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REGULUS THERAPEUTICS INC
REGULUS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 55 Institutional holders with a total value of $127,951,008.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 6,314,452 56,956,000 44.51%
2 HealthCor Management, L.P. 1,575,000 14,207,000 11.10%
3 BlackRock Fund Advisors 816,211 7,362,000 5.75%
4 GOLDMAN SACHS GROUP INC 784,399 7,075,000 5.53%
5 WELLINGTON MANAGEMENT GROUP LLP 744,960 6,719,000 5.25%
6 VANGUARD GROUP INC 419,451 3,783,000 2.96%
7 JENNISON ASSOCIATES LLC 360,619 3,253,000 2.54%
8 PRICE T ROWE ASSOCIATES INC /MD/ 336,599 3,036,000 2.37%
9 Abingworth LLP 327,350 2,943,000 2.30%
10 MARXE AUSTIN W & GREENHOUSE DAVID M 225,000 2,029,000 1.59%
11 BLACKROCK ADVISORS LLC 220,731 1,991,000 1.56%
12 Cormorant Asset Management, LP 200,000 1,804,000 1.41%
13 BVF INC/IL 184,999 1,669,000 1.30%
14 WELLS FARGO & COMPANY/MN 167,015 1,507,000 1.18%
15 BlackRock Institutional Trust Company, N.A. 136,574 1,232,000 0.96%
16 NORTHERN TRUST CORP 126,957 1,146,000 0.90%
17 STATE STREET CORP 121,839 1,098,000 0.86%
18 MILLENNIUM MANAGEMENT LLC 115,000 1,037,000 0.81%
19 Callan Capital, LLC 80,478 726,000 0.57%
20 GEODE CAPITAL MANAGEMENT, LLC 79,572 717,000 0.56%
21 PRUDENTIAL FINANCIAL INC 70,800 639,000 0.50%
22 Weiss Multi-Strategy Advisers LLC 70,000 631,000 0.49%
23 TOCQUEVILLE ASSET MANAGEMENT L.P. 64,000 577,000 0.45%
24 EMERALD MUTUAL FUND ADVISERS TRUST 61,846 558,000 0.44%
25 Bank of New York Mellon Corp 58,613 529,000 0.41%
26 ROYAL BANK OF CANADA 47,300 427,000 0.33%
27 ProShare Advisors LLC 43,394 391,000 0.31%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 39,130 353,000 0.28%
29 LPL Financial LLC 37,000 334,000 0.26%
30 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 43,400 333,000 0.26%
31 BlackRock Investment Management, LLC 28,322 255,000 0.20%
32 Verity Asset Management, Inc. 28,410 244,000 0.19%
33 DekaBank Deutsche Girozentrale 25,500 230,000 0.18%
34 DRIEHAUS CAPITAL MANAGEMENT LLC 25,200 227,000 0.18%
35 DEUTSCHE BANK AG\ 21,256 190,000 0.15%
36 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 20,000 180,000 0.14%
37 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 18,273 165,000 0.13%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 18,100 164,000 0.13%
39 CREDIT SUISSE AG/ 17,820 161,000 0.13%
40 AMERICAN CENTURY COMPANIES INC 15,693 142,000 0.11%
41 TEACHERS ADVISORS, LLC 14,093 127,000 0.10%
42 LMR Partners LLP 11,815 106,000 0.08%
43 EMERALD ADVISERS, LLC 11,157 101,000 0.08%
44 BlackRock Japan Co. Ltd 9,935 90,000 0.07%
45 AMERICAN INTERNATIONAL GROUP, INC. 8,094 73,008 0.06%
46 BARCLAYS PLC 8,083 73,000 0.06%
47 UBS AG 8,000 72,000 0.06%
48 Nationwide Fund Advisors 8,023 72,000 0.06%
49 Tower Research Capital LLC (TRC) 6,126 55,000 0.04%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,373 48,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.