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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 175 Institutional holders with a total value of $3,464,502,802.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 13,516,506 1,008,467,000 29.11%
2 MORGAN STANLEY 6,009,554 448,373,000 12.94%
3 BANK OF AMERICA CORP /DE/ 5,006,043 373,501,000 10.78%
4 CHURCHILL MANAGEMENT Corp 4,535,835 338,419,000 9.77%
5 WELLS FARGO & COMPANY/MN 3,713,327 277,051,000 8.00%
6 UBS Group AG 1,860,251 138,793,000 4.01%
7 LPL Financial LLC 1,185,087 85,421,000 2.47%
8 RAYMOND JAMES & ASSOCIATES 746,882 55,725,000 1.61%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 628,503 46,893,000 1.35%
10 Raymond James Financial Services Advisors, Inc. 536,872 40,056,000 1.16%
11 ROYAL BANK OF CANADA 486,064 36,265,000 1.05%
12 ENVESTNET ASSET MANAGEMENT INC 476,497 35,551,000 1.03%
13 Transamerica Financial Advisors, LLC 371,918 27,749,000 0.80%
14 MSI Financial Services Inc 355,882 26,552,000 0.77%
15 AMERIPRISE FINANCIAL INC 345,602 25,782,000 0.74%
16 SWARTHMORE GROUP INC 345,250 25,759,000 0.74%
17 AVIANCE CAPITAL MANAGEMENT, LLC 281,839 21,028,000 0.61%
18 GOLDMAN SACHS GROUP INC 256,467 19,135,000 0.55%
19 STRID GROUP, LLC 229,261 17,105,000 0.49%
20 NewSquare Capital LLC 228,271 17,031,000 0.49%
21 SANDLER CAPITAL MANAGEMENT 225,000 16,787,000 0.48%
22 Advisors Preferred, LLC 222,271 16,583,000 0.48%
23 NIEMANN CAPITAL MANAGEMENT INC 211,316 15,766,000 0.46%
24 Janney Montgomery Scott LLC 204,717 15,274,000 0.44%
25 STIFEL FINANCIAL CORP 192,926 14,258,000 0.41%
26 Brookstone Capital Management 178,112 13,289,000 0.38%
27 CITIGROUP INC 166,983 12,459,000 0.36%
28 Hoxton Financial, Inc. 165,790 12,370,000 0.36%
29 MOORE CAPITAL MANAGEMENT, LP 148,000 11,042,000 0.32%
30 STEPHENS INC /AR/ 139,127 10,380,000 0.30%
31 Clark Capital Management Group, Inc. 128,269 9,570,000 0.28%
32 MURPHY CAPITAL MANAGEMENT INC 123,533 9,216,000 0.27%
33 BANQUE PICTET & CIE SA 120,163 8,965,000 0.26%
34 BAIRD FINANCIAL GROUP, INC. 109,976 8,205,000 0.24%
35 Jaffetilchin Investment Partners, LLC 101,942 7,606,000 0.22%
36 CREDIT SUISSE AG/ 96,224 7,179,000 0.21%
37 Beaumont Financial Partners, LLC 91,175 6,802,000 0.20%
38 JPMORGAN CHASE & CO 90,350 6,741,000 0.19%
39 VICUS CAPITAL 88,925 6,635,000 0.19%
40 IMA Advisory Services, Inc. 85,653 6,247,000 0.18% SH
41 SUNTRUST BANKS INC 81,330 6,067,000 0.18%
42 LifePlan Financial Group, Inc 73,488 5,483,000 0.16%
43 BENJAMIN F. EDWARDS & COMPANY, INC. 73,088 5,453,000 0.16%
44 First Allied Advisory Services, Inc. 70,692 5,255,000 0.15%
45 Commonwealth Equity Services, Inc 70,095 5,230,000 0.15%
46 HL FINANCIAL SERVICES LLC 69,343 5,174,000 0.15%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 67,556 5,040,000 0.15%
48 BB&T SECURITIES, LLC 67,256 5,017,000 0.14%
49 Financial Sense Advisors, Inc. 66,880 4,990,000 0.14%
50 TRUE PRIVATE WEALTH ADVISORS 62,318 4,650,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.