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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 16 Institutional holders with a total value of $3,196,129.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,972 1,095,000 34.26%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,320 748,000 23.40%
3 B. Riley Wealth Advisors, Inc. 10,035 389,000 12.17%
4 UBS Group AG 8,620 334,000 10.45%
5 LPL Financial LLC 6,906 263,000 8.23%
6 MORGAN STANLEY 6,754 261,000 8.17%
7 CITIGROUP INC 742 29,000 0.91%
8 BANK OF AMERICA CORP /DE/ 660 26,000 0.81%
9 INTEGRATED WEALTH MANAGEMENT 375 15,000 0.47%
10 Evercore Wealth Management, LLC 400 15,000 0.47%
11 WFG Advisors, LP 200 8,000 0.25%
12 Tower Research Capital LLC (TRC) 180 7,000 0.22%
13 AMERICAN INTERNATIONAL GROUP, INC. 55 2,129 0.07%
14 ROYAL BANK OF CANADA 59 2,000 0.06%
15 D.A. DAVIDSON & CO. 73 2,000 0.06%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.