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Institutional Investment Manager
VIVO CAPITAL, LLC
VIVO CAPITAL, LLC (CIK: 0001674712). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 23 holdings with a total value of $366,183,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SAGENT PHARMACEUTICALS INC 6,495,416 97,301,000 26.57%
2 ACLARIS THERAPEUTICS INC COM 4,191,397 77,415,000 21.14%
3 EIGER BIOPHARMACEUTICALS INC 1,599,591 31,704,000 8.66%
4 Nabriva Therapeutics AG 3,151,700 23,638,000 6.46%
5 Ascendis Pharma 1,766,832 23,446,000 6.40%
6 CODEXIS INC 5,573,319 22,460,000 6.13%
7 Agile Therapeutics, Inc. 2,019,955 15,372,000 4.20%
8 ADVANCED ACCELERATOR APPLIC 455,798 13,781,000 3.76%
9 TREVENA INC 1,728,000 10,886,000 2.97%
10 Capnia, Inc. 7,456,984 8,650,000 2.36%
11 AIMMUNE THERAPEUTICS INC COM 763,009 8,256,000 2.25%
12 REGENXBIO INC COM 990,449 7,924,000 2.16%
13 AKARI THERAPEUTICS PLC 527,842 7,121,000 1.94%
14 DYNAVAX TECHNOLOGIES CORP 359,828 5,246,000 1.43%
15 ProNAi Therapeutics, Inc. 2,438,270 4,852,000 1.33%
16 Carbylan Therapeutics Inc. 4,204,562 2,775,000 0.76%
17 MINERVA NEUROSCIENCES INC COM 200,000 2,042,000 0.56%
18 MEI PHARMA INC 1,101,129 1,498,000 0.41%
19 REVANCE THERAPEUTICS INC COM 77,373 1,052,000 0.29%
20 OCERA THERAPEUTICS INC 153,331 291,000 0.08%
21 Capnia, Inc. 943,858 245,000 0.07%
22 Zosano Pharma Corp 98,515 125,000 0.03%
23 PALATIN TECHNOLOGIES INC COM 234,909 103,000 0.03%

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-16-013202, filed 2016.08.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.