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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 11 Institutional holders with a total value of $2,217,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,868 1,071,000 48.31%
2 B. Riley Wealth Advisors, Inc. 9,395 359,000 16.19%
3 ROYAL BANK OF CANADA 8,090 309,000 13.94%
4 UBS Group AG 4,890 187,000 8.43%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,681 179,000 8.07%
6 MORGAN STANLEY 1,405 53,000 2.39%
7 CITIGROUP INC 742 29,000 1.31%
8 Tower Research Capital LLC (TRC) 514 20,000 0.90%
9 WFG Advisors, LP 200 8,000 0.36%
10 D.A. DAVIDSON & CO. 73 2,000 0.09%
11 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.