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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 15 Institutional holders with a total value of $3,431,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JANE STREET GROUP, LLC 33,917 1,261,000 36.75%
2 B. Riley Wealth Advisors, Inc. 16,819 625,000 18.22%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,195 488,000 14.22%
4 UBS Group AG 11,052 409,000 11.92%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,069 336,000 9.79%
6 CITADEL ADVISORS LLC 5,685 206,000 6.00%
7 Creative Planning 1,410 52,000 1.52%
8 BANK OF AMERICA CORP /DE/ 575 21,000 0.61%
9 CITIGROUP INC 385 14,000 0.41%
10 Tower Research Capital LLC (TRC) 216 8,000 0.23%
11 AMERICAN INTERNATIONAL GROUP, INC. 96 4,000 0.12%
12 MSI Financial Services Inc 88 3,000 0.09%
13 ROYAL BANK OF CANADA 50 2,000 0.06%
14 D.A. DAVIDSON & CO. 73 2,000 0.06%
15 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.