Dark
Light
System
Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
51 NUVEEN PREMIER MUN INCOME FD COM 194,992 2,545 0.53%
52 STARBUCKS CORP 44,050 2,504 0.52%
53 PFIZER INC 79,205 2,488 0.52%
54 NUVEEN SELECT QUALITY MUN FD 185,519 2,480 0.52%
55 VISA INC CL A COMMON STOCK 32,940 2,295 0.48%
56 VENTAS INC REIT 40,550 2,273 0.47%
57 3M CO 15,908 2,255 0.47%
58 GILEAD SCIENCES INC 22,750 2,237 0.47%
59 DISNEY WALT CO 21,632 2,211 0.46%
60 CHEVRON CORP NEW 26,984 2,129 0.44%
61 OMEGA HEALTHCARE INVS INC 58,488 2,056 0.43%
62 NUVEEN QUALITY PFD INC FD 3 254,390 2,040 0.43%
63 GLOBAL X FDS 103,250 2,029 0.42%
64 BED BATH & BEYOND INC 34,970 1,994 0.42%
65 XEROX CORP 199,825 1,944 0.41%
66 AMGEN INC 13,854 1,916 0.40%
67 Calamos Convertible & High Inc 174,978 1,902 0.40%
68 Ishares - Japan 164,800 1,884 0.39%
69 ENERGY TRANSFER PART LP 45,237 1,858 0.39%
70 GALLAGHER ARTHUR J & CO 44,570 1,840 0.38%
71 COCA COLA CO 45,172 1,812 0.38%
72 CORNING INC 101,111 1,731 0.36%
73 NUVEEN CREDIT STRATEGIES INCOM 212,776 1,698 0.35%
74 DIVIDEND & INCOME FD COM NEW 153,505 1,666 0.35%
75 STONECASTLE FINL CORP 97,832 1,646 0.34%
76 COHEN & STEERS INFRASTRUCTUR 85,760 1,635 0.34%
77 NUVEEN QUALITY INCOME MUNI FUND 116,323 1,569 0.33%
78 CALAMOS STRATEGIC TOTL RETN 159,050 1,478 0.31%
79 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.31%
80 PROCTER AND GAMBLE CO 20,232 1,455 0.30%
81 NUVEEN PREFERRED INCOME OPPORT 157,005 1,411 0.29%
82 BP PLC 40,991 1,253 0.26%
83 BHP BILLITON LTD 39,000 1,233 0.26%
84 NUVEEN REAL ESTATE INCOME FD 117,800 1,184 0.25%
85 INTERNATIONAL BUSINESS MACHS 8,157 1,183 0.25%
86 Texas Capital Bancshares Inc 22,000 1,153 0.24%
87 POTASH CORP SASK INC 55,770 1,146 0.24%
88 LEGGETT &PLATT INC 26,546 1,095 0.23%
89 FORD MTR CO DEL 77,730 1,055 0.22%
90 RYDEX ETF TRUST 21,125 1,046 0.22%
91 WESTPAC BKG CORP 47,026 993 0.21%
92 HARTFORD FINL SVCS GROUP INC 21,221 971 0.20%
93 PowerShares CEF Income Composi 45,545 956 0.20%
94 ConocoPhillips 18,607 892 0.19%
95 FEDERATED HERMES INC CL B 30,716 888 0.19%
96 WELLS FARGO & CO NEW 17,215 884 0.18%
97 NUVEEN FLOATG RATE INCM 87,952 875 0.18%
98 COACH INC 28,405 822 0.17%
99 VANGUARD INDEX FDS 7,860 776 0.16%
100 WILLIAMS PARTNERS L P NEW 23,390 747 0.16%
Page 2 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 * SANDRIDGE ENERGY INC COM 26,500 7 0.00%
2 3M CO 15,908 2,255 0.37%
3 ABBOTT LABS 7,630 307 0.05%
4 ABBVIE INC 7,859 427 0.07%
5 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 4.60%
6 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
7 ALAMOS GOLD INC NEW 24,782 91 0.01%
8 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.24%
9 ALLY FINL INC 206,020 4,192 0.69%
10 ALPINE TOTAL DYNAMIC DIVID F 58,346 438 0.07%
11 AMC NETWORKS INC CL A 65,800 4,809 0.79%
12 AMERICAN EXPRESS CO 2,740 203 0.03%
13 AMGEN INC 13,929 1,926 0.32%
14 ANADARKO PETE CORP 12,052 728 0.12%
15 APACHE CORP 9,440 370 0.06%
16 APOLLO COML REAL EST FIN INC 33,671 528 0.09%
17 APOLLO INVT CORP 5.75% 01/15/2016 715 717 0.12%
18 APPLE INC 72,222 7,970 1.31%
19 ARES CAP CORP 255 255 0.04%
20 ARES CAPITAL CORP 16,865 244 0.04%
21 AT&T INC 164,781 5,368 0.88%
22 AUTOMATIC DATA PROCESSING IN 7,145 574 0.09%
23 AVENUE FINL HLDGS INC 63,260 835 0.14%
24 AVIS BUDGET GROUP 72,720 3,176 0.52%
25 Adt Corp 142,880 4,271 0.70%
26 Allergan PLC 11,462 3,115 0.51%
27 Alliance Bernstein Income Fund 41,247 324 0.05%
28 Alphabet Inc. Class C 4,108 2,622 0.43%
29 Altria Group, Inc. 5,481 298 0.05%
30 Ameriprise Financial 3,700 404 0.07%
31 BAKER HUGHES INC 10,000 520 0.09%
32 BANC OF CALIFORNIA INC COM 174,910 2,147 0.35%
33 BANK AMER CORP 238,795 3,721 0.61%
34 BANK NEW YORK MELLON CORP 10,180 398 0.07%
35 BARRICK GOLD CORP 27,297 174 0.03%
36 BED BATH & BEYOND INC 34,970 1,994 0.33%
37 BERKSHIRE HATHAWAY INC DEL 2,418 315 0.05%
38 BHP BILLITON LTD 39,000 1,233 0.20%
39 BLACKROCK CR ALLOCATION INCO 862,088 10,492 1.73%
40 BLACKROCK DEBT STRAT FD INC 37,161 124 0.02%
41 BLACKROCK LONG-TERM MUNI ADV 32,105 353 0.06%
42 BLACKROCK MUNI INCOME INV QL 18,745 262 0.04%
43 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.03%
44 BLACKROCK RES COMMODITIES 11,450 82 0.01%
45 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
46 BLACKSTONE GROUP L P 20,295 645 0.11%
47 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 11,450 137 0.02%
48 BOEING CO 3,404 446 0.07%
49 BP PLC 78,584 2,402 0.40%
50 BRISTOL MYERS SQUIBB CO 65,998 3,907 0.64%
Page 1 of 6