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PEREGRINE PHARMACEUTICAL
PEREGRINE PHARMACEUTICAL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 92 Institutional holders with a total value of $64,359,641.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 5,794,155 10,893,000 16.93%
2 VANGUARD GROUP INC 4,857,865 9,133,000 14.19%
3 BlackRock Fund Advisors 4,396,565 8,266,000 12.84%
4 SABBY MANAGEMENT, LLC 291,600 7,028,000 10.92%
5 STATE STREET CORP 2,152,610 4,046,000 6.29%
6 NORTHERN TRUST CORP 1,931,051 3,630,000 5.64%
7 GEODE CAPITAL MANAGEMENT, LLC 981,683 1,845,000 2.87%
8 Bank of New York Mellon Corp 932,489 1,753,000 2.72%
9 TIAA CREF INVESTMENT MANAGEMENT LLC 767,332 1,443,000 2.24%
10 BLACKROCK ADVISORS LLC 669,732 1,259,000 1.96%
11 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 614,300 1,155,000 1.79%
12 NOMURA HOLDINGS INC 540,333 1,018,000 1.58%
13 BlackRock Investment Management, LLC 515,605 969,000 1.51%
14 Commonwealth Equity Services, Inc 493,386 928,000 1.44%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 479,800 902,000 1.40%
16 TFS CAPITAL LLC 415,774 782,000 1.22%
17 SCHRODER INVESTMENT MANAGEMENT GROUP 367,788 691,441 1.07%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 337,224 634,000 0.99%
19 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 322,226 606,000 0.94%
20 AQR CAPITAL MANAGEMENT LLC 281,291 529,000 0.82%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 255,100 480,000 0.75%
22 BANK OF AMERICA CORP /DE/ 249,420 469,000 0.73%
23 TEACHERS ADVISORS, LLC 241,801 455,000 0.71%
24 ZACKS INVESTMENT MANAGEMENT 231,669 436,000 0.68%
25 BAXTER BROS INC 180,506 339,000 0.53%
26 Nationwide Fund Advisors 136,420 256,000 0.40%
27 VOYA INVESTMENT MANAGEMENT LLC 134,571 253,000 0.39%
28 GROUP ONE TRADING LLC 123,127 231,000 0.36%
29 AMERICAN INTERNATIONAL GROUP, INC. 115,464 217,073 0.34%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 114,311 215,000 0.33%
31 UBS AG 114,292 215,000 0.33%
32 RHUMBLINE ADVISERS 105,796 199,000 0.31%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 104,500 196,000 0.30% Put
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 99,750 188,000 0.29%
35 METROPOLITAN LIFE INSURANCE CO/NY 92,925 175,000 0.27%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 88,700 167,000 0.26% Call
37 First Heartland Consultants, Inc. 86,204 162,000 0.25%
38 ProShare Advisors LLC 85,931 162,000 0.25%
39 GUGGENHEIM CAPITAL LLC 85,178 160,000 0.25%
40 CREDIT SUISSE AG/ 82,226 154,000 0.24%
41 Investors Capital Advisory Services 63,288 118,000 0.18%
42 STIFEL FINANCIAL CORP 59,058 111,000 0.17%
43 PRINCIPAL FINANCIAL GROUP INC 53,627 101,000 0.16%
44 First Allied Advisory Services, Inc. 47,600 90,000 0.14%
45 BANK OF AMERICA CORP /DE/ 39,900 75,000 0.12% Call
46 GOLDMAN SACHS GROUP INC 38,865 73,000 0.11%
47 CITADEL ADVISORS LLC 34,509 65,000 0.10%
48 MORGAN STANLEY 32,345 61,000 0.09%
49 Airain ltd 32,060 60,000 0.09%
50 FIDGEON TIMOTHY F 31,000 58,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.