| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,552,309 | 22,757,000 | 19.70% | ||
| 2 | 1607 Capital Partners, LLC | 1,243,977 | 18,237,000 | 15.79% | ||
| 3 | MORGAN STANLEY | 698,122 | 10,235,000 | 8.86% | ||
| 4 | WELLS FARGO & COMPANY/MN | 551,980 | 8,091,000 | 7.00% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 430,147 | 6,306,000 | 5.46% | ||
| 6 | Invesco Ltd. | 423,763 | 6,212,000 | 5.38% | ||
| 7 | OAK HILL ADVISORS LP | 309,964 | 4,544,000 | 3.93% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 256,978 | 3,767,000 | 3.26% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 184,675 | 2,707,000 | 2.34% | ||
| 10 | Oxbow Advisors, LLC | 172,173 | 2,524,000 | 2.18% | ||
| 11 | UBS Group AG | 167,540 | 2,456,000 | 2.13% | ||
| 12 | Advisors Asset Management, Inc. | 156,559 | 2,295,000 | 1.99% | ||
| 13 | NEW VERNON INVESTMENT MANAGEMENT LLC | 150,000 | 2,199,000 | 1.90% | ||
| 14 | ROBINSON CAPITAL MANAGEMENT, LLC | 133,617 | 1,959,000 | 1.70% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 125,012 | 1,833,000 | 1.59% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 117,699 | 1,726,000 | 1.49% | ||
| 17 | NORTHERN CAPITAL MANAGEMENT LLC | 105,715 | 1,550,000 | 1.34% | ||
| 18 | VAN ECK ASSOCIATES CORP | 93,753 | 1,374,000 | 1.19% | ||
| 19 | Weiss Asset Management LP | 84,888 | 1,244,000 | 1.08% | ||
| 20 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 72,005 | 1,056,000 | 0.91% | ||
| 21 | LPL Financial LLC | 65,533 | 971,000 | 0.84% | ||
| 22 | VICUS CAPITAL | 61,885 | 907,000 | 0.79% | ||
| 23 | NATIONAL PLANNING CORP | 59,431 | 903,000 | 0.78% | ||
| 24 | FIRST TRUST ADVISORS LP | 56,447 | 828,000 | 0.72% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 44,220 | 648,000 | 0.56% | ||
| 26 | GOODWIN DANIEL L | 40,824 | 598,000 | 0.52% | ||
| 27 | NWAM LLC | 39,033 | 572,000 | 0.50% | ||
| 28 | INVESTMENT CENTERS OF AMERICA INC | 37,253 | 546,000 | 0.47% | ||
| 29 | Private Advisor Group, LLC | 34,917 | 512,000 | 0.44% | ||
| 30 | Global Endowment Management, LP | 32,565 | 477,000 | 0.41% | ||
| 31 | Essex Financial Services, Inc. | 31,060 | 455,000 | 0.39% | ||
| 32 | COHEN & STEERS, INC. | 30,332 | 445,000 | 0.39% | ||
| 33 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 26,856 | 394,000 | 0.34% | ||
| 34 | BANK OF AMERICA CORP /DE/ | 24,648 | 361,000 | 0.31% | ||
| 35 | ROYAL BANK OF CANADA | 24,360 | 357,000 | 0.31% | ||
| 36 | AQR ARBITRAGE LLC | 24,268 | 356,000 | 0.31% | ||
| 37 | BENJAMIN F. EDWARDS & COMPANY, INC. | 21,085 | 309,000 | 0.27% | ||
| 38 | WEDBUSH SECURITIES INC | 16,300 | 239,000 | 0.21% | ||
| 39 | HOLLENCREST CAPITAL MANAGEMENT | 16,100 | 236,000 | 0.20% | ||
| 40 | AMERICAN INTERNATIONAL GROUP, INC. | 15,468 | 227,000 | 0.20% | ||
| 41 | COMMUNITY BANK & TRUST, WACO, TEXAS | 13,100 | 192,000 | 0.17% | ||
| 42 | Tradewinds Capital Management, LLC | 12,400 | 182,000 | 0.16% | ||
| 43 | CAPTRUST FINANCIAL ADVISORS | 12,083 | 177,000 | 0.15% | ||
| 44 | BAIRD FINANCIAL GROUP, INC. | 11,798 | 173,000 | 0.15% | ||
| 45 | WOLVERINE ASSET MANAGEMENT LLC | 11,804 | 173,000 | 0.15% | ||
| 46 | Thomas J. Herzfeld Advisors, Inc. | 10,890 | 160,000 | 0.14% | ||
| 47 | Capital Investment Advisors, LLC | 10,110 | 148,000 | 0.13% | ||
| 48 | JPMORGAN CHASE & CO | 8,900 | 131,000 | 0.11% | ||
| 49 | CITIGROUP INC | 7,090 | 104,000 | 0.09% | ||
| 50 | DELTA ASSET MANAGEMENT LLC/TN | 7,000 | 103,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
