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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000909012-16-000582) filed in 2016.10.11
#
Name
Shares
Value ($)
%
Options
Notes
1 HSN Inc 11 0 0.00%
2 FCB FINL HLDGS INC CL A 10 0 0.00%
3 ARCELORMITTAL SA LUXEMBOURG 6 0 0.00%
4 NCR CORP NEW 26 0 0.00%
5 COMMUNITY HEALTH SYS INC NEW 13 0 0.00%
6 DIAMONDBACK ENERGY INC 3 0 0.00%
7 UBS AG 48 0 0.00%
8 NRG ENERGY INC 10 0 0.00%
9 LIBERTY MEDIA CORP DEL 52 0 0.00%
10 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 23 0 0.00%
11 PIPER JAFFRAY COS 4 0 0.00%
12 LUMENTUM HLDGS INC COM 2 0 0.00%
13 ENTERCOM COMMUNICATIONS CORP 0 0 0.00%
14 QUORUM HEALTH CORP 3 0 0.00%
15 CELSION CORPORATION COM PAR 563 0 0.00%
16 TIME INC NEW 63 0 0.00%
17 LIBERTY GLOBAL PLC 33 0 0.00%
18 SEASPINE HLDGS CORP COM 4 0 0.00%
19 PIONEER FLOATING RATE TR 6 0 0.00%
20 FINISAR CORP 1 0 0.00%
21 INGEVITY CORP 3 0 0.00%
22 PLUG POWER INC 10 0 0.00%
23 DEUTSCHE HIGH INCOME OPPORT FD 50 0 0.00%
24 LIVE NATION, INC. 16 0 0.00%
25 TELEFLEX INC 3 0 0.00%
26 SPROUTS FMRS MKT INC 46 0 0.00%
27 HOOKER FURNITURE CORP 4 0 0.00%
28 TALEN ENERGY CORP COM 12 0 0.00%
29 IMMUNOGEN INC 209 0 0.00%
30 ULTRATECH INC COM 13 0 0.00%
31 INTERVAL LEISURE GROUP INC 18 0 0.00%
32 ROYCE GLOBAL VALUE TR INC 62 0 0.00%
33 INDEXIQ ETF TR 25 0 0.00%
34 SANOFI 42 0 0.00%
35 HERC HLDGS INC 13 0 0.00%
36 VERITIV CORP 5 0 0.00%
37 COMMERCEHUB INC COM SER A 36 0 0.00%
38 HYDROGENICS CORP NEW 4 0 0.00%
39 ECHOSTAR CORP CL A 22 0 0.00%
40 GLOBAL PMTS INC 3 0 0.00%
41 DANA INCORPORATED 38 0 0.00%
42 SCHWAB EMERGING MARKETS EQUITY ETF 18 0 0.00%
43 PROTHENA CORP PLC 1 0 0.00%
44 DOMINOS PIZZA INC 4 0 0.00%
45 SYNCHRONY FINL 31 0 0.00%
46 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 2,184 0 0.00%
47 SPDR MSCI ACWI EX-US 19 0 0.00%
48 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 12 0 0.00%
49 PharMerica Corp 27 0 0.00%
50 NORTHSTAR REALTY EUROPE CORPORATION 45 0 0.00%
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