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PIMCO STRATEGIC INCOME FD
PIMCO STRATEGIC INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 45 Institutional holders with a total value of $23,664,535.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 670,295 6,743,000 28.49%
2 MSI Financial Services Inc 197,691 1,986,000 8.39%
3 Commonwealth Equity Services, Inc 196,442 1,974,000 8.34%
4 Invesco Ltd. 189,822 1,908,000 8.06%
5 MORGAN STANLEY 140,565 1,412,000 5.97%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 114,189 1,148,000 4.85%
7 Cambridge Investment Research Advisors, Inc. 87,195 876,000 3.70%
8 UBS Group AG 65,036 654,000 2.76%
9 BANK OF AMERICA CORP /DE/ 63,422 638,000 2.70%
10 SII INVESTMENTS INC/WI 60,281 608,000 2.57%
11 CETERA INVESTMENT ADVISERS 53,006 533,000 2.25%
12 GUGGENHEIM CAPITAL LLC 52,328 526,000 2.22%
13 Brick & Kyle, Associates 41,720 419,000 1.77%
14 RAYMOND JAMES & ASSOCIATES 39,559 398,000 1.68%
15 NATIONAL PLANNING CORP 41,738 381,000 1.61%
16 ROYAL BANK OF CANADA 36,033 361,000 1.53%
17 Stratos Wealth Partners, LTD. 30,000 302,000 1.28%
18 AMERIPRISE FINANCIAL INC 26,073 262,000 1.11%
19 Raymond James Financial Services Advisors, Inc. 26,014 261,000 1.10%
20 Kovack Advisors, Inc. 22,650 228,000 0.96%
21 IFP ADVISORS, INC 18,290 184,000 0.78%
22 Private Advisor Group, LLC 18,054 182,000 0.77%
23 STIFEL FINANCIAL CORP 17,871 179,000 0.76%
24 WELLS FARGO & COMPANY/MN 16,219 163,000 0.69%
25 Cetera Advisor Networks LLC 15,271 153,000 0.65%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,124 152,000 0.64%
27 INVESTMENT CENTERS OF AMERICA INC 12,791 128,000 0.54%
28 MILLENNIUM MANAGEMENT LLC 12,300 124,000 0.52%
29 Creative Planning 11,995 121,000 0.51%
30 Frontier Wealth Management LLC 11,750 118,000 0.50%
31 ANCHOR INVESTMENT MANAGEMENT, LLC 10,300 103,515 0.44%
32 PNC FINANCIAL SERVICES GROUP, INC. 9,359 94,000 0.40%
33 ADVISOR GROUP, INC. 8,284 83,000 0.35%
34 Clearbridge Investments, LLC 6,394 64,000 0.27%
35 NEXT Financial Group, Inc 6,070 61,000 0.26%
36 GENEOS WEALTH MANAGEMENT INC. 4,803 48,000 0.20%
37 REILLY FINANCIAL ADVISORS, LLC 2,737 28,000 0.12%
38 Clean Yield Group 2,100 21,000 0.09%
39 FIFTH THIRD BANCORP 1,350 14,000 0.06%
40 Advisory Services Network, LLC 864 9,000 0.04%
41 PENSERRA CAPITAL MANAGEMENT LLC 601 6,000 0.03%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 479 5,000 0.02%
43 Winslow, Evans & Crocker, Inc. 400 4,020 0.02%
44 CITIGROUP INC 150 2,000 0.01%
45 Allworth Financial LP 18 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.