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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 13 Institutional holders with a total value of $2,741,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,972 1,129,000 41.19%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,060 525,000 19.15%
3 B. Riley Wealth Advisors, Inc. 9,955 400,000 14.59%
4 UBS Group AG 8,106 326,000 11.89%
5 MORGAN STANLEY 6,864 276,000 10.07%
6 CITIGROUP INC 742 30,000 1.09%
7 Evercore Wealth Management, LLC 400 16,000 0.58%
8 INTEGRATED WEALTH MANAGEMENT 375 15,000 0.55%
9 MSI Financial Services Inc 250 10,000 0.36%
10 WFG Advisors, LP 200 8,000 0.29%
11 Tower Research Capital LLC (TRC) 110 4,000 0.15%
12 D.A. DAVIDSON & CO. 73 2,000 0.07%
13 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.