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VOYA GLBL ADV & PREM OPP FD
VOYA GLBL ADV & PREM OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $49,239,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,289,934 13,054,000 26.51%
2 Advisors Asset Management, Inc. 765,257 7,744,000 15.73%
3 GUGGENHEIM CAPITAL LLC 718,504 7,272,000 14.77%
4 Invesco Ltd. 620,933 6,284,000 12.76%
5 Jacobus Wealth Management, Inc. 253,627 2,567,000 5.21%
6 CITIGROUP INC 251,010 2,540,000 5.16%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 212,108 2,146,000 4.36%
8 Shaker Financial Services, LLC 174,018 1,761,000 3.58%
9 DOLIVER ADVISORS, LP 81,506 825,000 1.68%
10 BANK OF AMERICA CORP /DE/ 66,202 670,000 1.36%
11 UNITED CAPITAL FINANCIAL ADVISORS, LLC 56,082 568,000 1.15%
12 UBS Group AG 53,245 539,000 1.09%
13 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 48,068 486,000 0.99%
14 ROBINSON CAPITAL MANAGEMENT, LLC 36,813 373,000 0.76%
15 CIBC Private Wealth Group LLC 27,500 278,000 0.56%
16 RAYMOND JAMES & ASSOCIATES 26,673 270,000 0.55%
17 WELLS FARGO & COMPANY/MN 24,560 248,000 0.50%
18 Homrich & Berg 24,000 243,000 0.49%
19 FineMark National Bank & Trust 23,165 234,000 0.48%
20 LPL Financial LLC 17,707 172,000 0.35%
21 B. Riley Wealth Advisors, Inc. 16,600 168,000 0.34%
22 ADVISOR GROUP, INC. 16,311 165,000 0.34%
23 NATIONAL PLANNING CORP 15,917 152,000 0.31%
24 Stratos Wealth Partners, LTD. 12,368 125,000 0.25%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,200 103,000 0.21%
26 Commonwealth Equity Services, Inc 10,068 102,000 0.21%
27 ROYAL BANK OF CANADA 5,444 55,000 0.11%
28 PNC FINANCIAL SERVICES GROUP, INC. 4,284 44,000 0.09%
29 ROBLE, BELKO & COMPANY, INC 2,310 23,000 0.05%
30 MSI Financial Services Inc 1,818 18,000 0.04%
31 IFP ADVISORS, INC 777 8,000 0.02%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 152 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.