| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | VANGUARD NAT RES LLC COM UNIT | 14,000 | 13,000 | 0.00% | ||
| 2 | GLOBALSTAR INC | 11,321 | 14,000 | 0.00% | ||
| 3 | RENEWABLE ENERGY GROUP INC | 18,000 | 16,000 | 0.00% | ||
| 4 | GALECTIN THERAPEUTICS INC COM | 24,154 | 27,000 | 0.00% | ||
| 5 | VIRNETX HLDG CORP | 11,050 | 34,000 | 0.00% | ||
| 6 | MANNKIND CORP. | 54,677 | 34,000 | 0.00% | ||
| 7 | GREAT PANTHER SILVER LTD | 25,400 | 34,000 | 0.00% | ||
| 8 | GLU MOBILE INC | 16,000 | 36,000 | 0.00% | ||
| 9 | PENGROWTH ENERGY CORP | 23,999 | 38,000 | 0.00% | ||
| 10 | Novatel Wireless Inc | 14,680 | 46,000 | 0.00% | ||
| 11 | EV Energy Partners, L.P. | 19,703 | 47,000 | 0.00% | ||
| 12 | ABERDEEN ASIA PACIFIC INCOM | 11,015 | 56,000 | 0.00% | ||
| 13 | NEUBERGER BERMAN RE ES SEC FD | 10,000 | 57,000 | 0.00% | ||
| 14 | SEADRILL LIMITED | 24,279 | 58,000 | 0.00% | ||
| 15 | BLACKROCK INTL GRWTH & INC T | 10,017 | 59,000 | 0.00% | ||
| 16 | MFS HIGH YIELD MUN TR | 12,000 | 61,000 | 0.00% | ||
| 17 | Teekay Offshore Partners LP | 10,544 | 67,000 | 0.00% | ||
| 18 | APOLLO INVT CORP | 12,853 | 75,000 | 0.01% | ||
| 19 | MFA FINANCIAL INC COM | 11,150 | 83,000 | 0.01% | ||
| 20 | HYDROGENICS CORP NEW | 12,950 | 85,000 | 0.01% | ||
| 21 | PIER 1 IMPORTS INC | 20,000 | 85,000 | 0.01% | ||
| 22 | MFS SPL VALUE TR | 16,000 | 91,000 | 0.01% | ||
| 23 | RESOLUTE FST PRODS INC | 19,363 | 92,000 | 0.01% | ||
| 24 | NUVEEN PREFERRED SECURITIES | 10,088 | 97,000 | 0.01% | ||
| 25 | MCDERMOTT INTL INC | 19,509 | 98,000 | 0.01% | ||
| 26 | GLADSTONE INVT CORP | 11,232 | 100,000 | 0.01% | ||
| 27 | NUVEEN MUN 2021 TARGET TERM FD COM | 10,000 | 100,000 | 0.01% | ||
| 28 | VOYA GLBL EQTY DIV & PREM OP | 14,619 | 106,000 | 0.01% | ||
| 29 | BARCLAYS PLC | 12,377 | 108,000 | 0.01% | ||
| 30 | PUTNAM MANAGED MUN INCOME TR | 14,000 | 112,000 | 0.01% | ||
| 31 | INVESCO MUNI INCOME OPP TRST | 14,028 | 116,000 | 0.01% | ||
| 32 | LIBERTY ALL STAR EQUITY FD | 22,507 | 117,000 | 0.01% | ||
| 33 | BLACKROCK INCOME TR INC | 18,638 | 121,000 | 0.01% | ||
| 34 | VOYA GLBL ADV & PREM OPP FD | 12,368 | 125,000 | 0.01% | ||
| 35 | PIONEER FLOATING RATE TR | 11,100 | 131,000 | 0.01% | ||
| 36 | SIRIUS XM HOLDINGS INC | 31,664 | 132,000 | 0.01% | ||
| 37 | BLACKROCK DEBT STRAT FD INC COM | 36,908 | 135,000 | 0.01% | ||
| 38 | VEREIT | 13,031 | 135,000 | 0.01% | ||
| 39 | BLACKROCK GLOBAL OPP EQTY TR | 11,033 | 135,000 | 0.01% | ||
| 40 | KCAP FINL INC | 30,000 | 139,000 | 0.01% | ||
| 41 | NUVEEN CONNECTICUT QLTY MUN FD | 10,353 | 143,000 | 0.01% | ||
| 42 | CHESAPEAKE ENERGY CORP | 23,488 | 147,000 | 0.01% | ||
| 43 | BLACKROCK CR ALLOCATION INCO | 11,063 | 148,000 | 0.01% | ||
| 44 | CALAMOS CONV OPPORTUNITIES & | 14,746 | 152,000 | 0.01% | ||
| 45 | SOUTHWESTERN ENERGY CO | 11,267 | 156,000 | 0.01% | ||
| 46 | VONAGE HLDGS CORP | 23,850 | 158,000 | 0.01% | ||
| 47 | TEMPLETON GLOBAL INCOME FD | 27,323 | 170,000 | 0.01% | ||
| 48 | CYS INVTS INC COM | 19,853 | 173,000 | 0.01% | ||
| 49 | FAIRMOUNT SANTROL HLDGS INC | 21,150 | 179,000 | 0.01% | ||
| 50 | PROSPECT CAPITAL CORPORATION | 22,223 | 180,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001612865-16-000015, filed 2016.11.01).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
