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Institutional Investment Manager
ADVISOR GROUP, INC.
ADVISOR GROUP, INC. (CIK: 0001681115). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,620 holdings with a total value of $4,158,311,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 FIBROGEN INC 24 0 0.00%
2 VECTRUS INC 17 0 0.00%
3 LIBERTY TRIPADVISOR HLDGS INC COM SER A 33 0 0.00%
4 ALTISOURCE ASSET MGMT CORP 5 0 0.00%
5 SAFEGUARD SCIENTIFICS INCORPORATED COM NEW 25 0 0.00%
6 ADOBE SYS INC 1 0 0.00% Put
7 AGENUS INC 2 0 0.00%
8 BIOTIME INC 109 0 0.00%
9 Cipher Pharmaceuticals Inc 85 0 0.00%
10 DRYSHIPS INC 365 0 0.00%
11 CONTRAVIR PHARMACEUTICALS IN 283 0 0.00%
12 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 4,629 0 0.00%
13 GEE GROUP INC 12 0 0.00%
14 OSIRIS THERAPEUTICS INC NEW COM 100 0 0.00%
15 SPDR INDEX SHS FDS 8 0 0.00%
16 Socket Mobile Inc New 130 0 0.00%
17 OVASCIENCE INC COM 52 0 0.00%
18 ALLEGIANT TRAVEL CO 3 0 0.00%
19 ASTERIAS BIOTHERAPEUTICS INC WT EXP 092917 17 0 0.00%
20 WINDTREE THERAPEUTICS INC 130 0 0.00%
21 AVIAT NETWORKS INCORPORATED COM NEW 2 0 0.00%
22 BROADWIND ENERGY INC COM NEW 10 0 0.00%
23 STEMCELLS INC COM 9 0 0.00%
24 CYTORI THERAPEUTICS INC 63 0 0.00%
25 HILLTOP HOLDINGS INC 9 0 0.00%
26 QUORUM HEALTH CORP 93 0 0.00%
27 GROUP 1 AUTOMOTIVE INC 2 0 0.00%
28 SPDR GOLD TRUST 22 0 0.00% Call
29 SUPERCONDUCTOR TECHNOLOGIES 42 0 0.00%
30 CALADRIUS BIOSCIENCES INC 10 0 0.00%
31 FLAGSTAR BANCORP INC 4 0 0.00%
32 RXI PHARMACEUTICALS CORP NEW 163 0 0.00%
33 LUXFER HLDGS PLC 17 0 0.00%
34 FIRST TR SR FLG RTE INCM FD 22 0 0.00%
35 PACIFIC ETHANOL INC 10 0 0.00%
36 VanEck Vectors International High Yield Bond ETF 16 0 0.00%
37 OCEAN RIG 20 0 0.00%
38 JRJR33 INC 290 0 0.00%
39 MAXPOINT INTERACTIVE INC 50 0 0.00%
40 NAVISTAR INTL CORP NEW 10 0 0.00%
41 AVIRAGEN THERAPEUTICS INC 100 0 0.00%
42 PALATIN TECHNOLOGIES INC COM 40 0 0.00%
43 STEMLINE THERAPEUTICS INC 2 0 0.00%
44 ATHERSYS INC NEW 100 0 0.00%
45 ENTEROMEDICS INC 132 0 0.00%
46 FRONTLINE LTD 43 0 0.00%
47 DIFFERENTIAL BRANDS GROUP IN 17 0 0.00%
48 EASTMAN KODAK CO 4 0 0.00%
49 EASTMAN KODAK CO 4 0 0.00%
50 SANOFI 1,442 0 0.00%
Page 1 of 93

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001681115-17-000010, filed 2017.11.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.