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Institutional Investment Manager
Allworth Financial LP
Allworth Financial LP (CIK: 0001555170) incorporated in California, located at 340 Palladio Pkwy, Folsom, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 742 holdings with a total value of $950,730,000.
#
Name
Shares
Value ($)
%
Options
Notes
701 CAVIUM INC 4 0 0.00%
702 AES TR III 6 0 0.00%
703 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 147 0 0.00%
704 HARMONY GOLD MINING CO LTD 6 0 0.00%
705 SPRINT CORP 58 0 0.00%
706 TIME INC CSH MRG $18.50/SH 1/31/18 26 0 0.00%
707 TRANSOCEAN LTD 26 0 0.00%
708 PENGROWTH ENERGY 200 0 0.00%
709 PJT PARTNERS INC 5 0 0.00%
710 Pandora Media Inc 18 0 0.00%
711 TARGA RES CORP 2 0 0.00%
712 Headwaters Inc 25 0 0.00%
713 BLACKROCK CORE BD TR 14 0 0.00%
714 TENAX THERAPEUTICS INC COM 2 0 0.00%
715 TTM TECHNOLOGIES INC 25 0 0.00%
716 TANZANIAN ROYALTY EXPL CORP 200 0 0.00%
717 OCULUS INNOVATIVE SCIENCES I 62 0 0.00%
718 JOINT CORP COM 86 0 0.00%
719 HALYARD HEALTH INC 14 0 0.00%
720 CEMEX SAB DE CV 58 0 0.00%
721 OTELCO INC 5 0 0.00%
722 ABERCROMBIE FITCH CO 5 0 0.00%
723 The McClatchy Company 21 0 0.00%
724 AVIAT NETWORKS INCORPORATED COM NEW 2 0 0.00%
725 ERICSSON 48 0 0.00%
726 IMATION CORP 20 0 0.00%
727 WINDSTREAM HLDGS INC 3 0 0.00%
728 WESTERN ASSET EMERGING MKTS 7 0 0.00% PRN
729 TG THERAPEUTICS INC COM 62 0 0.00%
730 PIMCO STRATEGIC INCOME FD 18 0 0.00%
731 VIVUS INC 250 0 0.00%
732 LUMENTUM HLDGS INC 3 0 0.00%
733 MANCHESTER UTD PLC NEW ORD CL A 5 0 0.00%
734 MFC BANCORP LTD 11 0 0.00%
735 TEMPLETON EMERGING COM 12 0 0.00%
736 AK STEEL HLDG CORP 14 0 0.00%
737 ADVANTAGE OIL & GAS LTD 28 0 0.00%
738 MONEYGRAM INTL 16 0 0.00%
739 Determine Inc 9 0 0.00%
740 MANNKIND CORPORATION 500 0 0.00%
741 WPX ENERGY INC 25 0 0.00%
742 CALIFORNIA RESOURCES 38 0 0.00%
Page 15 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-004740, filed 2017.02.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.