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Institutional Investment Manager
LMR Partners LLP
LMR Partners LLP (CIK: 0001578621), located at 9th Floor, Devonshire House, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 266 holdings with a total value of $713,895,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 CORP RES SVCS INC COM 10,823 34,000 0.00%
2 MATTSON TECHNOLOGY INC 18,716 43,000 0.01%
3 KINROSS GOLD CORP 10,453 43,000 0.01%
4 LAKE SHORE GOLD CORP 106,656 71,000 0.01%
5 BIO PATH HOLDINGS INC 27,494 73,000 0.01%
6 EMPIRE RESORTS INC COM NEW 11,409 81,000 0.01%
7 NANOVIRICIDES INC 28,636 91,000 0.01%
8 ADVAXIS INC COM NEW 32,000 100,000 0.01%
9 RADIO ONE INC CL D NON VTG 22,457 106,000 0.01%
10 INFORMATION SERVICES GROUP I 21,695 106,000 0.01%
11 REGULUS THERAPEUTICS INC COM 11,815 106,000 0.01%
12 TRADE STREET RESIDENTIAL INC 14,844 113,000 0.02%
13 LIBERATOR MEDICAL HLDGS INC 29,017 114,000 0.02%
14 PACIFIC BIOSCIENCES CALIF IN 21,406 114,000 0.02%
15 HEAT BIOLOGICS INC 17,541 117,000 0.02%
16 22ND CENTY GROUP INC 36,213 118,000 0.02%
17 GTT COMMUNICATIONS INC COM 12,269 129,000 0.02%
18 HILL INTERNATIONAL INC 24,146 133,000 0.02%
19 GOLDEN STAR RES LTD CDA 229,294 138,000 0.02%
20 ORBCOMM INCORPORATED 20,518 141,000 0.02%
21 TIMMINS GOLD CORP 115,100 144,000 0.02%
22 BANRO CORP 309,000 148,000 0.02%
23 Cinedigm Corp 58,841 151,000 0.02%
24 DISCOVERY LABORATORIES INC N 73,228 157,000 0.02%
25 NEOSTEM INC 23,012 162,000 0.02%
26 AGENUS INC 52,099 165,000 0.02%
27 AMERICAN EAGLE ENERGY CORP COM 23,153 166,000 0.02%
28 VITESSE SEMICONDUCTOR CORP 39,694 167,000 0.02%
29 OHR PHARMACEUTICAL INC 12,331 168,000 0.02%
30 PENNEY J C 20,347 175,000 0.02%
31 HANSEN MEDICAL INC 69,491 181,000 0.03%
32 BIOTA PHARMACEUTIALS INC COM 29,919 182,000 0.03%
33 ONCOTHYREON INC COM N/C EFF 6/ 61,212 183,000 0.03%
34 ATHERSYS INC NEW 58,353 189,000 0.03%
35 ARBOR REALTY TRUST INC 27,339 189,000 0.03%
36 INTEVAC INC COM 19,429 189,000 0.03%
37 PAIN THERAPEUTICS INC 34,771 191,000 0.03%
38 CORENERGY INFRASTRUCTURE 28,634 194,000 0.03%
39 CUI GLOBAL INC COM NEW 17,665 195,000 0.03%
40 EVOKE PHARMA INC 23,882 199,000 0.03%
41 LEE ENTERPRISES INC 44,641 200,000 0.03%
42 HERON THERAPEUTICS INC COM 14,367 200,000 0.03%
43 NANOSTRING TECHNOLOGIES INC 9,691 200,000 0.03%
44 DOT HILL SYS CORP 52,179 202,000 0.03%
45 CLEARFIELD INC 9,102 210,000 0.03%
46 FAIRPOINT COMMUNICATIONS INC COM NEW 15,568 211,000 0.03%
47 BioTelemetry Inc 21,012 212,000 0.03%
48 EDWARDS LIFESCIENCES CORP 2,875 213,000 0.03%
49 Sunesis Pharmaceuticals I 33,111 219,000 0.03%
50 STRATTEC SEC CORP 3,050 220,000 0.03%
Page 1 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001578621-14-000005, filed 2014.04.25).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.