | 0.00% | ||
| 829 | ARCH COAL INC | 24,205 | 25,000 | 0.00% | ||
| 830 | HANSEN MEDICAL INC | 27,000 | 24,000 | 0.00% | ||
| 831 | Enservco Corp | 12,860 | 23,000 | 0.00% | ||
| 832 | KINROSS GOLD CORP | 10,519 | 23,000 | 0.00% | ||
| 833 | SPDR S&P 500 ETF TR | 1,400 | 12,000 | 0.00% | Put | |
| 834 | GENERAL MOLY INC | 20,000 | 10,000 | 0.00% | ||
| 835 | LIFEVANTAGE CORPORATION | 10,000 | 8,000 | 0.00% | ||
| 836 | WALTER INVT MGMT CORP | 10,000 | 8,000 | 0.00% | PRN | |
| 837 | NORTHROP GRUMMAN CORP | 100 | 5,000 | 0.00% | Call | |
| 838 | MAST THERAPEUTICS INC COM | 10,000 | 5,000 | 0.00% | ||
| 839 | GILEAD SCIENCES INC | 200 | 4,000 | 0.00% | Call | |
| 840 | SKYWORKS SOLUTIONS INC | 100 | 4,000 | 0.00% | Call | |
| 841 | APPLE INC | 100 | 4,000 | 0.00% | Call | |
| 842 | CISCO SYS INC | 500 | 2,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-001640, filed 2015.08.10).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
