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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001606587-14-000171) filed in 2014.08.04
#
Name
Shares
Value ($)
%
Options
Notes
251 VANGUARD INDEX FDS 1,390 125,114 0.04%
252 Energy Transfer Partners, L.P. 2,158 125,099 0.04%
253 POWERSHARES ETF TRUST 1,408 124,524 0.04%
254 KINDER MORGAN INC DEL 3,400 123,284 0.04%
255 PLAINS ALL AMERN PIPELINE L 2,040 122,502 0.04%
256 CELGENE CORP 1,426 122,465 0.04%
257 VANGUARD SCOTTSDALE FDS 1,906 121,984 0.04%
258 ROYAL DUTCH SHELL PLC 1,441 118,695 0.04%
259 PRICELINE GRP INC 98 117,894 0.04%
260 MORGAN STANLEY 3,618 116,970 0.04%
261 WILLIAMS COS INC DEL 2,000 116,420 0.04%
262 W P CAREY INC 1,789 115,212 0.04%
263 ISHARES TR 1,010 114,989 0.04%
264 VANGUARD INTL EQUITY INDEX F 2,194 114,724 0.04%
265 ARCHER DANIELS MIDLAND CO 2,600 114,686 0.04%
266 SPIRIT RLTY CAP INC NEW 10,089 114,611 0.04%
267 MASTERCARD INCORPORATED 1,525 112,042 0.04%
268 AMER STATES WTR CO 3,325 110,490 0.04%
269 VANGUARD INDEX FDS 852 108,536 0.04%
270 ADVANCE AUTO PARTS INC 794 107,126 0.04%
271 COMCAST CORP NEW 1,987 106,662 0.04%
272 FIRST TR EXCHANGE TRADED FD 2,100 104,538 0.04%
273 ISHARES TR 863 104,242 0.04%
274 UNILEVER PLC 2,296 104,032 0.04%
275 NEWMARKET CORP 264 103,517 0.04%
276 EATON CORP PLC 1,332 102,804 0.04%
277 POWERSHARES ETF TRUST 1,657 101,210 0.04%
278 ISHARES TR 684 100,555 0.04%
279 ALLIANT ENERGY CORP 1,650 100,419 0.04%
280 BRISTOL MYERS SQUIBB CO 2,037 98,815 0.04%
281 ISHARES TR 963 98,698 0.04%
282 AMEREN CORP 2,400 98,112 0.03%
283 ISHARES 7-10 YEAR TREASURY BOND ETF 946 97,987 0.03%
284 FMC TECHNOLOGIES INC 1,600 97,712 0.03%
285 Market Vectors Agribusiness ET 1,772 97,478 0.03%
286 SIRIUS XM HOLDINGS INC 28,000 96,880 0.03%
287 BARRICK GOLD CORP 5,259 96,240 0.03%
288 FACTSET RESH SYS INC 797 95,863 0.03%
289 WERNER ENTERPRISES INC 3,600 95,436 0.03%
290 STARBUCKS CORP 1,230 95,177 0.03%
291 HALLIBURTON CO 1,337 94,940 0.03%
292 BANK NEW YORK MELLON CORP 2,500 93,700 0.03%
293 ADVISORSHARES TRUST NEWFLT MULSINC ETF 1,875 93,600 0.03%
294 PIMCO ETF TR 912 92,477 0.03%
295 FIRST SOLAR INC 1,300 92,378 0.03%
296 RESMED INC 1,800 91,134 0.03%
297 VARIAN MED SYS INC 1,082 89,957 0.03%
298 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 5,186 89,666 0.03%
299 VANGUARD WORLD FD 913 88,285 0.03%
300 TRANSOCEAN LTD 1,900 85,557 0.03%
Page 6 of 19
Restatement filing (0001606587-14-000208) filed in 2014.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES 20 YEAR TREASURY BOND ETF 70,476 8,000,436 2.85%
2 SPDR SERIES TRUST 157,129 6,556,993 2.34%
3 ISHARES TR 56,097 6,137,012 2.19%
4 VANGUARD INDEX FDS 74,535 5,578,199 1.99%
5 ISHARES TR 128,423 5,551,726 1.98%
6 ISHARES TR 25,907 5,103,679 1.82%
7 AT&T INC 110,529 3,908,305 1.39%
8 VANGUARD WHITEHALL FDS 51,600 3,421,854 1.22%
9 BERKSHIRE HATHAWAY INC DEL 25,498 3,227,027 1.15%
10 ISHARES TR 78,623 3,137,844 1.12%
11 COCA COLA CO 73,085 3,095,881 1.10%
12 CONOCOPHILLIPS 35,562 3,048,730 1.09%
13 SPDR SER TR 97,269 3,011,448 1.07%
14 ISHARES TR 24,082 2,778,100 0.99%
15 VANGUARD TAX-MANAGED FDS 62,123 2,645,819 0.94%
16 ABBVIE INC 46,644 2,632,587 0.94%
17 SYSCO CORP 70,199 2,628,953 0.94%
18 HCP INC 63,512 2,628,127 0.94%
19 ISHARES TR 24,282 2,627,798 0.94%
20 DUKE ENERGY CORP NEW 35,030 2,598,876 0.93%
21 VANGUARD INDEX FDS 31,956 2,586,838 0.92%
22 SPDR S&P 500 ETF TR 13,060 2,556,103 0.91%
23 DICKS SPORTING GOODS 53,308 2,482,020 0.88%
24 ABBOTT LABS 60,222 2,463,080 0.88%
25 ISHARES TR 27,059 2,460,475 0.88%
26 WAL-MART STORES INC 32,711 2,455,615 0.87%
27 BAXTER INTL INC 33,261 2,404,770 0.86%
28 APOLLO GLOBAL MGMT LLC 86,383 2,394,537 0.85%
29 EBAY INC 47,787 2,392,217 0.85%
30 SPDR SERIES TRUST 54,756 2,390,099 0.85%
31 VANGUARD MALVERN FDS 47,446 2,377,994 0.85%
32 ULTRA PETROLEUM CORP 79,901 2,372,261 0.84%
33 EXPRESS SCRIPTS HLDG CO 34,195 2,370,739 0.84%
34 INTERNATIONAL BUSINESS MACHS 12,837 2,326,963 0.83%
35 WESTERN UN CO 133,778 2,319,711 0.83%
36 JPMORGAN CHASE & CO 44,222 2,316,348 0.83%
37 GOOGLE INC 3,989 2,294,792 0.82%
38 CONSOLIDATED EDISON INC 39,721 2,293,491 0.82%
39 KINDER MORGAN MANAGEMENT LLC 28,865 2,278,314 0.81%
40 LOWES COS INC 47,176 2,263,976 0.81%
41 VANGUARD BD INDEX FDS 27,921 2,243,173 0.80%
42 PHARMACYCLICS INC 24,521 2,199,779 0.78%
43 PETSMART 36,766 2,198,607 0.78%
44 AMAZON COM INC 6,764 2,196,812 0.78%
45 NATIONAL OILWELL VARCO INC 26,514 2,183,428 0.78%
46 BLACKROCK INC 6,831 2,183,188 0.78%
47 CME GROUP INC 30,408 2,157,448 0.77%
48 PHILIP MORRIS INTL INC 25,280 2,131,357 0.76%
49 ISHARES TR 31,023 2,121,043 0.76%
50 GENERAL ELECTRIC CO 78,940 2,074,543 0.74%
Page 1 of 19
Restatement filing (0001606587-15-000072) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 OI S.A. SPN ADR 312 0 0.00%
2 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
3 FOREST OIL CORP 200 0 0.00%
4 DEUTSCHE BK AG RT 872 0 0.00%
5 GAIAM INC 51 0 0.00%
6 Quantum Fuel Systems Tech Worl 4 0 0.00%
7 STATOIL ASA 10 0 0.00%
8 RARE ELEMENT RES LTD 100 0 0.00%
9 ELECTRONIC ARTS INC 2 0 0.00%
10 Corinthian Colleges, Inc. 260 0 0.00%
11 SONY GROUP CORP 10 0 0.00%
12 JA SOLAR HOLDINGS CO LTD 40 0 0.00%
13 ENDOCYTE INC COM 60 0 0.00%
14 DIREXION SHS ETF TR 5 0 0.00%
15 MALLINCKRODT PUB LTD CO 5 0 0.00%
16 PROTHENA CORP PLC 3 0 0.00%
17 COGNIZANT TECHNOLOGY SOLUTIO 10 0 0.00%
18 KODIAK OIL & GAS CORP 25 0 0.00%
19 KRISPY KREME DOUGHNT 25 0 0.00%
20 ALPS ETF TR 5 0 0.00%
21 LEVEL 3 COMMUNICATIONS INC 4 0 0.00%
22 Washington Prime Group 7 0 0.00%
23 LULULEMON ATHLETICA INC 1,727 0 0.00%
24 TWENTY FIRST CENTY FOX INC 6 0 0.00%
25 Neo Performance Materials 100 0 0.00%
26 Blackhawk Network 18 0 0.00%
27 TIME INC NEW 2 0 0.00%
28 TIM PARTICIPACOES S A 5 0 0.00%
29 NEWS CORP CL A 1 0 0.00%
30 TERADATA CORP DEL 12 0 0.00%
31 INGERSOLL-RAND PLC 20 1 0.00%
32 Alcatel Lucent Adr 164 1 0.00%
33 TELEFONICA BRASIL SA 27 1 0.00%
34 PANERA BREAD CO 10 1 0.00%
35 SUNTRUST BKS INC 29 1 0.00%
36 NAM TAI PPTY INC SHS 190 1 0.00%
37 PENTAIR PLC 8 1 0.00%
38 LIME ENERGY CO COM 357 1 0.00%
39 POWERSHARES ETF TRUST II 75 1 0.00%
40 KENNAMETAL INC 20 1 0.00%
41 Adt Corp 20 1 0.00%
42 STMICROELECTRONICS N V 131 1 0.00%
43 Cimpress NV 30 1 0.00%
44 FIRST MAJESTIC SILVER CORP 110 1 0.00%
45 PERRIGO CO PLC 10 1 0.00%
46 REVOLUTION LIGHTING TECHNOLO COM NEW 500 1 0.00%
47 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 448 1 0.00%
48 LUBY'S INC 130 1 0.00%
49 APPLIED MATLS INC 50 1 0.00%
50 * SANDRIDGE ENERGY INC COM 100 1 0.00%
Page 1 of 19