Dark
Light
System
Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-041479) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
301 VOYA RISK MANAGED NAT RES FD 26,882 162 0.09%
302 WABASH NATL CORP 15,232 161 0.09%
303 DEUTSCHE MULTI-MARKET INCOME TRUST 21,800 161 0.09%
304 TREMOR VIDEO INC 85,905 160 0.09%
305 BRAVO BRIO RESTAURANT GROUP 14,066 159 0.09%
306 SPECTRANETICS CORP 13,398 158 0.09%
307 BLACKROCK CORPOR HI YLD FD I 15,938 157 0.09%
308 SUPERNUS PHARMACEUTICALS INC 11,061 155 0.09%
309 FIRST TR HIGH INCOME L/S FD 10,596 149 0.08%
310 FIRST MAJESTIC SILVER CORP 46,005 148 0.08%
311 GEOSPACE TECHNOLOGIES CORP COM 10,560 146 0.08%
312 BLACKBERRY LTD 23,559 145 0.08%
313 ROYCE VALUE TR INC 12,563 144 0.08%
314 NRG YIELD INC 12,433 144 0.08%
315 NEW RESIDENTIAL INVT CORP COM NEW 10,955 144 0.08%
316 NORTHSTAR RLTY FIN CORP COM NEW 11,381 141 0.08%
317 ENERNOC INC 17,600 139 0.08%
318 WINDSTREAM HLDGS INC 21,761 134 0.08%
319 NORTH AMERN ENERGY PARTNERS 61,330 134 0.08%
320 BROCADE COMMUNICATIONS SYS I 12,812 133 0.08%
321 Xerox Corp 13,524 132 0.07%
322 TILLYS INC CL A 17,840 131 0.07%
323 ROYCE MICRO CAP TR INC 16,746 130 0.07%
324 ALLOT COMMUNICATIONS LTD 26,400 130 0.07%
325 BARNES & NOBLE ED INC COM 10,226 130 0.07%
326 HUDSON TECHNOLOGIES INC COM 43,432 129 0.07%
327 HORIZON GLOBAL CORPORATION 14,348 127 0.07%
328 LMP CAP & INCOME FD INC 10,240 125 0.07%
329 LIMELIGHT NETWORKS INC 64,982 124 0.07%
330 STAPLES INC 10,219 121 0.07%
331 VIAVI SOLUTIONS INC 22,307 120 0.07%
332 ACCO BRANDS CORPORATION COM 16,810 119 0.07%
333 PDL BIOPHARMA INC 23,064 116 0.07%
334 ULTRA CLEAN HLDGS INC 19,901 114 0.06%
335 SUNEDISON INC 15,700 113 0.06% Put
336 TA Associates Management LP 10,431 112 0.06%
337 TERRAFORM GLOBAL INC CL A 16,055 107 0.06%
338 MUELLER WTR PRODUCTS INCORPORATED COM SER A 13,937 107 0.06%
339 API TECHNOLOGIES CORP 48,873 106 0.06%
340 MGIC INVT CORP WIS 11,366 105 0.06%
341 BANKRATE INC DEL COM 10,157 105 0.06%
342 AMERESCO INC 16,748 98 0.06%
343 MORGAN STANLEY EMER MKTS DEB 11,521 96 0.05%
344 FRONTIER COMMUNICATIONS CORP 19,955 95 0.05%
345 COSAN LTD SHS A 31,305 90 0.05%
346 ZAGG INCORPORATED 13,181 89 0.05%
347 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 15,931 89 0.05%
348 Nuverra Environmental Solutions Inc 64,341 88 0.05%
349 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 10,125 86 0.05%
350 MARIN SOFTWARE INC 27,225 85 0.05%
Page 7 of 8
New Holding filing (0001493152-17-007912) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,351 43.63% Call
2 PROSHARES TR II 15,100 21,125 29.40% Put
3 PROSHARES TR II 5,000 6,995 9.73% Put
4 SPDR S&P 500 ETF TR 21,100 4,043 5.63% Put
5 PPG INDS INC 12,500 1,096 1.53% Call
6 SPDR SERIES TRUST 30,000 985 1.37% Call
7 KANSAS CITY SOUTHERN 8,300 754 1.05% Call
8 GENERAC HLDGS INC 18,800 566 0.79% Put
9 CURENCYSHARES EURO TR EURO SHS 4,900 537 0.75% Put
10 CONNS INC 20,800 500 0.70% Call
11 XPO LOGISTICS INC 20,900 498 0.69% Call
12 SPDR S&P 500 ETF TR 2,000 383 0.53% Call
13 CELANESE CORP DEL 6,300 373 0.52% Call
14 SPDR S&P 500 ETF TR 1,900 364 0.51% Put
15 FLOWSERVE CORP 8,700 358 0.50% Call
16 Atlantica Yield plc 21,200 351 0.49% Put
17 ISHARES TR 1,100 334 0.46% Put
18 YAHOO INC 9,500 275 0.38% Call
19 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.35% Call
20 VIPSHOP HLDGS LTD 14,600 245 0.34% Call
21 YAHOO INC 8,300 240 0.33% Call
22 YELP INC 10,900 236 0.33% Call
New Holding filing (0001493152-16-010680) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 YELP INC 44,516 964 3.07%
2 YAHOO INC 28,218 816 2.60%
3 Xerox Corp 14,009 136 0.43%
4 XPO LOGISTICS INC 21,978 524 1.67%
5 WILLIAMS COS INC DEL 28,537 1,052 3.35%
6 WI-LAN INC 32,604 59 0.19%
7 WHITESTONE REIT 32,922 380 1.21%
8 WHIRLPOOL CORP 3,887 572 1.82%
9 WESTERN UN CO 10,365 190 0.61%
10 WESTERN REFNG INC 4,981 220 0.70%
11 WESTERN DIGITAL CORP 6,763 537 1.71%
12 WELLTOWER INC 3,916 265 0.84%
13 WEIGHT WATCHERS INTL INC NEW 18,752 120 0.38%
14 WATTS WATER TECHNOLOGIES INC 14,894 787 2.51%
15 WALGREENS BOOTS ALLIANCE INC 4,038 336 1.07%
16 WAL-MART STORES INC 7,989 518 1.65%
17 VIRGIN AMERICA ORD 6,196 212 0.68%
18 VERIZON COMMUNICATIONS INC 6,946 302 0.96%
19 VERISK ANALYTICS INC 2,716 201 0.64%
20 VENTAS INC 3,655 205 0.65%
21 US BANCORP DEL 5,169 212 0.68%
22 TREX CO INC COM 6,663 222 0.71%
23 TOLL BROTHERS INC 10,210 350 1.12%
24 TIVO INC 13,389 116 0.37%
25 TESORO CORP 2,481 241 0.77%
26 TALEN ENERGY CORP 10,448 106 0.34%
27 SUPERVALU INC 22,279 160 0.51%
28 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 9,101 368 1.17%
29 SRC ENERGY INC 12,808 126 0.40%
30 SPDR S&P 500 ETF TR 22,046 4,225 13.47%
31 SPDR DOW JONES INDL AVRG ETF 3,000 488 1.56%
32 SOTHEBYS 10,892 348 1.11%
33 SEMPRA ENERGY 2,685 260 0.83%
34 SELECT SECTOR SPDR TR 4,391 269 0.86%
35 SELECT SECTOR SPDR TR 10,894 472 1.50%
36 SELECT SECTOR SPDR TR 10,789 426 1.36%
37 RITE AID CORP 13,202 80 0.25%
38 RICE ENERGY 12,098 196 0.62%
39 PRIMORIS SVCS CORP 15,100 270 0.86%
40 PRIMERO MNG CORP 17,036 40 0.13%
41 PIONEER NAT RES CO 1,733 211 0.67%
42 PIER 1 IMPORTS INC COM 15,128 104 0.33%
43 PHILLIPS 66 2,995 230 0.73%
44 PG&E CORP 5,758 304 0.97%
45 OPOWER INC 15,157 135 0.43%
46 Neustar Inc CL A 8,214 224 0.71%
47 NVIDIA CORPORATION 9,074 224 0.71%
48 NOW INC 14,083 208 0.66%
49 NEWMONT CORP 11,615 187 0.60%
50 NATIONAL OILWELL VARCO INC 6,511 245 0.78%
Page 1 of 2
Restatement filing (0001493152-16-010678) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 EXTREME NETWORKS COM 458,181 1,539 1.43%
2 LIGHT & WONDER INC COM 113,256 1,184 1.10%
3 CONSOLIDATED TOMOKA LD CO 23,319 1,161 1.08%
4 MCKESSON CORP 6,244 1,155 1.08%
5 GENERAL MTRS CO 34,843 1,046 0.98%
6 PPG INDS INC 10,542 924 0.86%
7 KANSAS CITY SOUTHERN 9,952 904 0.84%
8 FIRST REP BK SAN FRANCISCO C 14,172 890 0.83%
9 SHUTTERFLY INC 24,433 873 0.81%
10 NEWS CORP CL A 69,131 872 0.81%
11 SPDR SERIES TRUST 25,527 849 0.79%
12 EPLUS INC COM 10,346 818 0.76%
13 TWENTY FIRST CENTY FOX INC 28,305 764 0.71%
14 ROCKWELL AUTOMATION INC 7,459 757 0.71%
15 LYONDELLBASELL INDUSTRIES N 9,015 751 0.70%
16 QTS Realty Trust Inc 16,493 721 0.67%
17 QIHOO 360 TECHNOLOGY CO LTD 15,000 717 0.67%
18 EXELON CORP 23,929 711 0.66%
19 EAGLE MATERIALS INC 10,214 699 0.65%
20 EASTMAN CHEM CO 10,763 697 0.65%
21 ITT Corp 20,860 697 0.65%
22 SOLERA HOLDINGS INC 12,746 688 0.64%
23 AUTOZONE INC 921 667 0.62%
24 ADTRAN INC COM 45,449 664 0.62%
25 AIR PRODS & CHEMS INC 5,198 663 0.62%
26 ASTORIA FINL CORPORATION 41,099 662 0.62%
27 ARGAN INC 19,047 661 0.62%
28 KORN FERRY COM NEW 19,723 652 0.61%
29 EMERSON ELEC CO 14,569 644 0.60%
30 AV HOMES INC COM 47,425 641 0.60%
31 COMCAST CORP NEW 11,245 640 0.60%
32 RED LION HOTELS CORP 75,203 639 0.60%
33 PATRICK INDS INC 16,130 637 0.59%
34 BARRETT BUSINESS SERVICES IN COM 14,680 630 0.59%
35 SONUS NETWORKS INC 109,366 626 0.58%
36 NEXTERA ENERGY INC 6,378 622 0.58%
37 EASTERLY GOVT PPTYS INC 38,728 618 0.58%
38 KAR AUCTION SVCS INC 17,340 616 0.57%
39 NAUTILUS INC COM 40,806 612 0.57%
40 DEL FRISCOS RESTAURANT GROUP COM 43,958 611 0.57%
41 SPDR SERIES TRUST 8,993 607 0.57%
42 GOODYEAR TIRE & RUBR CO 20,217 593 0.55%
43 FEDEX CORP 4,117 593 0.55%
44 GENERAL DYNAMICS CORP 4,295 592 0.55%
45 DU PONT E I DE NEMOURS & CO 12,179 587 0.55%
46 GALLAGHER ARTHUR J & CO 14,065 581 0.54%
47 STARZ SERIES A 15,541 580 0.54%
48 SAFETY INS GROUP INC COM 10,684 579 0.54%
49 SELECT SECTOR SPDR TR 14,048 561 0.52%
50 PEPCO HOLDINGS INC 22,212 538 0.50%
Page 1 of 7