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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
251 LMP CAP & INCOME FD INC 21,688 268 0.17%
252 CITIGROUPINC 5,157 267 0.17%
253 CRANE CO 5,565 266 0.17%
254 BANC OF CALIFORNIA INC COM 18,180 266 0.17%
255 TERRAFORM PWR INC CL A COM 21,100 265 0.17% Put
256 STERLING CONSTRUCTION CO INC 43,435 264 0.17%
257 DAKTRONICS INC 30,071 262 0.17%
258 PICO HLDGS INC 25,396 262 0.17%
259 ALLIANCEBERNSTEIN HLDG L P 11,000 262 0.17%
260 MICRON TECHNOLOGY INC 18,409 261 0.17%
261 ALTRIA GROUP INC 4,481 261 0.17%
262 HORIZON PHARMA PLC 12,000 260 0.17%
263 AMEREN CORP 5,992 259 0.17%
264 METHODE ELECTRS INC COM 8,162 259 0.17%
265 SCHLUMBERGER LTD 3,655 255 0.16%
266 Carriage Services Inc. 10,582 255 0.16%
267 NUVEEN GLOBAL HIGH INCOME FD 18,675 254 0.16%
268 NEW RESIDENTIAL INVT CORP COM NEW 20,838 253 0.16%
269 BOEING CO 1,753 253 0.16%
270 HOUGHTON MIFFLIN HARCOURT CO 11,554 252 0.16%
271 BARCLAYS PLC 19,448 252 0.16%
272 iPath S&P 500 VIX Short-Term F 12,500 251 0.16% Call
273 STARZ SERIES A 7,498 251 0.16%
274 CELANESE CORP DEL 3,725 251 0.16%
275 DECKERS OUTDOOR CORP 5,314 251 0.16%
276 ENERSYS 4,484 251 0.16%
277 ROYCE VALUE TR INC 21,259 250 0.16%
278 OCEANEERING INTL INC 6,648 249 0.16%
279 GTT COMMUNICATIONS INC COM 14,416 246 0.16%
280 AMERICAN ELEC PWR INC 4,255 246 0.16%
281 PHOTRONICS INC 19,727 246 0.16%
282 RADIAN GROUP INC 18,386 246 0.16%
283 RADWARE LTD 16,033 246 0.16%
284 STONERIDGE INC COM 16,639 246 0.16%
285 EQUITY RESIDENTIAL 2,993 244 0.16%
286 CONTINENTAL BLDG PRODS INC COM 13,958 244 0.16%
287 MAXLINEAR INC COM 16,597 244 0.16%
288 SPDR SERIES TRUST 4,728 242 0.15%
289 EMPLOYERS HOLDINGS INC 8,783 240 0.15%
290 EXFO INC 87,618 240 0.15%
291 Global Ship Lease Inc 92,190 240 0.15%
292 WHITESTONE REIT 20,012 236 0.15%
293 AIR LEASE CORP 7,061 236 0.15%
294 COSTCO WHSL CORP NEW 1,446 234 0.15%
295 BAKER HUGHES INC 5,068 234 0.15%
296 CIENA CORP 11,254 233 0.15%
297 COMSCORE INC 5,643 232 0.15%
298 MSA SAFETY INC 5,330 232 0.15%
299 FIRST TR EXCHANGE TRADED FD 3,077 230 0.15%
300 SPIRIT AIRLS INC 5,766 230 0.15%
Page 6 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE INC 50,000 5,263 10.87% Put
4 SELECT SECTOR SPDR TR 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BORGWARNER INC 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF TR 5,100 1,040 2.15% Put
8 BORGWARNER INC 22,900 990 2.04% Call
9 WEX INC 11,000 972 2.01% Call
10 LAS VEGAS SANDS CORP 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK INC 7,300 764 1.58% Put
13 Pandora Media Inc 56,600 759 1.57% Call
14 AMPHENOL CORP NEW 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 Linear Technology Corp 17,500 743 1.53% Call
17 APPLE INC 7,000 737 1.52% Call
18 ALIBABA GROUP HLDG LTD 9,000 731 1.51% Put
19 DISNEY WALT CO 6,300 662 1.37% Call
20 TEXAS INSTRS INC 11,500 630 1.30% Put
21 ALPHABET INC 800 622 1.28% Put
22 SPDR S&P 500 ETF TR 3,000 612 1.26% Call
23 DOVER CORP 9,500 582 1.20% Call
24 SCRIPPS NETWORKS INTERACT IN 10,500 580 1.20% Call
25 TRIPADVISOR INC 6,800 580 1.20% Call
26 TECH DATA CORP 8,500 564 1.16% Call
27 EBAY INC 20,000 550 1.14% Call
28 TOTAL SYS SVCS INC 11,000 548 1.13% Call
29 JABIL INC COM 23,500 547 1.13% Call
30 GENERAC HLDGS INC 16,200 482 1.00% Put
31 XEROX CORP 60,000 420 0.87% Call
32 YELP INC 14,100 406 0.84% Call
33 VERISIGN INC 4,500 393 0.81% Call
34 TWITTER INC 16,900 391 0.81% Call
35 TRIMBLE INC 17,500 375 0.77% Call
36 AMC NETWORKS INC CL A 5,000 373 0.77% Call
37 ORACLE CORP 10,000 365 0.75% Call
38 VIPSHOP HLDGS LTD 23,800 363 0.75% Call
39 ISHARES TR 3,000 338 0.70% Call
40 TERRAFORM PWR INC CL A COM 21,100 265 0.55% Put
41 SUNOCO LP SUNOCO FIN CORP 5,700 226 0.47% Call
42 CANADIAN PAC RY LTD 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SHUTTERFLY INC 43,919 1,957 1.10%
2 ALPHABET INC 2,348 1,827 1.03%
3 SYNOPSYS INC 34,383 1,568 0.88%
4 ISHARES TR 13,731 1,546 0.87%
5 FIDELITY NATL INFORMATION SV 24,987 1,514 0.85%
6 SPDR S&P 500 ETF TR 6,882 1,403 0.79%
7 MCKESSON CORP 7,102 1,401 0.79%
8 YELP INC 47,715 1,374 0.77%
9 CONSOLIDATED TOMOKA LD CO 25,019 1,319 0.74%
10 LEVEL 3 COMM 23,888 1,299 0.73%
11 LYONDELLBASELL INDUSTRIES N 13,769 1,197 0.68%
12 EXTREME NETWORKS INC 290,275 1,184 0.67%
13 LIGHT & WONDER INC COM 130,186 1,168 0.66%
14 ARGAN INC 35,128 1,138 0.64%
15 RYANAIR HLDGS PLC 12,406 1,073 0.61%
16 LAM RESEARCH CORP 12,616 1,002 0.57%
17 ALIBABA GROUP HLDG LTD 12,115 985 0.56%
18 ZAYO GROUP HOLDINGS 37,000 984 0.55%
19 FIRST REP BK SAN FRANCISCO C 14,856 981 0.55%
20 ARAMARK 30,102 971 0.55%
21 VISTEON CORP COM NEW 8,364 958 0.54%
22 GOODYEAR TIRE & RUBR CO 28,806 941 0.53%
23 DELAWARE ENHANCED GBL DIV & 97,730 914 0.52%
24 FACEBOOK INC 8,535 893 0.50%
25 CIENA CORP 41,453 858 0.48%
26 BAIDU INC 4,539 858 0.48%
27 DUKE ENERGY CORP NEW 12,007 857 0.48%
28 AMERICAN EQTY INVT LIFE HLD CO COM 34,721 834 0.47%
29 IAC INTERACTIVECORP 13,437 807 0.46%
30 AV HOMES INC 60,634 777 0.44%
31 Red Lion Hotels 110,429 774 0.44%
32 OCLARO INC 219,361 763 0.43%
33 KORN FERRY COM NEW 22,928 761 0.43%
34 TWENTY FIRST CENTY FOX INC 27,915 758 0.43%
35 MICROCHIP TECHNOLOGY 16,151 752 0.42%
36 PATRICK INDS INC 17,128 745 0.42%
37 EASTERLY GOVT PPTYS INC 43,160 741 0.42%
38 SPDR SERIES TRUST 16,805 727 0.41%
39 NIELSEN HLDGS PLC 15,494 722 0.41%
40 SALESFORCE COM INC 9,162 718 0.40%
41 CALAMOS GBL DYN INCOME FUND COM 100,037 716 0.40%
42 HD SUPPLY HLDGS INCORPORATED 23,788 714 0.40%
43 KAR AUCTION SVCS INC 19,055 706 0.40%
44 EPLUS INC COM 7,464 696 0.39%
45 SENIOR HOUSING PROPERTIES TRUST 46,803 695 0.39%
46 COMCAST CORP NEW 12,206 689 0.39%
47 EBAY INC 24,702 679 0.38%
48 HARTFORD FINL SVCS GROUP INC 15,591 678 0.38%
49 AIR PRODS & CHEMS INC 5,092 663 0.37%
50 AMERIPRISE FINL INC 6,217 662 0.37%
Page 1 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13,731 1,546 4.68%
2 SPDR S&P 500 ETF TR 6,882 1,403 4.25%
3 EBAY INC 24,702 679 2.06%
4 APPLE INC 5,539 583 1.76%
5 FIRST HORIZON CORPORATION COM 39,512 574 1.74%
6 ISHARES TR 4,400 484 1.47%
7 TRIMBLE INC 22,189 476 1.44%
8 SPDR SER TR 11,203 470 1.42%
9 DISNEY WALT CO 4,417 464 1.40%
10 EXXON MOBIL CORP 5,942 463 1.40%
11 S&P GLOBAL INC 4,571 451 1.37%
12 ARISTA NETWORKS INC 5,540 431 1.30%
13 LEAR CORP 3,396 417 1.26%
14 ST JUDE MED INC 6,537 404 1.22%
15 CHEVRON CORP NEW 4,385 394 1.19%
16 AMGEN INC 2,243 364 1.10%
17 WAL-MART STORES INC 5,922 363 1.10%
18 CVR REFNG LP 18,509 350 1.06%
19 Pandora Media Inc 24,954 335 1.01%
20 VERIZON COMMUNICATIONS INC 7,170 331 1.00%
21 SYMANTEC CORP 15,751 331 1.00%
22 DARDEN RESTAURANTS INC 5,169 329 1.00%
23 ORACLE CORP 8,858 324 0.98%
24 NCI BLDG SYS INC 25,776 320 0.97%
25 CA INC 10,892 311 0.94%
26 HOME DEPOT INC 2,349 311 0.94%
27 MICROSOFT CORP 5,573 309 0.94%
28 SPDR GOLD TR 3,000 304 0.92%
29 OMEGA PROTEIN CORP COM 13,520 300 0.91%
30 CONCHO RESOURCES 3,086 287 0.87%
31 PITNEY BOWES INC 13,829 286 0.87%
32 WELLS FARGO & CO NEW 5,238 285 0.86%
33 ProShares TR 8,936 283 0.86%
34 CONOCOPHILLIPS 6,034 282 0.85%
35 AMERICAN VANGUARD CORP COM 20,146 282 0.85%
36 UNITED PARCEL SERVICE INC 2,909 280 0.85%
37 APOLLO SR FLOATING RATE FD INC COM 18,306 277 0.84%
38 QUIDEL CORP COM 12,959 275 0.83%
39 DOMINION ENERGY INC 3,896 264 0.80%
40 MSG NETWORK INC 12,509 260 0.79%
41 ROYAL CARIBBEAN GROUP 2,562 259 0.78%
42 TOWER INTL INC 9,063 259 0.78%
43 AMDOCS LTD 4,725 258 0.78%
44 PINNACLE WEST 3,958 255 0.77%
45 BROOKDALE SR LIVING INC 13,715 253 0.77%
46 DIAMONDBACK ENERGY INC 3,724 249 0.75%
47 AMAZON COM INC 365 247 0.75%
48 NU SKIN ENTERPRISES INC 6,498 246 0.74%
49 EQUINIX INC 812 246 0.74%
50 DIAMOND FOODS INC 6,246 241 0.73%
Page 1 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
51 NAUTILUS INC 38,956 651 0.45%
52 DISCOVER FINL SVCS 12,084 648 0.45%
53 SAFETY INS GROUP INC COM 11,098 626 0.43%
54 TIME WARNER INC NEW 3,370 625 0.43%
55 DEL FRISCOS RESTAURANT GROUP COM 38,994 625 0.43%
56 FLY LEASING LIMITED SPONSORED ADR 45,555 622 0.43%
57 NEWS CORP CL A 46,285 618 0.43%
58 TRINET GROUP INC COM 31,906 617 0.43%
59 GILEAD SCIENCES INC 6,087 616 0.43%
60 CONSTELLATION BRANDS INC 4,317 615 0.43%
61 QTS RLTY TR INC 13,569 612 0.42%
62 MASTEC INC 35,175 611 0.42%
63 AUTONATION INC 10,116 604 0.42%
64 JPMORGAN CHASE & CO 9,153 604 0.42%
65 CRANE CO 12,517 599 0.41%
66 FEDEX CORP 4,009 597 0.41%
67 EXPRESS SCRIPTS HLDG CO 6,803 595 0.41%
68 SABRE CORP 21,121 591 0.41%
69 Northstar Realty Fin REIT 33,276 567 0.39%
70 FANG HOLDINGS LTD 76,321 564 0.39%
71 DDR CORP 32,469 547 0.38%
72 ATLAS FINANCIAL HOLDINGS INC SHS NEW 27,033 538 0.37%
73 DARLING INGREDIENTS INC 49,571 521 0.36%
74 Lazard Glb Total Return & Income 39,580 518 0.36%
75 PIONEER NAT RES CO 4,113 516 0.36%
76 TERRAFORM PWR INC CL A COM 40,629 511 0.35%
77 BRANDYWINE RLTY TR 37,225 508 0.35%
78 YY INC 8,000 500 0.35%
79 YAHOO INC 15,000 499 0.35%
80 OWENS RLTY MTG INC 37,152 499 0.35%
81 XENIA HOTELS & RESORTS INC COM 32,480 498 0.35%
82 CHARLES RIV LABS INTL INC 6,190 498 0.35%
83 MAGNA INTL INC 12,242 497 0.34%
84 NEXTERA ENERGY INC 4,744 493 0.34%
85 PG&E CORP 9,178 488 0.34%
86 LIBERTY GLOBAL PLC 11,529 488 0.34%
87 SOLAREDGE TECHNOLOGIES INC 17,218 485 0.34%
88 AKAMAI TECHNOLOGIES INC 9,136 481 0.33%
89 VALMONT INDS INC 4,494 476 0.33%
90 TIME WARNER INC 7,356 476 0.33%
91 JACK IN THE BOX INC 6,196 475 0.33%
92 FIREEYE INC 22,919 475 0.33%
93 GREENBRIER COS INC 14,523 474 0.33%
94 JOHNSON & JOHNSON 4,583 471 0.33%
95 DIVERSIFIED REAL ASSET INC F 30,091 467 0.32%
96 DANAHER CORP DEL 5,022 466 0.32%
97 SUNTRUST BKS INC 10,868 466 0.32%
98 APOLLO TACTICAL INCOME FD INCORPORATED 33,366 463 0.32%
99 BOULDER GROWTH & INCOME FUND COM 59,681 462 0.32%
100 VANTIV INC 9,729 461 0.32%
Page 2 of 8