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Institutional Investment Manager
LMR Partners LLP
LMR Partners LLP (CIK: 0001578621), located at 9th Floor, Devonshire House, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001578621-16-000009) filed in 2016.07.28
#
Name
Shares
Value ($)
%
Options
Notes
851 Senomyx Inc 7,869 22 0.00%
852 HARTE-HANKS INC 13,820 22 0.00%
853 BRAVO BRIO RESTAURANT GROUP COM 2,722 22 0.00%
854 AMSURG CORP 286 22 0.00%
855 BLACK DIAMOND INC 4,992 21 0.00%
856 GENOCEA BIOSCIENCES INC 5,090 21 0.00%
857 ENERGY FUELS INC 9,197 21 0.00%
858 TRANSATLANTIC PETROLEUM LTD 25,017 21 0.00%
859 CORMEDIX INCORPORATED 10,424 21 0.00%
860 CIBER INC 14,100 21 0.00%
861 Basic Energy Services 12,217 21 0.00%
862 PENDRELL CORP 41,484 21 0.00%
863 BIODELIVERY SCIENCES INTL IN 8,390 20 0.00%
864 ASSEMBLY BIOSCIENCES INC 3,602 20 0.00%
865 C D I CORP 3,320 20 0.00%
866 INTREPID POTASH INC 13,165 19 0.00%
867 SEQUENOM INC 21,190 19 0.00%
868 GOLDEN OCEAN GROUP LTD 26,907 18 0.00%
869 HARVARD BIOSCIENCE INC 6,256 18 0.00%
870 CTI BIOPHARMA 54,061 18 0.00%
871 CATALYST PHARMACEUTICALS INC 25,869 18 0.00%
872 SAFE BULKERS INC 15,948 17 0.00%
873 VOLT INFORMATION SCIENCES IN 2,746 16 0.00%
874 QUANTUM CORP COM DSSG 38,405 16 0.00%
875 NORTH ATLANTIC DRILLING LTD 2,437 16 0.00%
876 CASTLE BRANDS INC COM 19,904 15 0.00%
877 FIBROCELL SCIENCE INC 13,271 15 0.00%
878 Violin Memory, Inc. 16,408 15 0.00%
879 Sizmek Inc 6,362 15 0.00%
880 EVINE LIVE INC 9,292 15 0.00%
881 PEREGRINE PHARMACEUTICALS IN 41,846 15 0.00%
882 CHRISTOPHER & BANKS CORP 6,647 15 0.00%
883 NORDIC AMERICAN OFFSHORE LTD 2,993 14 0.00%
884 XOMA CORP DEL 26,253 14 0.00%
885 NORTHWEST BIOTHERAPEUTICS 23,618 14 0.00%
886 HALLADOR ENERGY COMPANY 3,126 14 0.00%
887 Fenix Parts Inc 3,287 13 0.00%
888 OREXIGEN THERAPEUTICS INC COM 29,404 13 0.00%
889 MARIN SOFTWARE INC 5,630 13 0.00%
890 RENTECH INC 5,372 13 0.00%
891 ENPHASE ENERGY INC 6,467 13 0.00%
892 AUDIOVOX CORP CL A 4,618 13 0.00%
893 CALITHERA BIOSCIENCES INCORPORATED 3,352 12 0.00%
894 IMATION CORP 9,400 12 0.00%
895 THRESHOLD PHARMACEUTICAL INC 18,428 12 0.00%
896 Novatel Wireless Inc 7,052 11 0.00%
897 ACCURIDE CORP NEW 9,117 11 0.00%
898 REX ENERGY CORPORATION 16,400 11 0.00%
899 AFFIMED N V COM 4,414 11 0.00%
900 DIGITAL TURBINE INC 10,732 11 0.00%
Page 18 of 19
Restatement filing (0001578621-16-000011) filed in 2016.11.04
#
Name
Shares
Value ($)
%
Options
Notes
851 HARTE-HANKS INC 13,820 22 0.00%
852 AMSURG CORP 286 22 0.00%
853 BRAVO BRIO RESTAURANT GROUP COM 2,722 22 0.00%
854 Senomyx Inc 7,869 22 0.00%
855 ENERGY FUELS INC 9,197 21 0.00%
856 PENDRELL CORP 41,484 21 0.00%
857 BLACK DIAMOND INC 4,992 21 0.00%
858 TRANSATLANTIC PETROLEUM LTD 25,017 21 0.00%
859 Basic Energy Services 12,217 21 0.00%
860 CIBER INC 14,100 21 0.00%
861 GENOCEA BIOSCIENCES INC 5,090 21 0.00%
862 CORMEDIX INCORPORATED 10,424 21 0.00%
863 BIODELIVERY SCIENCES INTL IN 8,390 20 0.00%
864 C D I CORP 3,320 20 0.00%
865 ASSEMBLY BIOSCIENCES INC 3,602 20 0.00%
866 INTREPID POTASH INC 13,165 19 0.00%
867 SEQUENOM INC 21,190 19 0.00%
868 HARVARD BIOSCIENCE INC 6,256 18 0.00%
869 CATALYST PHARMACEUTICALS INC 25,869 18 0.00%
870 CTI BIOPHARMA 54,061 18 0.00%
871 GOLDEN OCEAN GROUP LTD 26,907 18 0.00%
872 SAFE BULKERS INC 15,948 17 0.00%
873 VOLT INFORMATION SCIENCES IN 2,746 16 0.00%
874 NORTH ATLANTIC DRILLING LTD 2,437 16 0.00%
875 QUANTUM CORP COM DSSG 38,405 16 0.00%
876 CHRISTOPHER & BANKS CORP 6,647 15 0.00%
877 PEREGRINE PHARMACEUTICALS IN 41,846 15 0.00%
878 EVINE LIVE INC 9,292 15 0.00%
879 CASTLE BRANDS INC COM 19,904 15 0.00%
880 Sizmek Inc 6,362 15 0.00%
881 Violin Memory, Inc. 16,408 15 0.00%
882 FIBROCELL SCIENCE INC 13,271 15 0.00%
883 NORDIC AMERICAN OFFSHORE LTD 2,993 14 0.00%
884 NORTHWEST BIOTHERAPEUTICS 23,618 14 0.00%
885 XOMA CORP DEL 26,253 14 0.00%
886 HALLADOR ENERGY COMPANY 3,126 14 0.00%
887 ENPHASE ENERGY INC 6,467 13 0.00%
888 OREXIGEN THERAPEUTICS INC COM 29,404 13 0.00%
889 AUDIOVOX CORP CL A 4,618 13 0.00%
890 RENTECH INC 5,372 13 0.00%
891 Fenix Parts Inc 3,287 13 0.00%
892 MARIN SOFTWARE INC 5,630 13 0.00%
893 IMATION CORP 9,400 12 0.00%
894 CALITHERA BIOSCIENCES INCORPORATED 3,352 12 0.00%
895 THRESHOLD PHARMACEUTICAL INC 18,428 12 0.00%
896 AFFIMED N V COM 4,414 11 0.00%
897 REX ENERGY CORPORATION 16,400 11 0.00%
898 NORTHERN OIL & GAS INC NEV 2,442 11 0.00%
899 ACCURIDE CORP NEW 9,117 11 0.00%
900 ALIMERA SCIENCES INC 8,862 11 0.00%
Page 18 of 19