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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
751 STONEX GROUP INC COM 295 6 0.00%
752 NUSTAR GP HOLDINGS LLC 186 6 0.00%
753 SILVERWHEATONCOR 278 6 0.00%
754 GANNETT CO. 221 6 0.00%
755 POWERSHARES ETF TRUST 275 6 0.00%
756 VIRGINIA MINES INC COM 500 6 0.00%
757 GRNHNTR ENRGY 6,365 6 0.00%
758 OLIN CORP 200 6 0.00%
759 WELLTOWER INC. 95 6 0.00%
760 ROBERT HALF INTL INC 134 6 0.00%
761 AMERICAN LD LEASE INC PFDSER A 250 6 0.00%
762 PG&E CORP 150 6 0.00%
763 PEGASYSTEMS INC 360 6 0.00%
764 ADVENT CLAYMORE CV SECS & INCORPORATED 300 6 0.00%
765 PENGROWTH ENERGY CORP 1,000 6 0.00%
766 CIRRUS LOGIC INC COM 308 6 0.00%
767 ULTRA PETROLEUM CORP 215 6 0.00%
768 AVANIR PHARMACEUTICALS INC CL 1,400 5 0.00%
769 ISHARES GOLD TRUST 409 5 0.00%
770 ISHARES TR 150 5 0.00%
771 JOHN BEAN TECHNOLOGIES CORP 172 5 0.00%
772 HANCOCK JOHN FINL OPPTYS FD 212 5 0.00%
773 HANCOCK JOHN PFD INCOME FD 250 5 0.00%
774 GOLDEN OCEAN GROUP LTD 400 5 0.00%
775 GUGGENHEIM STRATEGIC OPPORTU 250 5 0.00%
776 LIFEPOINT HEALTH INC 100 5 0.00%
777 GENERAL MTRS CO 294 5 0.00%
778 Market Vctrs Rare Erth 143 5 0.00%
779 GALECTIN THERAPEUTICS INC COM 300 5 0.00%
780 Merrill Lynch Cap Trst V Ser F 200 5 0.00%
781 Foundation Medicine 150 5 0.00%
782 NORTHERN OIL & GAS INC NEV 333 5 0.00%
783 DOMINION ENERGY INC 77 5 0.00%
784 DBX ETF TR 255 5 0.00%
785 CONTINENTAL RESOURE 40 5 0.00%
786 COMMONWEALTH REIT 200 5 0.00%
787 POWERSHARES ETF TRUST 80 5 0.00%
788 CHINA OVERSEAS LD & INVT LTDSH 1,750 5 0.00%
789 CENTERPOINT ENERGY INC 210 5 0.00%
790 SANOFI 103 5 0.00%
791 SINCLAIR BROADCAST GROUP INC 200 5 0.00%
792 SPDR SER TR 99 5 0.00%
793 STRAYER EDUCATION INC 115 5 0.00%
794 TENNESSEE VALLEY AUTH PFD SER A 200 5 0.00%
795 THORATEC LABS CORP 140 5 0.00%
796 TRIPADVISOR INC 50 5 0.00%
797 AGL Resources 100 5 0.00%
798 ELDORADO GOLD CORP NEW 700 4 0.00%
799 PROSHARES ULTRA FNCLS NEW ETF 35 4 0.00%
800 Safeway Inc - Safeway PDC LLC CVR 113 4 0.00%
Page 16 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.08%
2 SPDR SERIES TRUST 100,360 4,147 1.76%
3 VANGUARD INDEX FDS 58,544 4,134 1.75%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.71%
5 APPLE INC 7,078 3,799 1.61%
6 ISHARES TR 51,467 3,459 1.46%
7 AT&T INC 92,953 3,260 1.38%
8 SPDR SER TR 92,709 2,871 1.22%
9 ISHARES TR 71,465 2,789 1.18%
10 ISHARES TR 23,431 2,726 1.15%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.15%
12 ISHARES TR 14,322 2,695 1.14%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.13%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.11%
15 VANGUARD INDEX FDS 32,749 2,558 1.08%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.05%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.04%
19 NEWMARKET CORP 6,225 2,433 1.03%
20 ISHARES TR 21,294 2,392 1.01%
21 ISHARES TR 27,557 2,385 1.01%
22 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
23 SPDR SERIES TRUST 54,892 2,329 0.99%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.95%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.94%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.92%
28 ISHARES TR 18,501 2,164 0.92%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.89%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.89%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.87%
34 NATUS MEDICAL INC DEL 78,841 2,034 0.86%
35 CUMMINS INC 13,556 2,020 0.86%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 LEAR CORP 24,070 2,015 0.85%
38 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.85%
40 JPMORGAN CHASE & CO 42,489 1,977 0.84%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.83%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.83%
43 GAP 48,696 1,951 0.83%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FGHT LINES INC 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.74%
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