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Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 743 holdings with a total value of $157,465,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 LOCKHEED MARTIN CORP 231 48,000 0.03%
202 YUM BRANDS INC 600 48,000 0.03%
203 ASTRAZENECA PLC 1,517 48,000 0.03%
204 WALGREENS BOOTS ALLIANCE INC 570 47,000 0.03%
205 CLOROX CO DEL 405 47,000 0.03%
206 BP PLC 1,535 47,000 0.03%
207 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 542 45,000 0.03%
208 ISHARES NASDAQ BIOTECHNOLOGY ETF 70 45,000 0.03%
209 PROTHENA CORP PLC 1,000 45,000 0.03%
210 VANGUARD INTL EQUITY INDEX F 794 44,000 0.03%
211 RYDEX ETF TRUST 593 44,000 0.03%
212 AMERICAN TOWER CORP NEW 484 43,000 0.03%
213 MMA CAP MGMT LLC 3,283 43,000 0.03%
214 CUMMINS INC 400 43,000 0.03%
215 MCDONALDS CORP 432 43,000 0.03%
216 John Hancock Premium Dividend Fund 3,394 43,000 0.03%
217 SANOFI 905 43,000 0.03%
218 ISHARES TR 588 42,000 0.03%
219 GOOGLE INC 69 42,000 0.03%
220 ISHARES TR 520 41,000 0.03%
221 ISHARES TR 135 41,000 0.03%
222 LKQ CORP 1,440 41,000 0.03%
223 CYTRX CORP 17,300 41,000 0.03%
224 SKYWORKS SOLUTIONS INC 485 41,000 0.03%
225 ISHARES TR 577 40,000 0.03%
226 ISHARES TR 593 40,000 0.03%
227 PPL CORP 1,183 39,000 0.02%
228 ISHARES TR 897 39,000 0.02%
229 EATON CORP PLC 734 38,000 0.02%
230 SELECT SECTOR SPDR TR 598 37,000 0.02%
231 ISHARES TR 286 36,000 0.02%
232 PIONEER NAT RES CO 300 36,000 0.02%
233 SONOCO PRODS CO 924 35,000 0.02%
234 POWERSHARES ETF TRUST 1,202 34,000 0.02%
235 BECTON DICKINSON & CO 254 34,000 0.02%
236 VANGUARD WORLD FD 356 33,000 0.02%
237 SUNCOR ENERGY INC NEW 1,228 33,000 0.02%
238 PROSHARES TR 600 33,000 0.02%
239 LIFELOCK ORD 3,600 32,000 0.02%
240 BLACKROCK ENHANCED EQT DIV T 4,434 32,000 0.02%
241 LAS VEGAS SANDS CORP 851 32,000 0.02%
242 MATTEL INC 1,461 31,000 0.02%
243 ROYAL DUTCH SHELL PLC 651 31,000 0.02%
244 NORFOLK SOUTHERN CORP 403 31,000 0.02%
245 L-3 Communications Hldgs 300 31,000 0.02%
246 NORDSTROM INC 426 31,000 0.02%
247 PNC FINL SVCS GROUP INC 350 31,000 0.02%
248 ALLIANT ENERGY CORP 521 30,000 0.02%
249 DOMINION ENERGY INC 425 30,000 0.02%
250 FACTORSHARES TR ISE CYBER SEC ADDED 1,170 30,000 0.02%
Page 5 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-15-005883, filed 2015.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.