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Institutional Investment Manager
LMR Partners LLP
LMR Partners LLP (CIK: 0001578621), located at 9th Floor, Devonshire House, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001578621-16-000009) filed in 2016.07.28
#
Name
Shares
Value ($)
%
Options
Notes
901 NORTHERN OIL & GAS INC NEV 2,442 11 0.00%
902 UNILIFE CORP 3,243 11 0.00%
903 ALIMERA SCIENCES INC 8,862 11 0.00%
904 ROCKET FUEL INC 4,709 10 0.00%
905 HALCON RESOURCES CORP 21,045 10 0.00%
906 STONEGATE MTG CORP 2,687 9 0.00%
907 LANTHEUS HLDGS INC 2,335 9 0.00%
908 UNIVERSAL TECHNICAL INST INC 3,784 9 0.00%
909 AEGERION PHARMACEUTICALS INC 5,973 9 0.00%
910 WALTER INVT MGMT CORP 2,936 8 0.00%
911 CUMULUS MEDIA INC 26,121 8 0.00%
912 GLU MOBILE INC 3,572 8 0.00%
913 MODUSLINK GLOBAL SOLUTIONS INC 6,737 8 0.00%
914 VERASTEM INC 5,776 8 0.00%
915 DICERNA PHARMACEUTICALS INC 2,704 8 0.00%
916 SYNTA PHARMACEUTICALS CORP 26,226 7 0.00%
917 TRANSATLANTIC PETROLEUM LTD 7,473 6 0.00%
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Restatement filing (0001578621-16-000011) filed in 2016.11.04
#
Name
Shares
Value ($)
%
Options
Notes
851 HARTE-HANKS INC 13,820 22 0.00%
852 AMSURG CORP 286 22 0.00%
853 BRAVO BRIO RESTAURANT GROUP COM 2,722 22 0.00%
854 Senomyx Inc 7,869 22 0.00%
855 ENERGY FUELS INC 9,197 21 0.00%
856 PENDRELL CORP 41,484 21 0.00%
857 BLACK DIAMOND INC 4,992 21 0.00%
858 TRANSATLANTIC PETROLEUM LTD 25,017 21 0.00%
859 Basic Energy Services 12,217 21 0.00%
860 CIBER INC 14,100 21 0.00%
861 GENOCEA BIOSCIENCES INC 5,090 21 0.00%
862 CORMEDIX INCORPORATED 10,424 21 0.00%
863 BIODELIVERY SCIENCES INTL IN 8,390 20 0.00%
864 C D I CORP 3,320 20 0.00%
865 ASSEMBLY BIOSCIENCES INC 3,602 20 0.00%
866 INTREPID POTASH INC 13,165 19 0.00%
867 SEQUENOM INC 21,190 19 0.00%
868 HARVARD BIOSCIENCE INC 6,256 18 0.00%
869 CATALYST PHARMACEUTICALS INC 25,869 18 0.00%
870 CTI BIOPHARMA 54,061 18 0.00%
871 GOLDEN OCEAN GROUP LTD 26,907 18 0.00%
872 SAFE BULKERS INC 15,948 17 0.00%
873 VOLT INFORMATION SCIENCES IN 2,746 16 0.00%
874 NORTH ATLANTIC DRILLING LTD 2,437 16 0.00%
875 QUANTUM CORP COM DSSG 38,405 16 0.00%
876 CHRISTOPHER & BANKS CORP 6,647 15 0.00%
877 PEREGRINE PHARMACEUTICALS IN 41,846 15 0.00%
878 EVINE LIVE INC 9,292 15 0.00%
879 CASTLE BRANDS INC COM 19,904 15 0.00%
880 Sizmek Inc 6,362 15 0.00%
881 Violin Memory, Inc. 16,408 15 0.00%
882 FIBROCELL SCIENCE INC 13,271 15 0.00%
883 NORDIC AMERICAN OFFSHORE LTD 2,993 14 0.00%
884 NORTHWEST BIOTHERAPEUTICS 23,618 14 0.00%
885 XOMA CORP DEL 26,253 14 0.00%
886 HALLADOR ENERGY COMPANY 3,126 14 0.00%
887 ENPHASE ENERGY INC 6,467 13 0.00%
888 OREXIGEN THERAPEUTICS INC COM 29,404 13 0.00%
889 AUDIOVOX CORP CL A 4,618 13 0.00%
890 RENTECH INC 5,372 13 0.00%
891 Fenix Parts Inc 3,287 13 0.00%
892 MARIN SOFTWARE INC 5,630 13 0.00%
893 IMATION CORP 9,400 12 0.00%
894 CALITHERA BIOSCIENCES INCORPORATED 3,352 12 0.00%
895 THRESHOLD PHARMACEUTICAL INC 18,428 12 0.00%
896 AFFIMED N V COM 4,414 11 0.00%
897 REX ENERGY CORPORATION 16,400 11 0.00%
898 NORTHERN OIL & GAS INC NEV 2,442 11 0.00%
899 ACCURIDE CORP NEW 9,117 11 0.00%
900 ALIMERA SCIENCES INC 8,862 11 0.00%
Page 18 of 19