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Institutional Investment Manager
Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. (CIK: 0001612865) incorporated in Ohio, located at 3750 Park East Drive, Beachwood, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001612865-15-000003) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 111,112 16,088,980 2.58%
2 ISHARES TR 131,788 14,512,495 2.33%
3 POWERSHARES ETF TRUST 328,914 13,505,228 2.17%
4 VANGUARD INDEX FDS 119,826 12,508,585 2.01%
5 VANGUARD INDEX FDS 94,871 11,948,040 1.92%
6 EXXON MOBIL CORP 112,494 10,400,027 1.67%
7 POWERSHARES QQQ TRUST 93,051 9,607,497 1.54%
8 ISHARES TR 243,085 9,587,268 1.54%
9 SPDR S&P 500 ETF TR 43,485 8,937,836 1.43%
10 ISHARES 20 YEAR TREASURY BOND ETF 67,408 8,488,015 1.36%
11 AT&T INC 239,470 8,043,786 1.29%
12 POWERSHARES ACTIVE MNG ETF T 245,968 6,845,289 1.10%
13 MICROSOFT CORP 139,732 6,490,555 1.04%
14 JOHNSON & JOHNSON 57,473 6,009,953 0.96%
15 ISHARES TR 69,728 5,888,530 0.94%
16 POWERSHARES ETF TRUST II 309,232 5,430,114 0.87%
17 SPDR S&P MIDCAP 400 ETF TR 18,585 4,905,999 0.79%
18 WELLS FARGO & CO NEW 86,098 4,719,895 0.76%
19 PFIZER INC 148,448 4,624,162 0.74%
20 ISHARES TR 37,306 4,462,602 0.72%
21 ISHARES TR 46,078 4,405,525 0.71%
22 Welltower Inc. 57,036 4,315,880 0.69%
23 INTERNATIONAL BUSINESS MACHS 26,131 4,192,518 0.67%
24 VERIZON COMMUNICATIONS INC 87,337 4,085,607 0.65%
25 JPMORGAN CHASE & CO 65,207 4,080,665 0.65%
26 BARCLAYS BK PLC 26,309 4,044,006 0.65%
27 VANGUARD INDEX FDS 47,055 3,811,467 0.61%
28 PHILIP MORRIS INTL INC 46,656 3,800,169 0.61%
29 PEOPLES UNITED FINANCIAL INC 245,701 3,729,741 0.60%
30 FS KKR CAPITAL CORP COM 363,158 3,606,159 0.58%
31 VANGUARD INDEX FDS 33,651 3,567,006 0.57%
32 MARRIOTT INTL INC NEW 45,476 3,548,499 0.57%
33 ALTRIA GROUP INC 69,888 3,443,359 0.55%
34 CHEVRON CORP NEW 30,471 3,418,200 0.55%
35 DISNEY WALT CO 35,840 3,375,743 0.54%
36 PROCTER AND GAMBLE CO 35,621 3,244,741 0.52%
37 ISHARES TR 31,000 3,236,445 0.52%
38 SCHLUMBERGER LTD 37,112 3,169,755 0.51%
39 KINDER MORGAN INC DEL 73,903 3,126,835 0.50%
40 BRISTOL MYERS SQUIBB CO 52,165 3,079,296 0.49%
41 ROYAL DUTCH SHELL PLC 45,815 3,067,309 0.49%
42 GENERAL ELECTRIC CO 121,285 3,064,875 0.49%
43 CONOCOPHILLIPS 44,228 3,054,393 0.49%
44 CVS HEALTH CORP 31,321 3,016,530 0.48%
45 PEPSICO INC 31,599 2,987,970 0.48%
46 KELLOGG CO 45,069 2,949,315 0.47%
47 ENTERPRISE PRODS PARTNERS L 81,335 2,937,833 0.47%
48 ISHARES TR 47,518 2,890,995 0.46%
49 EXPRESS SCRIPTS HLDG CO 34,046 2,882,675 0.46%
50 INTEL CORP 75,927 2,755,398 0.44%
Page 1 of 53
Restatement filing (0001612865-15-000004) filed in 2015.02.09, by the way our system suggest this is a New Holding filing.
#
Name
Shares
Value ($)
%
Options
Notes
451 VANGUARD INDEX FDS 2,408 203 0.04%
452 CHENIERE ENERGY INC 2,870 202 0.04%
453 Central Gold Trust 4,933 201 0.04%
454 FEDEX CORP 1,159 201 0.04%
455 JOHNSON CTLS INTL PLC 4,135 200 0.04%
456 BLACKROCK MUNIASSETS FD INC 14,443 199 0.04%
457 EATON VANCE MUN INCOME 2028 10,620 186 0.03%
458 John Hancock Premium Dividend Fund 13,551 186 0.03%
459 BLACKROCK MUNIYIELD CALI QLT 12,160 185 0.03%
460 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 11,442 182 0.03%
461 NOBLE CORP PLC 10,936 181 0.03%
462 RITE AID CORP 24,127 181 0.03%
463 ALLIANCEBERNSTEIN NATL MUN I 12,765 176 0.03%
464 LINN ENERGY LLC UNIT LTD LIAB 17,295 175 0.03%
465 RETAIL PPTYS AMER INC CL A 10,399 174 0.03%
466 FIRST TR STOXX EUROPEAN SELE 12,851 168 0.03%
467 GAMCO GLOBAL GOLD NAT RES & 23,405 164 0.03%
468 ISHARES MSCI MALAYSI ETF 11,961 161 0.03%
469 VOYA GLBL ADV & PREM OPP FD 13,963 160 0.03%
470 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 21,852 158 0.03%
471 PIMCO STRATEGIC INCOME FD 16,444 156 0.03%
472 GABELLI EQUITY TR INC 23,610 153 0.03%
473 PIONEER FLOATING RATE TR 13,468 153 0.03%
474 FMSA HLDGS INC. 21,750 151 0.03%
475 NUVEEN QUALITY INCOME MUNI FUND 10,577 148 0.03%
476 EATON VANCE TX MNG BY WRT OP 10,275 144 0.03%
477 NUMEREX CORP PA 13,000 144 0.03%
478 HYDROGENICS CORP NEW 10,850 144 0.03%
479 CYS INVTS INC COM 15,300 133 0.02%
480 CLIFFS NAT RES INC 17,855 127 0.02%
481 BLACKROCK MUNIVEST FD INC 12,500 124 0.02%
482 AMERICAN RLTY CAP PPTYS INC 12,240 111 0.02%
483 OFFICE DEPOT INC 12,254 105 0.02%
484 PUTNAM MANAGED MUN INCOME TR 14,303 104 0.02%
485 INVESCO MUNI INCOME OPP TRST 14,028 98 0.02%
486 WHITING USA TR II 17,450 97 0.02%
487 EARTHLINK HOLDINGS ORD 21,655 95 0.02%
488 PETROLEO BRASILEIRO SA PETRO 12,100 88 0.02%
489 MCG CAPITAL CORP 22,942 88 0.02%
490 Navidea Biopharm Inc 45,535 86 0.02%
491 SIRIUS XM HOLDINGS INC 22,794 80 0.01%
492 PENGROWTH ENERGY CORP 23,194 72 0.01%
493 GLADSTONE INVT CORP 10,232 72 0.01%
494 AMBEV SA 11,172 69 0.01%
495 COMPANHIA DE SANEAMENTO BASI 10,720 67 0.01%
496 GALECTIN THERAPEUTICS INC COM 19,100 66 0.01%
497 TCW STRATEGIC INCOME FD INC 11,927 64 0.01%
498 NEUBERGER BERMAN RE ES SEC FD 10,000 53 0.01%
499 ZYNGA INC 14,962 40 0.01%
500 Novatel Wireless Inc 12,239 39 0.01%
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