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Institutional Investment Manager
ARK INVESTMENT MANAGEMENT LLC
ARK INVESTMENT MANAGEMENT LLC (CIK: 0001697748). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 102 holdings with a total value of $274,891,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 QUALCOMM INC 7,775 507,000 0.18%
52 XILINX INC 7,981 482,000 0.18%
53 VOXELJET AG 154,626 444,000 0.16%
54 EXA CORP 28,083 431,000 0.16%
55 HUBSPOT INCORPORATED 8,816 414,000 0.15%
56 ANSYS 4,353 403,000 0.15%
57 MICROSOFT CORP 6,466 402,000 0.15%
58 PTC INC 8,571 397,000 0.14%
59 NANOSTRING TECHNOLOGIES INC 16,877 376,000 0.14%
60 CONFORMIS INCORPORATED 44,922 364,000 0.13%
61 SERVICENOW INC 4,736 352,000 0.13%
62 VERACYTE INC 45,351 351,000 0.13%
63 ROCKWELL AUTOMATION INC 2,602 350,000 0.13%
64 INTELLIA THERAPEUTICS INC 26,544 348,000 0.13%
65 CORNERSTONE ONDEMAND INC 7,928 335,000 0.12%
66 MEDIDATA SOLUTIONS INC 6,657 331,000 0.12%
67 ULTRA CLEAN HLDGS INC 33,737 327,000 0.12%
68 AKAMAI TECHNOLOGIES INC 4,765 318,000 0.12%
69 IONIS PHARMACEUTICALS INC COM 6,621 317,000 0.12%
70 DELPHI AUTOMOTIVE PLC 4,535 305,000 0.11%
71 UNITED PARCEL SERVICE INC 2,345 269,000 0.10%
72 ELBIT SYS LTD 2,396 244,000 0.09%
73 INCYTE CORP 2,272 228,000 0.08%
74 REGENERON PHARMACEUTICALS 622 228,000 0.08%
75 ORBITAL ATK INC 2,584 227,000 0.08%
76 INOVIO PHARMACEUTICALS INC 31,226 217,000 0.08%
77 ALBEMARLE CORP 2,493 215,000 0.08%
78 TWILIO INC 7,245 209,000 0.08%
79 UNDER ARMOUR INC 7,562 190,000 0.07%
80 AGIOS PHARMACEUTICALS INC 4,555 190,000 0.07%
81 MAZOR ROBOTICS LTD 8,360 183,000 0.07%
82 FLEX LTD 12,291 177,000 0.06%
83 BOX INC 11,835 164,000 0.06%
84 FIVE PRIME THERAPEUTICS INC 3,200 160,000 0.06%
85 AMETEK INC NEW 3,272 159,000 0.06%
86 FARO TECHNOLOGIES INC COM 4,390 158,000 0.06%
87 MELLANOX TECHNOLOGIES LTD 3,813 156,000 0.06%
88 AMBARELLA INC 2,846 154,000 0.06%
89 ALLIED MOTION TECHNOLOGIES 6,300 135,000 0.05%
90 CELGENE CORP 807 93,000 0.03%
91 BIOMARIN PHARMACEUTICAL INC 960 80,000 0.03%
92 ADOBE INC 769 79,000 0.03%
93 NANO DIMENSION LTD 10,666 64,000 0.02%
94 SYROS PHARMACEUTICALS INC 3,471 42,000 0.02%
95 EVOGENE LTD 6,653 34,000 0.01%
96 ARCONIC INC 1,276 24,000 0.01%
97 EASTMAN CHEM CO 322 24,000 0.01%
98 EASTMAN KODAK CO 1,490 23,000 0.01%
99 POLYONE CORP 695 22,000 0.01%
100 PRAXAIR INC 180 21,000 0.01%
Page 2 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-006197, filed 2017.02.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.