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Institutional Investment Manager
Capital Investment Advisors, LLC
Capital Investment Advisors, LLC (CIK: 0001582732) incorporated in Wyoming, located at 10 Glenlake Parkway, Atlanta, GA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 436 holdings with a total value of $1,015,833,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 Spyglass Resources 11,913 0 0.00%
2 Warren Resources Inc 40,000 7,000 0.00%
3 MANNKIND CORP. 10,000 16,000 0.00%
4 DREYFUS HIGH YIELD STRATEGIE 14,878 47,000 0.00%
5 APOLLO INVT CORP 10,000 56,000 0.01%
6 WELLS FARGO GLOBAL DIVID OPP 11,305 67,000 0.01%
7 Hewlett Packard Co 5,958 73,000 0.01%
8 TRANSOCEAN LTD 7,985 73,000 0.01%
9 FIFTH STR SR FLOATNG RATE CO 10,000 79,000 0.01%
10 FIRST TRUST SPECIALTY FINANC 13,100 81,000 0.01%
11 NUVEEN CR STRATEGIES INCOME FD COM SHS 10,210 81,000 0.01%
12 WPX ENERGY INC 12,302 86,000 0.01%
13 DELAWARE INVTS DIV & INCOME 10,560 96,000 0.01%
14 NEUBERGER BERMAN RE ES SEC FD 19,217 98,000 0.01%
15 REGIONS FINANCIAL CORP NEW 12,642 99,000 0.01%
16 EATON VANCE RISK MNGD DIV EQ 10,500 100,000 0.01%
17 GUGGENHEIM ENHANCED EQUITY I 13,800 101,000 0.01%
18 WESTERN ASSET HIGH INCOME OP 22,824 107,000 0.01%
19 CALAMOS STRATEGIC TOTL RETN 11,466 109,000 0.01%
20 TEMPLETON EMERGING COM 10,928 112,000 0.01%
21 PIONEER HIGH INCOME TR 11,223 113,000 0.01%
22 HERCULES CAPITAL INC 9,857 118,000 0.01%
23 INVESCO SR INCOME TR 30,376 123,000 0.01%
24 HUGOTON RTY TR TEX 92,012 126,000 0.01%
25 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 9,300 127,000 0.01%
26 CYS INVTS INC COM 15,960 130,000 0.01%
27 ARES DYNAMIC CR ALLOCATION F 10,003 134,000 0.01%
28 MEDICAL PPTYS TRUST INC 10,500 136,000 0.01%
29 LMP CAP & INCOME FD INC 11,100 137,000 0.01%
30 WHITESTONE REIT 11,300 142,000 0.01%
31 WESTERN ASSET MGD HI INCM FD 32,567 144,000 0.01%
32 CBRE CLARION GLOBAL REAL EST 18,652 146,000 0.01%
33 NUVEEN SELECT QUALITY MUN FD 10,110 148,000 0.01%
34 NATURAL RESOURCE PARTNERS 19,955 150,000 0.01%
35 NUVEEN PREM INCOME MUN FD 10,665 155,000 0.02%
36 MACQUARIE FIRST TR GLOBAL 12,949 159,000 0.02%
37 CALAMOS CONV OPPORTUNITIES & 16,830 160,000 0.02%
38 CALAMOS CONV & HIGH INCOME F 15,504 161,000 0.02%
39 Plains Gp Hldgs Lp Npv A 18,723 163,000 0.02%
40 BLACKROCK MUNIVEST FD INC 15,175 164,000 0.02%
41 POWERSHARES ETF TRUST 11,739 168,000 0.02%
42 Anworth Mtg Asset Corp 36,890 172,000 0.02%
43 WESTERN ASSET EMERGING MKTS 11,905 173,000 0.02%
44 PIMCO MUN INCOME FD III 14,266 173,000 0.02%
45 NUVEEN REAL ASSET INC & GROW 11,660 179,000 0.02%
46 EATON VANCE MUN BD FD 13,424 179,000 0.02%
47 BLACKROCK MUNI INCOME TR II 11,529 183,000 0.02%
48 TEKLA HEALTHCARE OPPORTUNITI 11,800 188,000 0.02%
49 STARWOOD PPTY TR INC COM 10,000 189,000 0.02%
50 FRONTIER COMMUNICATIONS CORP 33,866 189,000 0.02%
Page 1 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001582732-16-000009, filed 2016.04.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.