| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BIOAMBER INC | 150,000 | 6,000 | 0.00% | PRN | |
| 2 | ONCOBIOLOGICS INC - WARRANT B | 25,000 | 13,000 | 0.01% | PRN | |
| 3 | ONCOBIOLOGICS INC - WARRANT A | 25,000 | 20,000 | 0.01% | PRN | |
| 4 | ADAPTIMMUNE THERAPEUTICS PLC | 25,000 | 138,000 | 0.06% | PRN | |
| 5 | TANDEM DIABETES CARE INC COM | 150,000 | 180,000 | 0.07% | PRN | |
| 6 | AC IMMUNE SA | 30,000 | 311,000 | 0.12% | PRN | |
| 7 | RA PHARMACEUTICALS INC COM | 15,147 | 322,000 | 0.13% | PRN | |
| 8 | EIGER BIOPHARMACEUTICALS INC | 31,500 | 361,000 | 0.14% | PRN | |
| 9 | SUCAMPO PHARMACEUTICALS INCORPORATED CLASS A | 35,000 | 385,000 | 0.15% | PRN | |
| 10 | JOUNCE THERAPEUTICS INC | 17,773 | 391,000 | 0.16% | PRN | |
| 11 | COHERUS BIOSCIENCES INC COM | 19,151 | 405,000 | 0.16% | PRN | |
| 12 | FIRST REP BK SAN FRANCISCO C | 5,000 | 469,000 | 0.19% | PRN | |
| 13 | CRISPR THERAPEUTICS AG | 22,186 | 473,000 | 0.19% | PRN | |
| 14 | BOJANGLES INC | 25,000 | 513,000 | 0.21% | PRN | |
| 15 | ANAPTYSBIO INC | 25,000 | 694,000 | 0.28% | PRN | |
| 16 | Meet Group, Inc. | 125,000 | 736,000 | 0.30% | PRN | |
| 17 | CYTOMX THERAPEUTICS INC COM | 46,224 | 798,000 | 0.32% | PRN | |
| 18 | AMERIS BANCORP | 20,100 | 927,000 | 0.37% | PRN | |
| 19 | EXTENDED STAY AMER INC | 58,200 | 928,000 | 0.37% | PRN | |
| 20 | ICHOR HOLDINGS SHS | 47,959 | 951,000 | 0.38% | PRN | |
| 21 | CLOVIS ONCOLOGY INC | 15,000 | 955,000 | 0.38% | PRN | |
| 22 | LPL FINL HLDGS INC | 25,000 | 996,000 | 0.40% | PRN | |
| 23 | FRANKS INTL N V | 100,000 | 1,057,000 | 0.42% | PRN | |
| 24 | HEALTH INS INNOVATIONS INC | 70,000 | 1,120,000 | 0.45% | PRN | |
| 25 | LANDCADIA HLDGS INC | 200,000 | 1,178,000 | 0.47% | PRN | |
| 26 | TRI POINTE HOMES INC COM | 100,000 | 1,254,000 | 0.50% | PRN | |
| 27 | ACLARIS THERAPEUTICS INC COM | 45,740 | 1,364,000 | 0.55% | PRN | |
| 28 | TESARO INCORPORATED | 9,496 | 1,461,000 | 0.59% | PRN | |
| 29 | Evolent Health, Inc. | 75,000 | 1,673,000 | 0.67% | PRN | |
| 30 | BIOCRYST PHARMACEUTICALS | 200,000 | 1,680,000 | 0.67% | PRN | |
| 31 | REGENXBIO INC COM | 90,000 | 1,737,000 | 0.70% | PRN | |
| 32 | HAMILTON LANE INC CL A ADDED | 95,000 | 1,774,000 | 0.71% | PRN | |
| 33 | AURINIA PHARMACEUTICALS INC | 250,000 | 1,835,000 | 0.74% | PRN | |
| 34 | REV GROUP INC | 68,854 | 1,898,000 | 0.76% | PRN | |
| 35 | BELLICUM PHARMACEUTICALS INCORPORATED | 160,000 | 1,974,000 | 0.79% | PRN | |
| 36 | RAYONIER INC | 70,000 | 1,984,000 | 0.80% | PRN | |
| 37 | KAYNE ANDERSON ACQUISITION | 200,000 | 2,004,000 | 0.80% | PRN | |
| 38 | COLONY STARWOOD HOMES | 60,000 | 2,037,000 | 0.82% | PRN | |
| 39 | SILVER RUN ACQUISITION | 198,889 | 2,074,000 | 0.83% | PRN | |
| 40 | EASTERLY GOVT PPTYS INC | 110,000 | 2,177,000 | 0.87% | PRN | |
| 41 | ACADIA COMPANY COM | 50,000 | 2,180,000 | 0.88% | PRN | |
| 42 | STORE CAP CORP COM | 93,000 | 2,221,000 | 0.89% | PRN | |
| 43 | PROTHENA CORP PLC | 40,000 | 2,232,000 | 0.90% | PRN | |
| 44 | CANADA GOOSE HOLDINGS INC | 150,000 | 2,394,000 | 0.96% | PRN | |
| 45 | LSC COMMUNICATIONS INC COM | 95,985 | 2,415,000 | 0.97% | PRN | |
| 46 | ALTERYX INC | 158,152 | 2,472,000 | 0.99% | PRN | |
| 47 | PHYSICIANS RLTY TR | 125,000 | 2,484,000 | 1.00% | PRN | |
| 48 | TESLA INC | 9,000 | 2,505,000 | 1.01% | PRN | |
| 49 | ORION ENGINEERED CARBONS S A | 125,000 | 2,563,000 | 1.03% | PRN | |
| 50 | MidWestOne Finl Group Inc NE | 75,000 | 2,572,000 | 1.03% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-001231, filed 2017.05.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
