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Institutional Investment Manager
VIVO CAPITAL, LLC
VIVO CAPITAL, LLC (CIK: 0001674712). Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 23 holdings with a total value of $339,946,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 Capnia, Inc. 943,858 113,000 0.03%
2 REVANCE THERAPEUTICS INC COM 77,373 1,609,000 0.47%
3 Sunesis Pharmaceuticals, Inc. 500,000 2,050,000 0.60%
4 DYNAVAX TECHNOLOGIES CORP 359,828 2,141,000 0.63%
5 KALVISTA PHARMACEUTICALS INC 300,325 2,346,000 0.69%
6 REGENXBIO INC COM 164,403 3,173,000 0.93%
7 CRISPR THERAPEUTICS AG 148,878 3,241,000 0.95%
8 Sierra Oncology Inc. 2,438,270 3,731,000 1.10%
9 FOAMIX PHARMACEUTICALS LTD 855,000 4,232,000 1.24%
10 AURINIA PHARMACEUTICALS INC 600,000 4,404,000 1.30%
11 Agile Therapeutics, Inc. 1,513,975 4,852,000 1.43%
12 AKARI THERAPEUTICS PLC 527,842 5,843,000 1.72%
13 TREVENA INC 1,728,000 6,342,000 1.87%
14 BioPharmX Corporation 12,814,286 6,471,000 1.90%
15 Capnia, Inc. 14,695,264 10,434,000 3.07%
16 Strongbridge Biopharma plc 3,000,000 14,250,000 4.19%
17 AIMMUNE THERAPEUTICS INC COM 763,009 16,580,000 4.88%
18 ADVANCED ACCELERATOR APPLIC 483,786 19,284,000 5.67%
19 EIGER BIOPHARMACEUTICALS INC 1,787,091 20,462,000 6.02%
20 Codexis Inc Com 5,294,825 25,415,000 7.48%
21 ADR - Nabriva Therapeutics AG- Usd 4,021,559 48,259,000 14.20%
22 Ascendis Pharma 1,766,832 49,471,000 14.55%
23 ACLARIS THERAPEUTICS INC COM 2,858,569 85,243,000 25.08%

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-17-003338, filed 2017.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.