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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 11 Institutional holders with a total value of $2,384,880.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,122 1,071,000 44.91%
2 MORGAN STANLEY 22,199 846,000 35.47%
3 B. Riley Wealth Advisors, Inc. 4,800 182,880 7.67%
4 UBS AG 3,590 137,000 5.74%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,532 96,000 4.03%
6 CITIGROUP INC 742 28,000 1.17%
7 WFG Advisors, LP 200 8,000 0.34%
8 WealthTrust-Arizona, LLC 202 8,000 0.34%
9 NEXT Financial Group, Inc 200 7,000 0.29%
10 ROYAL BANK OF CANADA 21 1,000 0.04%
11 BANK OF AMERICA CORP /DE/ 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.